EN BANC

Agenda of February 8, 2011

Item No. 61

 

 

A.M. No. 10-7-17-SC – In the Matter of the Charges of Plagiarism, etc. against Associate Justice Mariano C. Del Castillo.

 

 

                                                          Promulgated: February 8, 2011

x -------------------------------------------------------------------------------------- x

 

 

SEPARATE CONCURRING OPINION

 

BRION, J.:

 

Background Facts

 

          The present administrative disciplinary case against Supreme Court Associate Justice Mariano C. del Castillo stemmed from the decision he penned for the Court in G.R. No. 162230, entitled Isabelita C. Vinuya, et al. v. Executive Secretary.  The Vinuya Decision was promulgated on April 28, 2010 with 13 justices of this Court concurring with the ruling to dismiss the case.

 

          On July 19, 2010, Attys. Harry Roque and Rommel Bagares, counsels for petitioners Vinuya, et al., filed a Supplemental Motion for Reconsideration raising, among others, the plagiarism allegedly committed by Justice del Castillo for using the works of three foreign legal authors in his ponencia.  They alleged that the use was without proper attribution and that Justice del Castillo twisted the foreign authors’ works to support the Decision.  They considered it “highly improper for x x x the Court x x x to wholly lift, without proper attribution, from at least three sources – an article published in 2009 in the Yale Law Journal of International Law,[1] a book published by the Cambridge University Press in 2005,[2] and an article published in the Case Western Reserve Journal of International Law[3] – and to make it appear that these sources support the assailed Judgment’s arguments for dismissing [their] petition[,] when in truth, the plagiarized sources even make a strong case for the Petition’s claims[.]”[4]

 

          In reply to the accusation, Justice del Castillo wrote and circulated a letter dated July 22, 2010 to the members of this Court.  On July 27, 2010, the Court decided to refer the letter to the Ethics and Ethical Standards Committee (the “Ethics Committee” or “committee”) which docketed it as an administrative matter. The committee required Attys. Roque and Bagares to comment on Justice del Castillo’s letter, after which it heard the parties.  After the parties’ memoranda, the committee submitted its findings and recommendations to the Court. 

 

The Court’s Decision on the Plagiarism Charge against Justice del Castillo

 

In a Decision dated October 12, 2010, the Court resolved to dismiss the plagiarism charges against Justice del Castillo.  It recognized that indeed certain passages of the foreign legal article were lifted and used in the Vinuya Decision and that “no attributions were made to the x x x authors in [its] footnotes.”[5] However, the Court concluded that the failure to attribute did not amount to plagiarism because  no malicious intent attended the failure; the attributions (present in Justice del Castillo’s original drafts) were simply accidentally deleted in the course of the drafting process. Malicious intent was deemed an essential element, as “plagiarism is essentially a form of fraud where intent to deceive is inherent.”  Citing Black’s Law Dictionary’s definition of plagiarism – the deliberate and knowing presentation of another person’s original ideas or creative expressions as one’s own – the Court declared that “plagiarism presupposes intent and a deliberate, conscious effort to steal another’s work and pass it off as one’s own.”  In fact, the Court found that by citing the foreign author’s original sources, Justice del Castillo never created the impression that he was the original author of the passages claimed to have been lifted from the foreign law articles:

 

The Court also adopts the Committee’s finding that the omission of attributions to Criddle-Descent and Ellis did not bring about an impression that Justice Del Castillo himself created the passages that he lifted from their published articles. That he merely got those passages from others remains self-evident, despite the accidental deletion. The fact is that he still imputed the passages to the sources from which Criddle-Descent and Ellis borrowed them in the first place.

 

 

As to the charge that Justice del Castillo twisted the meaning of the works of the foreign authors, the Court ruled that it was impossible for him to have done so because:

 

first, since the attributions to Criddle-Descent and Ellis were accidentally deleted, it is impossible for any person reading the decision to connect the same to the works of those authors as to conclude that in writing the decision Justice Del Castillo “twisted” their intended messages. And, second, the lifted passages provided mere background facts that established the state of international law at various stages of its development. These are neutral data that could support conflicting theories regarding whether or not the judiciary has the power today to order the Executive Department to sue another country or whether the duty to prosecute violators of international crimes has attained the status of jus cogens.

