G.R. No. 189698 – ELEAZAR P. QUINTO and
GERINO A. TOLENTINO, JR., Petitioners v. COMMISSION ON ELECTIONS, Respondents.
Promulgated:
February
22, 2010
x-----------------------------------------------------------------------------------------x
DISSENTING OPINION
NACHURA, J.:
I vote to maintain this Court’s December
1, 2009 Decision. The automatic resignation rule on appointive government
officials and employees running for elective posts is, to my mind, unconstitutional.
I therefore respectfully register my dissent to the resolution of the majority
granting the motion for reconsideration.
I earnestly believe that by this
resolution, the majority refused to rectify an unjust rule, leaving in favor of
a discriminatory state regulation and disregarding the primacy of the people’s fundamental
rights to the equal protection of the laws.
Let it be recalled that, on December
1, 2009, the Court rendered its Decision granting the petition and declaring as
unconstitutional the second proviso in the third paragraph of Section 13 of
Republic Act (R.A.) No. 9369, Section 66 of the Omnibus Election Code (OEC) and
Section 4(a) of Commission on Elections (COMELEC) Resolution No. 8678.[1]
Claiming to have legal interest in
the matter in litigation, Senator Manuel A. Roxas filed, on December 14, 2009,
his Omnibus Motion for Leave of Court to:
(a) Intervene in the Instant Case; (b) Admit Attached Motion for
Reconsideration; and (c) If Necessary, Set the Instant Case for Oral Arguments.[2]
On the same date, respondent COMELEC,
through its Law Department, moved for the reconsideration of the aforesaid
December 1, 2009 Decision.[3]
Expressing a similar desire, Franklin
M. Drilon, a former senator and a senatorial candidate in the 2010 elections,
filed, on December 17, 2009, his Motion
for Leave to Intervene and to Admit the Attached Motion for Reconsideration in
Intervention.[4]
On December 28, 2009, the Integrated
Bar of the Philippines (IBP), Cebu City Chapter, also filed its Motion for Leave to Intervene[5]
and Motion for Reconsideration in
Intervention.[6]
In a related development, on January
8, 2010, the Office of the Solicitor General (OSG), which initially represented
the COMELEC in the proceedings herein, this time disagreed with the latter,
and, instead of moving for the reconsideration of the December 1, 2009
Decision, moved for clarification of the
effect of our declaration of unconstitutionality.[7]
Subsequently, Tom V. Apacible, a
congressional candidate in the 2010 elections, filed, on January 11, 2010, his Motion to Intervene and for the
Reconsideration of the Decision dated December 1, 2009.[8]
In its January 12, 2010 Resolution,[9]
the Court required petitioners to comment on the aforesaid motions.
On February 1, 2010, petitioners
filed their consolidated comment on the motions.
Parenthetically, petitioner Quinto
admitted that he did not pursue his plan to run for an elective office.[10]
Petitioner Tolentino, on the other hand, disclosed that he filed his
certificate of candidacy but that he had recently resigned from his post in the
executive department. These developments could very well be viewed by the Court
as having rendered this case moot and academic. However, I refuse to proceed to
such a conclusion, considering that the issues, viewed in relation to other
appointive civil servants running for elective office, remain ubiquitously
present. Thus, the issues in the instant
case could fall within the classification of controversies that are capable of
repetition yet evading review.
It is then proper that the Court rule
on the motions.
The intervention
The motions for intervention should
be denied. Section 2, Rule 19 of the Rules of Court explicitly states that
motions to intervene may be filed at any time “before the rendition of
judgment.”[11] Obviously,
as this Court already rendered judgment on December 1, 2009, intervention may
no longer be allowed.[12]
The movants, Roxas, Drilon, IBP-Cebu City Chapter, and Apacible, cannot claim
to have been unaware of the pendency of this much publicized case. They should
have intervened prior to the rendition of this Court’s Decision on December 1,
2009. To allow their intervention at this juncture is unwarranted and highly
irregular.[13]
While the Court has the power to
suspend the application of procedural rules, I find no compelling reason to
excuse movants’ procedural lapse and allow their much belated intervention.
Further, a perusal of their pleadings-in-intervention reveals that they merely
restated the points and arguments in the earlier dissenting opinions of Chief
Justice Puno and Senior Associate Justices Carpio and Carpio Morales. These
very same points, incidentally, also constitute the gravamen of the motion for
reconsideration filed by respondent COMELEC. Thus, even as the Court should
deny the motions for intervention, it is necessary to, pass upon the issues
raised therein, because they were the same issues raised in respondent
COMELEC’s motion for reconsideration.
The COMELEC’s motion for
reconsideration
Interestingly, in its motion for
reconsideration, the COMELEC does not raise a matter other than those already
considered and discussed by the Court in the assailed decision. As aforesaid,
the COMELEC merely echoed the arguments of the dissenters.
I remain unpersuaded.
I wish to reiterate the Court’s
earlier declaration that the second proviso in the third paragraph of Section
13 of R.A. No. 9369, Section 66 of the OEC and Section 4(a) of COMELEC
Resolution No. 8678 are unconstitutional for being violative of the equal
protection clause and for being overbroad.
In considering persons holding
appointive positions as ipso facto
resigned from their posts upon the filing of their certificates of candidacy
(CoCs), but not considering as resigned all other civil servants, specifically
the elective ones, the law unduly discriminates against the first class. The
fact alone that there is substantial distinction between the two classes does
not justify such disparate treatment. Constitutional law jurisprudence requires
that the classification must and should be germane to the purposes of the law.
As clearly explained in the assailed decision, whether one holds an appointive
office or an elective one, the evils sought to be prevented by the measure
remain. Indeed, a candidate, whether holding an appointive or an elective
office, may use his position to promote his candidacy or to wield a dangerous
or coercive influence on the electorate. Under the same scenario, he may also,
in the discharge of his official duties, be swayed by political considerations.
Likewise, he may neglect his or her official duties, as he will predictably
prioritize his campaign. Chief Justice Puno, in his dissent to the assailed
decision, even acknowledges that the “danger of systemic abuse” remains present
whether the involved candidate holds an appointive or an elective office, thus—
Attempts by government employees to wield influence over others or to make use of their respective positions (apparently) to promote their own candidacy may seem tolerable—even innocuous—particularly when viewed in isolation from other similar attempts by other government employees. Yet it would be decidedly foolhardy to discount the equally (if not more) realistic and dangerous possibility that such seemingly disjointed attempts, when taken together, constitute a veiled effort on the part of a reigning political party to advance its own agenda through a “carefully orchestrated use of [appointive and/or elective] officials” coming from various levels of the bureaucracy.[14]
To repeat for emphasis, classifying
candidates, whether they hold appointive or elective positions, and treating
them differently by considering the first as ipso facto resigned while the second as not, is not germane to the
purposes of the law, because, as clearly shown, the measure is not reasonably
necessary to, nor does it necessarily promote, the fulfillment of the state
interest sought to be served by the statute.
In fact, it may not be amiss to state
that, more often than not, the elective officials, not the appointive ones,
exert more coercive influence on the electorate, with the greater tendency to
misuse the powers of their office. This is illustrated by, among others, the
proliferation of “private armies” especially in the provinces. It is common
knowledge that “private armies” are backed or even formed by elective officials
precisely for the latter to ensure that the electorate will not oppose them, be
cowed to submit to their dictates and vote for them. To impose a prohibitive
measure intended to curb this evil of wielding undue influence on the
electorate and apply the prohibition only on appointive officials is not only
downright ineffectual, but is also, as shown in the assailed decision,
offensive to the equal protection clause.