 

The Court, thus, declared that “only errors [of judges] tainted with fraud, corruption, or malice are subject of disciplinary action” and these  were not present in Justice del Castillo’s case; the failure was not attended by any malicious intent not to attribute the lifted passages to the foreign authors.

 

Justice Maria Lourdes P. A. Sereno dissented from the Court’s October 12, 2010 Decision based mainly on her disagreement with the majority’s declaration that malicious intent is required for a charge of plagiarism to prosper.

 

On November 15, 2010, Attys. Roque and Bagares filed a motion for reconsideration of the Court’s October 12, 2010 Decision.  This motion was the subject of the Report/Resolution submitted to the Court for consideration. Incidentally, the same counsels filed an impeachment complaint for betrayal of public trust against Justice del Castillo with the House of Representatives on December 14, 2010.

 

The Court’s Action on the

Motion for Reconsideration

 

The Court referred the motion for reconsideration to the Ethics Committee and its Report recommended the dismissal of the motion for reconsideration.  The Report differentiated academic writing from judicial writing, declaring that originality of ideas is not required of a judge writing decisions and resolving conflicts because he is bound by the doctrine of stare decisis – the legal principle of determining points in litigation according to precedents.

 

The Report likewise declared that the foreign authors, whose works were claimed to have been plagiarized, were not themselves the originators of the ideas cited in the Vinuya Decision.   While the Vinuya Decision did not mention their names, it did attribute the passages to the original authors from whom these foreign authors borrowed the ideas.  There was, thus, no intent on the part of Justice del Castillo to appropriate the ideas or to claim that these ideas originated from him; in short, he did not pass them off as his own. 

 

Justice Antonio T. Carpio dissented from the Report, based on two grounds:

 

a.     the Court has no jurisdiction over the administrative case as it involves a sitting Supreme Court Justice, for alleged misconduct committed in office; and

b.     the judge, when writing judicial decisions, must comply with the law on copyright and respect the moral right of the author to have the work copied attributed to him.

 

My Position

 

I fully support the conclusions of the Ethics Committee.  I likewise take exception to Justice Carpio’s Dissenting Opinion, specifically on his position that the Court has no jurisdiction to discipline its Members as the only means to discipline them is through impeachment proceedings that the Congress has the sole prerogative to undertake.  Impeachment, he declares, functions as the equivalent of administrative disciplinary proceedings.  Since the Congress is given the exclusive power to initiate,[6] try, and decide[7] all cases of impeachment, Justice Carpio posits that the Congress serves as the exclusive disciplining authority over all impeachable officers.  He warns that for the Supreme Court to hear the present administrative disciplinary case would be to usurp this exclusive power of Congress.

 

Jurisdiction of the Supreme Court to Discipline its Members

 

          A given in the discipline of Members of the Supreme Court is that they can only be “removed from office” through impeachment, as provided under Article XI of the Constitution, on the specified grounds of culpable violation of the Constitution, treason, bribery, graft and corruption, other high crimes, or betrayal of the public trust. The purpose of impeachment and the constitutional interest sought is to protect the people and the State from official delinquencies and other malfeasances.[8]  The Constitution, however, is not a single-purpose document that focuses on one interest alone to the exclusion of related interests; impeachment was never intended by the Constitution to be the totality of the administrative actions or remedies that the public or the Court may take against an erring Justice of the Court. Other related constitutional interests exist touching on other facets of the Judiciary and public accountability.  They are, by themselves, equally compelling and demanding of recognition.