Furthermore, as the Court explained
in the assailed decision, this ipso facto
resignation rule is overbroad. It covers all civil servants
holding appointive posts without distinction, regardless of whether they occupy
positions of influence in government or not. Certainly, a utility worker, a
messenger, a chauffeur, or an industrial worker in the government service
cannot exert the same influence as that of a Cabinet member, an undersecretary
or a bureau head. Parenthetically, it is also unimaginable how an appointive
utility worker, compared to a governor or a mayor, can form his own “private
army” to wield undue influence on the electorate. It is unreasonable and
excessive, therefore, to impose a blanket prohibition—one intended to
discourage civil servants from using their positions to influence the votes—on
all civil servants without considering the nature of their positions. Let it be
noted, that, despite their employment in the government, civil servants remain
citizens of the country, entitled to enjoy the civil and political rights
granted to them in a democracy, including the right to aspire for elective
public office.
In
addition, this general provision on automatic resignation is directed to the
activity of seeking any and all public elective offices, whether partisan or nonpartisan in
character, whether in the national, municipal or barangay level. No compelling state interest has been shown to
justify such a broad, encompassing and sweeping application of the law.
It may
also be pointed out that this automatic
resignation rule has no pretense to be the exclusive and only available remedy
to curb the uncontrolled exercise of undue influence and the feared “danger of
systemic abuse.” As we have explained in the assailed decision, our
Constitution and our body of laws are replete with provisions that directly
address these evils. We reiterate our earlier pronouncement that specific evils require specific remedies,
not overly broad measures that unduly restrict guaranteed freedoms.
It should
be stressed that when the Court struck down (in the earlier decision) the
assailed provisions, the Court did not act in a manner inconsistent with
Section 2(4) of Article IX-B of the Constitution, which reads:
Sec. 2. x x x.
(4)
No officer or employee in the civil service shall engage, directly or indirectly,
in any electioneering or partisan political activity.
or with
Section 5(3), Article XVI of the Constitution, which reads:
Sec. 5. x x x.
(3)
Professionalism in the armed forces and adequate remuneration and benefits of
its members shall be a prime concern of the State. The armed forces shall be
insulated from partisan politics.
No
member of the military shall engage, directly or indirectly, in any partisan
political activity, except to vote.
Neither
does the Court’s earlier ruling infringe on Section 55, Chapter 8, Title I,
Book V of the Administrative Code of 1987, which reads:
Sec. 55. Political
Activity.—No officer or employee in the Civil Service including members of
the Armed Forces, shall engage directly or indirectly in any partisan political
activity or take part in any election except to vote nor shall he use his
official authority or influence to coerce the political activity of any other
person or body. Nothing herein provided shall be understood to prevent any
officer or employee from expressing his views on current political problems or
issues, or from mentioning the names of candidates for public office whom he
supports: Provided, That public
officers and employees holding political offices may take part in political and
electoral activities but it shall be unlawful for them to solicit contributions
from their subordinates or subject them to any of the acts involving
subordinates prohibited in the Election Code.
“Partisan
political activity” includes every form of solicitation of the elector’s vote
in favor of a specific candidate.[15]
Section 79(b) of the OEC defines “partisan political activity” as follows:
SEC. 79. Definitions.—As
used in this Code:
x x x x
(b) The term “election campaign” or
“partisan political activity” refers to an act designed to promote the election
or defeat of a particular candidate or candidates to a public office which
shall include:
(1)
Forming
organizations, associations, clubs, committees or other groups of persons for
the purpose of soliciting votes and/or undertaking any campaign for or against
a candidate;
(2)
Holding
political caucuses, conferences, meetings, rallies, parades, or other similar
assemblies, for the purpose of soliciting votes and/or undertaking any campaign
or propaganda for or against a candidate;
(3)
Making
speeches, announcements or commentaries, or holding interviews for or against
the election of any candidate for public office;
(4)
Publishing
or distributing campaign literature or materials designed to support or oppose
the election of any candidate; or
(5)
Directly
or indirectly soliciting votes, pledges or support for or against a candidate.
The foregoing enumerated acts if performed
for the purpose of enhancing the chances of aspirants for nominations for
candidacy to a public office by a political party, aggroupment, or coalition of
parties shall not be considered as election campaign or partisan political
activity.
Public expressions or opinions or
discussions of probable issues in a forthcoming election or on attributes of or
criticisms against probable candidates proposed to be nominated in a
forthcoming political party convention shall not be construed as part of any
election campaign or partisan political activity contemplated under this
Article.
Given the
aforequoted Section 79(b), it is obvious that the filing of a Certificate of Candidacy (CoC) for an elective
position, while it may be a political activity, is not a “partisan political
activity” within the contemplation of the law. The act of filing is only an announcement of one’s intention to run for office. It is only an
aspiration for a public office, not yet a promotion or a solicitation of votes for the election or defeat of
a candidate for public office. In fact, even after the filing of the CoC but
before the start of the campaign period, there is yet no candidate whose election or defeat will be promoted. Rosalinda A. Penera v. Commission on
Elections and Edgar T. Andanar[16]
instructs that any person who files his
CoC shall only be considered a candidate at the start of the campaign period.
Thus, in the absence of a “candidate,” the mere filing of CoC cannot be
considered as an “election campaign” or a “partisan political activity.”
Section 79 of the OEC does not even consider as “partisan political activity”
acts performed for the purpose of enhancing the chances of aspirants for
nominations for candidacy to a public office. Thus, when appointive civil
servants file their CoCs, they are not engaging in a “partisan political
activity” and, therefore, do not transgress or violate the Constitution and the
law. Accordingly, at that moment, there is no valid basis to consider them as ipso facto resigned from their posts.
There is a
need to point out that the discussion in Fariñas
v. The Executive Secretary,[17]
relative to the differential treatment of the two classes of civil servants in
relation to the ipso facto
resignation clause, is obiter dictum.
That discussion is not necessary to the
decision of the case, the main issue therein
being the constitutionality of the repealing clause in the
Fair Election Act. Further, unlike in
the instant case,
no direct challenge was posed
in Fariñas to the
constitutionality of the rule
on the ipso
facto resignation of appointive
officials. In any event, the
Court en banc, in deciding subsequent
cases, can very well reexamine, as it did in the assailed decision, its earlier
pronouncements and even abandon them when perceived to be incorrect.
Let it
also be noted that Mancuso v. Taft[18] is not the heart of the December 1,
2009 Decision. Mancuso was only cited
to show that resign-to-run provisions, such as those which are specifically
involved herein, have been stricken down in the
Be that as
it may, a closer reading of these latter
On one
hand, Letter Carriers and Broadrick, which are based on United Public Workers of America v. Mitchell,[21]
involve provisions prohibiting Federal employees from engaging in partisan
political activities or political campaigns.
In Mitchell, the appellants sought
exemption from the implementation of a sentence in the Hatch Act, which reads:
“No officer or employee in the executive branch of the Federal Government x x x
shall take any active part in political management or in political campaigns.”[22]
Among the appellants, only George P. Poole violated the provision[23]
by being a ward executive committeeman of a political party and by being
politically active on election day as a worker at the polls and a paymaster for
the services of other party workers.[24]
In Letter Carriers, the plaintiffs alleged
that the Civil Service Commission was enforcing, or threatening to enforce, the
Hatch Act’s prohibition against “active participation in political management
or political campaigns.” The plaintiffs desired to campaign for candidates for
public office, to encourage and get federal employees to run for state and
local offices, to participate as delegates in party conventions, and to hold
office in a political club.[25]
In Broadrick, the appellants sought the
invalidation for being vague and overbroad a provision in the
Mancuso, on the other hand, involves, as
aforesaid, an automatic resignation provision. Kenneth Mancuso, a full-time
police officer and classified civil service employee of the City of
Clearly,
as the above-cited
Plaintiffs may very well feel that further
efforts are not justified, but they should be afforded the opportunity to
demonstrate that the charter forecloses access to a significant number of
offices, the candidacy for which by municipal employees would not pose the
possible threats to government efficiency and integrity which Letter Carriers, as we have interpreted
it, deems significant. Accordingly, we remand for consideration of plaintiffs’
overbreadth claim.[30]
As
observed by the Court (citing Clements v.