 

Among the compelling interests that the Constitution zealously guards is judicial independence because it is basic to the meaning and purposes of the Judiciary.  This interest permeates the provisions of Article VIII of the  Constitution.[9] 

 

Another interest to consider is the need for judicial integrity – a term not expressly mentioned in the Article on the Judiciary (Article VIII), but is a basic concept found in Article XI (on Accountability of Public Officers) of the Constitution.  It is important as this constitutional interest underlies the independent and responsible Judiciary that Article VIII establishes and protects.  To be exact, it complements judicial independence as integrity and independence affect and support one another; only a Judiciary with integrity can be a truly independent Judiciary. Judicial integrity, too, directly relates to public trust and accountability that the Constitution seeks in the strongest terms.  The same Article XI contains the impeachment provisions that provide for the removal of Justices of the Supreme Court.  Notably, a common thread that runs through all the grounds for impeachment is the lack of integrity of the official impeached on these grounds.

 

Still another unavoidable consideration on impeachment and its limited grounds is that it cannot, by itself, suffice to protect the people and foster the public accountability that the Constitution speaks of.  While it is a powerful weapon in the arsenal of public accountability and integrity, it is not a complete weapon that can address and fully achieve its protective purposes.  As discussed more fully below, not all complaints and grievances can be subsumed under the defined constitutional grounds for impeachment.  Members of the Court can commit other offenses not covered by the impeachable offenses, for which other offenses they should equally be held accountable. These other offenses must of course be administratively addressed elsewhere if they cannot be similarly addressed through impeachment; the people will not accept an interpretation that these are offenses that fell through the constitutional cracks and can no longer be administratively addressed.

 

These considerations, taken together, dictate against the position of Justice Carpio that the Congress alone, through impeachment and to the exclusion of this Court, can proceed against the Members of the Court.

 

Protection of Judicial Integrity

 

For the purpose of preserving judicial integrity, the Supreme Court has as much (and in fact, should have more) interest as the public or as any other branch of the government in overseeing the conduct of members of the Judiciary, including its own Members. This is precisely the reason for the Judiciary’s Code of Judicial Conduct and the lawyers’ Code of Professional Responsibility.  Judicial integrity is not only a necessary element in the orderly and efficient administration of justice; it is almost literally the lifeblood  of the Judiciary.  A Judiciary, dissociated from integrity and the public trust that integrity brings, loses its rightful place in the constitutional democratic scheme that puts a premium on a reliable and respected third branch of government that would balance the powers of the other two branches.

 

To ensure the maintenance and enhancement of judicial integrity, the Constitution has given the Judiciary, mainly through the Supreme Court, a variety of powers.  These powers necessarily begin with the power to admit and to discipline members of the bar[10] who are officers of the courts and who have the broadest frontline interaction with the courts and with the public. Courts in general have the power to cite for contempt[11] that proceeds, not only from the need to maintain orderly procedures, but also from the need to protect judicial integrity in the course of the courts’ exercise of judicial power.  The Supreme Court has the power to discipline and remove judges of lower courts.[12] In this role, the Court hears administrative disciplinary cases against lower court judges for purposes of redress against erring judges and, more importantly, to “[preserve] the integrity of the judicial system and public confidence in the system and x x x [to safeguard] the bench and the public from those who are unfit.”[13] 

 

As concrete legal basis, the Supreme Court is expressly granted the general power of administrative supervision over all courts and the personnel thereof.[14]   By its plain terms, the power extends not only to the authority to supervise and discipline lower court judges but to exercise the same powers over the Members of the Court itself.  This is the unavoidable meaning of this grant of authority if its main rationale – i.e., to preserve judicial integrity – is to be given full effect.  The Supreme Court must ensure that the integrity of the whole Judiciary, its own Members included, is maintained as any taint on any part of the Judiciary necessarily taints the whole.  To state the obvious, a taint in or misconduct by any Member of the Supreme Court – even if only whispered about for lack of concrete evidence and patriotic whistleblowers – carries greater adverse impact than a similar event elsewhere in the Judiciary.

 

Independent of the grant of supervisory authority and at a more basic level, the Supreme Court cannot be expected to play its role in the constitutional democratic scheme solely on the basis of the Constitution’s express grant of powers.  Implied in these grants are the inherent powers that every entity endowed with life (even artificial life) and burdened with responsibilities can and must exercise if it is to survive.  The Court cannot but have the right to defend itself to ensure that its integrity and that of the Judiciary it oversees are kept intact.  This is particularly true when its integrity is attacked or placed at risk by its very own Members – a situation that is not unknown in the history of the Court.  To be sure, judicial integrity cannot be achieved if the Court can police the ranks of the lower court judges but not its own ranks.  From this perspective view, it is unthinkable that the Supreme Court can only watch helplessly – for the reason that the power to act is granted only to Congress under the terms of the Constitution – as its own Members prostitute its integrity as an institution.

 

Impeachment Grounds are Limited

 

That an impeachment partakes of the nature of an administrative disciplinary proceeding confined to the defined and limited grounds of “culpable violation of the Constitution, treason, bribery, graft and corruption, other high crimes, and betrayal of public trust”[15] cannot be disputed.  However, it cannot likewise be disputed that these grounds, as defined, refer only to those serious “offenses that strike at the very heart of the life of the nation.”[16]  Thus, for “betrayal of public trust” to be a ground for impeachment, the “manner of commission must be of the same severity as ‘treason’ and ‘bribery.’”[17] With respect to members of the High Court, impeachment is considered “as a response to serious misuse of judicial power”[18] no less equivalent to treason or bribery.

 

Directly implied from these established impeachment principles is that “removal from office (the imposable penalty upon impeachment and conviction) is not the price exacted for every incident of judicial misconduct.”[19]  Otherwise stated, that impeachment administratively addresses only serious offenses committed by impeachable officers cannot imply that the Constitution condones misdemeanors and misconduct that are not of equal gravity. 

 

For, side by side with the constitutional provision on impeachment is the constitutional policy that “public office is a public trust” and that “public  officers and employees must, at all times, be accountable to the people.”[20]  Even impeachable officials, despite the nature and level of their positions, must be administratively accountable for misconduct and misdemeanors that are of lesser gravity than the defined impeachable offenses. Only this approach and reconciled reading with the provision on impeachment can give full effect to the constitutional policy of accountability.  If this were not the case, then the public would be left with no effective administrative recourse against Supreme Court Justices committing less than grave misconduct.  One American writer, Brent D. Ward, writes on this point that:

 

It would be a serious weakness in our system to place systematic judicial misconduct beyond the reach of any remedy save impeachment.  There are limits beyond which no person – even a federal judge – should be allowed to go with impunity.  The courts themselves have the power and the duty to curtail the effect of repeated contrary and erratic actions of a judge that occur too frequently to permit effective appellate supervision in the run of cases.

 

x x x x

 

[The] Constitution does x x x shield [judges] from corrective action by other judges designed to ensure that the law is effectively administered. The appellate courts have the power to prevent action so obviously improper as to place it beyond established rules of law.[21]

 

Adverse Effects of Expansive View of Impeachment Grounds

 

If impeachment were to be the only administrative proceeding to hold Justices of this Court accountable, then the grounds for impeachment may arguably carry a definition beyond the traditionally grave or serious character these offenses have always carried.  An expanded definition, however, is no different from the remedy of burning a house to kill a rat. While such definition in the long run may kill more rats or assuredly do away with a particularly obnoxious rat, it will at the same time threaten and adversely affect a more valuable constitutional interest – the independence of the Judiciary that allows magistrates to conscientiously undertake their duties, guided only by the dictates of the Constitution and the rule of law. 

 

It needs no elaborate demonstration to show that the threat of impeachment for every perceived misconduct or misdemeanor would open Justices of the Court to harrassment.  A naughty effect – if administrative redress can only be secured from Congress to the exclusion of this Court under an expanded definition of impeachment grounds – is to encourage every litigant with a perceived grievance against a Justice of this Court to run to his congressman for the filing of an impeachment complaint. 