Fashing[31]) in the December 1, 2009 Decision, U.S.
courts, in subsequent cases, sustained the constitutionality of resign-to-run
rules when applied to specified or
particular officials, as distinguished from all others, under a classification
that is germane to the purposes of the law. These resign-to-run
legislations were not expressed in a
general and sweeping provision, and thus did not violate the test of being germane to the purpose of the law,
the second requisite for a valid classification. Directed, as they were, to particular
officials, they were not overly encompassing as to be overbroad. In fact, Morial v. Judiciary Commission of the State
of Louisiana,[32]
where the resign-to-run provision pertaining to judges running for political
offices was upheld, declares that “there is no blanket approval of restriction
on the right of public employees to become candidates for public office.”[33]
The Morial court instructed thus—
Because the judicial office is different in key respects from other offices, the state may regulate its judges with the differences in mind. For example the contours of the judicial function make inappropriate the same kind of particularized pledges of conduct in office that are the very stuff of campaigns for most non-judicial offices. A candidate for the mayoralty can and often should announce his determination to effect some program, to reach a particular result on some question of city policy, or to advance the interests of a particular group. It is expected that his decisions in office may be predetermined by campaign commitment. Not so the candidate for judicial office. He cannot, consistent with the proper exercise of his judicial powers, bind himself to decide particular cases in order to achieve a given programmatic result. Moreover, the judge acts on individual cases and not broad programs. The judge legislates but interstitially; the progress through the law of a particular judge's social and political preferences is, in Mr. Justice Holmes' words, “confined from molar to molecular motions.”
As
one safeguard of the special character of the judicial function,
This
analysis applies equally to the differential treatment of judges and other
office holders. A judge who fails in his bid for a post in
the state legislature must not use his judgeship to advance the cause of those
who supported him in his unsuccessful campaign in the legislature. In contrast,
a member of the state legislature who runs for some other office is not
expected upon his return to the legislature to abandon his advocacy of the
interests which supported him during the course of his unsuccessful campaign.
Here, too,
Indeed,
for an ipso facto resignation rule to
be valid, it must be shown that the classification is reasonably necessary to
attain the objectives of the law. Here, as already explained in the assailed
decision, the differential treatment in
the application of this resign-to-run rule is not germane to the purposes of the law, because whether one holds an
appointive office or an elective one, the evils sought to be prevented are not
effectively addressed by the measure. Thus, the ineluctable conclusion that the concerned
provisions are invalid for being unconstitutional.
Without unnecessarily preempting the
resolution of any subsequent actual case or unwittingly giving an advisory
opinion, the Court, in the December 1, 2009 Decision, in effect, states that what should be implemented are the other
provisions of Philippine laws (not the concerned unconstitutional provisions)
that specifically and directly address the evils sought to be prevented by the
measure. It is highly speculative
then to contend that members of the police force or the armed forces, if they
will not be considered as resigned when they file their COCs, is a “disaster
waiting to happen.” There are, after all, appropriate laws in place to curb
abuses in the government service.
The invalidation of the ipso facto
resignation provisions does not mean the cessation in operation of other
provisions of the Constitution and of existing laws. Section 2(4) of Article IX-B and
Section 5(3), Article XVI of the Constitution, and Section 55, Chapter 8, Title
I, Book V of the Administrative Code of 1987 still apply. So do other statutes,
such as the Civil Service Laws, OEC, the Anti-Graft Law, the Code of Conduct
and Ethical Standards for Public Officials and Employees, and related laws.
Covered civil servants running for political offices who later on engage in
“partisan political activity” run the risk of being administratively charged.[35]
Civil servants who use government funds and property for campaign purposes,
likewise, run the risk of being prosecuted under the Anti-Graft and Corrupt
Practices Act or under the OEC on election offenses. Those who abuse their
authority to promote their candidacy shall be made liable under the appropriate laws. Let it be stressed at this point that the said laws provide for specific remedies
for specific evils, unlike the automatic resignation provisions that are
sweeping in application and not germane to the purposes of the law.
To
illustrate, we hypothetically assume that a municipal election officer, who is
an employee of the COMELEC, files his CoC. Given the invalidation of the
automatic resignation provisions, the said election officer is not considered
as ipso facto resigned from his post
at the precise moment of the filing of the CoC. Thus, he remains in his post,
and his filing of a CoC cannot be taken
to be a violation of any provision of the Constitution or any statute.