 

Undoubtedly, this kind of scenario will be a continuing threat to judges and justices, with consequential adverse effects on the Judiciary, on inter-branch relationship, and on the respect the public may give the Judiciary, the Legislature, and even of the government itself.  Worse, this kind of scenario may ultimately trivialize the impeachment process and is thus best avoided.

 

An expansive interpretation of the grounds for impeachment must also affect Congress which acts on impeachment complaints but whose main task under our structure of government is to legislate, not to police the Supreme Court and other impeachable officers.  To say the least, a deluge of impeachment complaints may prove to be impractical for Congress because impeachment is both an arduous and a time consumming process that will surely divert congressional time and other resources from the principal function of lawmaking.

 

The US Practice

 

In the United States (US) federal courts, “the impeachment process has not been the only check on federal judges [who are removable through impeachment] who may have abused their independence, or the only assurance of their accountability.”[22] The US National Commission on Judicial Discipline and Removal has posited that there must be “a power in the judiciary to deal with certain kinds of misconduct [as this will further] both the smooth functioning of the judicial branch and the broad goal judicial independence.” 

 

Along this line, the US Congress created a system enforcing an internal judicial self-discipline through the judicial councils  under their Judicial Councils Reform and Judicial Conduct and Disability Act of 1980 (the US 1980 Act).  The judicial council (composed of the federal judges within a specific judicial circuit) is considered as a “formal and credible supplement to the impeachment process for resolving complaint of misconduct or disability against federal judges.”[23]  The judicial council of a federal circuit, through the chief judge, is authorized to receive and to act on complaints about the conduct of  judges who are removable only through impeachment.  If there is merit to a complaint, the judicial council can “take appropriate action, which may include censure, reprimand, temporary suspension, and transfer of cases, but not removal from office.  If the judicial council believes that it has uncovered grounds for impeachment, the council is empowered to report its findings to the Judicial Conference of the United States, which after an investigation, may report its findings to the House of Representatives.”[24]

 

Arguably, the existence of a judicial council as an additional or supplemental check on US federal judges is statutory and no equivalent statute has been enacted in our jurisdiction specifically establishing in our Supreme Court a system of internal judicial self-discipline.  This argument, however, loses sight of the constitutional authority of our Supreme Court to govern the conduct of its members under its power of general administrative supervision over all courts – a power that the Philippine Constitution expressly grants to our Supreme Court to the exclusion of remedies outside of the Judiciary except only for impeachment. Interestingly, even in the US, the view has been taken that the enactment of a statute conferring disciplinary power to the Court over its own members may be unnecessary as the Supreme Court itself may assume this power. This is implied from the following recommendation of the US National Commission on Judicial Discipline and Removal which states:

 

[I]t may be in the [US Supreme] Court’s best interest, as contributing to the public’s perception of accountability, to devise and adopt some type of formal procedure for the receipt and disposition of conduct and disability complaints. 

 

The Commission recommends that the Supreme Court may wish to consider the adoption of policies and procedures for the filing and disposition fo complaints alleging misconduct against Justices of the Supreme Court.[25]

 

Note should be taken in these regards that the Philippine Supreme Court has already put in place various Codes governing ethical rules for the bar and for the Judiciary. The Code of Judicial Conduct applies to all members of the Judiciary, including the Members of the Supreme Court.  The Code of Professional Responsibility applies to all lawyers, thus, necessarily to Members of the Court for whom membership in the bar is an essential qualification.  The Court as well has codified the Internal Rules of the Supreme Court. A Rule on Whistleblowing is presently under consideration by the Court en banc.

 

What is crucial in the establishment of the judicial council system in the US is the implication that no inherent incompatibility exists between the existence of Congress’ power to impeach and the Supreme Court’s power to discipline its own members; the two powers can co-exist and, in fact, even supplement each other.  The constitutionality of recognizing disciplinary power in the courts over their own impeachable members (as provided in the US 1980 Act), vis-à-vis the Congress’ power to remove the same officials by impeachment, has been addressed before the US Court of Appeals in the case of McBryde v. Commission to Review Circuit Council Conduct and Disability Orders of the Judicial Conference of the US[26]:

                  

Judge McBryde frames his separation of powers claim as whether the Constitution "allocates the power to discipline federal judges and, if so, to which branches of government." Finding that it allocates the power to Congress in the form of impeachment, he concludes that it excludes all other forms of discipline. But Judge McBryde's attempt to fudge the distinction between impeachment and discipline doesn't work. The Constitution limits judgments for impeachment to removal from office and disqualification to hold office. It makes no mention of discipline generally. The Supreme Court recently observed that it accepted the proposition that "[w]hen a statute limits a thing to be done in a particular mode, it includes a negative of any other mode." But application of the maxim depends on the "thing to be done." Here the thing to be done by impeachment is removal and disqualification, not "discipline" of any sort. 

Thus, when the conduct of a member of the Supreme Court is improper but is not of such gravity to be considered as an impeachable offense, the Court – to protect its integrity – may address the misconduct through an administrative disciplinary case against the erring member. 

 

Conclusion: Court can hear the case against Justice del Castillo as an Administrative Matter

 

           

What the impeachment provisions of the Constitution guarantee is simply the right to be removed from office only through the process of impeachment and not by any other means; it does not preclude the imposition of disciplinary sanctions short of removal on the impeachable official.  Impeachment is the sole means of removal, but it is certainly not the sole means of disciplining Members of the Supreme Court or, for that matter, public officials removable by impeachment.  

 

          Accordingly, I believe that the Court has the authority to hear the present administrative disciplinary case against Associate Justice Mariano del Castillo; in case of a finding of misconduct, it can impose penalties that are not the functional equivalent of removal or dismissal from service.  If, in the exercise of its prerogative as interpreter of the Constitution, it determines that an act complained of falls within the defined grounds for impeachment, then the Court should say so and forthwith forward its recommendations to Congress as the body constitutionally mandated to act in impeachment cases. 

 

Court’s Interpretation of Plagiarism -   limited to its Concept as an Ethical violation of Members of the Judiciary.

 

          The dissatisfaction with the Court’s October 12, 2010 Decision (resolving the plagiarism charge against Justice del Castillo or the “plagiarism Decision”) primarily lies with the Court’s declaration that malicious intent is a necessary element in committing plagiarism.  In the plagiarism Decision, the Court said:

 

[P]lagiarism presupposes intent and a deliberate, conscious effort to steal another’s work and pass it off as one’s own.

 

Why we deemed malicious intent as a necessary element for judicial plagiarism can be explained by our repeated pronouncement that:

 

not every error or mistake committed by judges in the performance of their official duties renders them administratively liable. In the absence of fraud, dishonesty or deliberate intent to do an injustice, acts done in their official capacity, even though erroneous, do not always constitute misconduct.  

 

Only errors that are tainted with fraud, corruption or malice may be the subject of disciplinary action. For administrative liability to attach, respondent must be shown to have been moved by bad faith, dishonesty, hatred or some other motive. Indeed, judges may not be held administratively liable for any of their official acts, no matter how erroneous, as long as they acted in good faith.[27]

 

The term plagiarism does not have a precise statutory definition as it is not a matter covered by present Philippine statutes.[28] What the Intellectual Property Code (Republic Act 8283)[29] defines and punishes is “copyright infringement.” However, these terms are not legally interchangeable. Laurie Stearns, copyright lawyer and author of the article “Copy Wrong: Plagiarism, Process, Property, and the Law” aptly observes the distinctions between the two in this wise:

 

Plagiarism is not necessarily copyright infringement, nor is copyright infringement necessarily plagiarism. The two concepts diverge with respect to three main aspects of the offense: copying, attribution and intent. In some ways the concept of plagiarism broader than infringement, in that it can include the copying of ideas or of expression not protected by copyright, that would not constitute infringement and it can include copying of small amounts of material that would be disregarded under copyright law. In other ways the concept of infringement is broader, in that it can include both properly attributed copying and unintentional copying that would be excused from being called plagiarism. 

 

The divergence between plagiarism’s popular definition and copyright’s statutory framework suggests an essential contradiction between what is at stake in plagiarism – the creative process – and what is at stake in copyright infringement – the creative result.[30]     

 

Separately from these distinctions, the matter before the Court is Justice del Castillo’s alleged plagiarism or failure to make attributions as an ethical violation, not a copyright violation under the Intellectual Property Code. Given these distinctions, I see no reason to quibble over the definition of plagiarism – a term that, in the absence of any statutory limitation, the Court can define and interpret for purposes of its administrative authority over all courts and the personnel thereof. 

 

From the point of view of ethical rules, what are important are the intent in undertaking an act and the concepts of integrity, propriety, honesty and impartiality for purposes of dispensing justice by an independent Judiciary.  It is in this sense, and in light of the nature of the present case as an administrative disciplinary charge against a Member of this Court, that the pronouncement of this Court on plagiarism and on the merits of the ethical charge should be understood.

           

          In this light, I find it misplaced for Justice Sereno to describe the Court’s Decision as:

 

[creating] unimaginable problems for Philippine academia, which will from now on have to find a disciplinary response to plagiarism committed by students and researchers on the justification of the majority Decision.

 

It has also undermined the protection of copyrighted work by making available to plagiarists “lack of malicious intent” as a defense to a charge of violation of copy or economic rights of the copyright owner committed through lack of attribution.

 

x x x x

 

Because the majority Decision has excused the lack of attribution to the complaining authors in the Vinuya decision to editorial errors and lack of malicious intent to appropriate ─ and that therefore there was no plagiarism ─ lack of intent to infringe copyright in the case of lack of attribution may now also become a defense, rendering the above legal provision meaningless.[31]

 

          When the Supreme Court acts on complaints against judges under its supervision and control, it acts as an administrator imposing discipline and not as a court passing upon justiciable controversies.[32]  It is precisely for this reason that disciplinary cases are docketed as “Administrative Matters” or “A.M.”[33]  Hence, any interpretation by the Court of “plagiarism” is limited to this context and cannot be held to bind the academe in undertaking its educational functions, particularly its own  power to define plagiarism in the educational context.  It likewise cannot bind Congress in its role as the sole authority to determine what constitutes an impeachable offense, subject to what I stated above on the established scope of impeachable offenses and the power of the Court to act in grave abuse of discretion situations under the Constitution. Specifically, a finding by this Court that plagiarism was or was not committed cannot preclude Congress from determining whether the failure or omission to make an attribution, intentionally or unintentionally, amounts to a “betrayal of public trust.”

 

          For these reasons, I support the conclusion of the Ethics and Ethical Standards Committee that Justice Mariano C. del Castillo’s attribution lapses did not involve any ethical violation. I vote for the approval of the Committee’s Report and for the denial of the petitioners’ Motion for Reconsideration.

                                     

                                                                   ARTURO D. BRION

                                                                       Associate Justice



[1] A Fiduciary Theory of Jus Cogens by Evan J. Criddle and Evan Fox-Decent.

[2] Enforcing Erga Omnes Obligations in International Law by Christian J. Tams.

[3] Breaking the Silence: On Rape as an International Crime by Mark Ellis.

[4] Petitioners Vinuya, et al.’s Supplemental Motion for Reconsideration dated July 18, 2010, p. 2.

[5] Specifically,  the  Court  referred  to  the  article  A  Fiduciary  Theory  of  Jus  Cogens  written  by Criddle-Decent and Fox.

[6] CONSTITUTION, Article XI, Section 3(1). The House of Representatives shall have the exclusive power to initiate all cases of impeachment.

[7] Id., Section 3(6).  The Senate shall have the sole power to try and decide all cases of impeachment.

[8] See De Leon, Philippine Constitutional Law, Vol. II, 2004 Ed., p. 831.

[9] See, among others, security of tenure at Section 1;  fiscal autonomy under Section 2; defined jurisdiction that Congress cannot touch without concurrence from the Supreme Court; administrative supervision over all courts under Section 6; a Judicial and Bar Council that renders recourse to the Commission on Appointments unnecessary; and the guarantee of strict focus on judicial duties under Section 12.

[10] CONSTITUTION, Article VIII, Section 5(5); RULES OF COURT, Rules 138 and 139-B.

[11] RULES OF COURT, Rule 71.

[12] CONSTITUTION, Article VIII, Section 11; RULES OF COURT, Rule 140.

[13] Cynthia Gray, A Study of State Judicial Discipline Sanctions, American Judicature Society (2002), at <www.ajs.org/ethics/pdfs/Sanctions.pdf>, last visited February 9, 2011.  The article also cites other reasons: impressing upon the judge the severity and significance of the misconduct; deterring similar conduct by the judge and others; reassuring the public that judicial misconduct is not tolerated or condoned; and fostering public confidence in the self-policing system.

[14] See Joaquin G. Bernas, S.J., The 1987 Constitution of the Republic of the Philippines: A Commentary (2009 ed.), p. 1012, and Hector S. De Leon, Philippine Constitutional Law: Principles and Cases, Volume 2 (2004 ed.), p. 595.

[15] CONSTITUTION, Article XI, Section 2.

[16] See Bernas, supra, note 14, p. 1113.

[17] Ibid.

[18] Robert W. Kastenmeier, Report of the National Commission on Judicial Discipline and Removal (March 1994), 152 F.R.D. 265, at <judicial-discipline-reform.org/judicial-complaints/1993-Report-Removal.pdf>, last visited on February 9, 2011.

[19] Cynthia Gray, supra  note  13,  citing  In re Lowery,  999 S.W.2d 639, 661  (Special Court of Review Appointed by Texas Supreme Court, 1998).

[20] CONSTITUTION, Article XI, Section 1.

[21] Brent  D.  Ward,  Can  the  Federal  Courts  Keep  Order  in  Their  Own  House? Appellate Supervision through  Mandamus  and  Orders of  Judicial Councils,  233  Bringham  Young University  Law   Review 233, 237  and  253 (1980),  at   <heinonline.org/HOL/LandingPage?collection=journals&handle=

   hein.journals/byulr1980&div=177ID=&page=>, last visited on February 9, 2011.

[22] Robert W. Kastenmeier, supra note 18.

[23] Ibid.

[24] Michael  J. Gerhardt,  The  Constitutional  Limits  to Impeachment  and  Its  Alternatives,  68  Texas Law   Review 1, 73-74 (November 1989).

[25] Robert W. Kastenmeier, supra note 18.

[26] 264 F.3d 52 (2001).

[27] Cruz v. Iturralde, A.M. RTJ No. 03-1775, April 30, 2003, 402 SCRA 65.

[28] George,  Joyce  J.  “Judicial  Opinion  Writing  Handbook.” 5th edition. William S. Hein & Co., Inc., 2007, page 715, defines plagiarism as “the intentional representation of another person’s words, thoughts or ideas as one’s own without giving attribution.”

[29]AN ACT PRESCRIBING THE INTELLECTUAL PROPERTY CODE AND ESTABLISHING THE INTELLECTUAL PROPERTY OFFICE, PROVIDING FOR ITS POWERS AND FUNCTIONS, AND FOR OTHER PURPOSES

[30] Stearns, Laurie. “Copy Wrong: Plagiarism, Process, Property and the Law.” Perspectives on Plagiarism and Intellectual Property in a Postmodern World. Ed. Lise Buranen and Alice M. Roy. Albany, New York State University of New York Press. 1999. 5-6.

[31] Dissenting Opinion of Justice Sereno in the Plagiarism decision.

[32] Icasiano v. Sandiganbayan, G.R. No. 95642, May 28, 1992, 209 SCRA 377.

[33] See: Rule 4, Internal Rules of the Supreme Court, in relation with Section 4, Rule 6 on Docket Number and Entry in Logbook.  Administrative cases are not listed as G.R. (General Register) cases as they are not acted upon in the exercise of the Court’s judicial function.