At the start of the campaign period, however, if he is still in the government
service, that is, if he has not voluntarily resigned, and he, at the same time,
engages in a “partisan political activity,” then, he becomes vulnerable to
prosecution under the Administrative Code, under civil service laws, under the Anti-Graft and Corrupt Practices
Act or under the OEC. Upon the proper
action being filed, he could, thus, be disqualified from running for office, or
if elected, prevented from assuming, or if he had already assumed office, be
removed from, office.
At this
juncture, it may even be said that Mitchell,
Letter Carriers and Broadrick,
the cases earlier cited by Chief Justice Puno and Associate Justices Carpio and
Carpio-Morales, support the proposition advanced by the majority in the
December 1, 2009 Decision. While the provisions on the ipso facto resignation of appointive civil servants are
unconstitutional for being violative of the equal protection clause and for
being overbroad, the general provisions prohibiting civil servants from
engaging in “partisan political activity” remain valid and operational, and
should be strictly applied.
The
COMELEC’s motion for reconsideration should, therefore, be denied.
The OSG’s motion for clarification
In its
motion, the OSG pleads that this Court clarify whether, by declaring as
unconstitutional the concerned ipso facto
resignation provisions, the December 1, 2009 Decision intended to allow
appointive officials to stay in office during the entire election period.[36]
The OSG points out that the official spokesperson of the Court explained before
the media that “the decision would in effect allow appointive officials to stay
on in their posts even during the campaign period, or until they win or lose or
are removed from office.”[37]
I pose the
following response to the motion for clarification. The language of the December 1, 2009 Decision is too plain to be
mistaken. The Court only declared as unconstitutional Section 13 of R.A. No. 9369, Section 66 of the OEC and Section 4(a) of
COMELEC Resolution No. 8678. The Court never stated in the decision that
appointive civil servants running for elective posts are allowed to stay in
office during the entire election period.
The only logical and legal effect,
therefore, of the Court’s earlier declaration of unconstitutionality of the ipso facto resignation provisions is
that appointive government employees or officials who intend to run for
elective positions are not considered automatically resigned from their posts
at the moment of filing of their CoCs. Again, as explained above, other Constitutional and statutory
provisions do not cease in operation and should, in fact, be strictly implemented by the authorities.
Let the full force of the laws
apply. Then let the axe fall where it
should.
ANTONIO
EDUARDO B. NACHURA
Associate Justice
[1] Rollo, p. 122.
[2]
[3]
[4]
[5]
[6]
[7]
[8]
[9]
[10] Petitioner Quinto was appointed, and on January 13, 2010, took his oath of office as Acting Secretary of the Department of Environment and Natural Resources (DENR). Subsequently, as reported in the February 11, 2010 issue of Philippine Daily Inquirer, he was appointed as Director General of the Presidential Coalition Affairs Office.
[11] Rule 19, Section 2 provides in full:
SEC. 2. Time to intervene.—The motion to intervene may be filed at any time before rendition of judgment by the trial court. A copy of the pleading-in-intervention shall be attached to the motion and served on the original parties.
[12] Associated Bank (now United Overseas Bank [Phils.]) v. Spouses Rafael and Monaliza Pronstroller, G.R. No. 148444, September 3, 2009; Chavez v. Presidential Commission on Good Government, 366 Phil. 863, 867 (1999).
[13] Sofia Aniosa Salandanan v. Spouses Ma. Isabel and Bayani Mendez, G.R. No. 160280, March 13, 2009; Republic v. Gingoyon, G.R. No. 166429, February 1, 2006, 481 SCRA 457, 470.
[14] Dissenting Opinion of Chief Justice Puno, p. 63. (Italics supplied.)
[15] Bernas, The 1987 Constitution of the
Republic of the
[16] G.R. No. 181613, November 25, 2009.
[17] 463 Phil. 179, 205-208 (2003).
[18] 476
F.2d 187, 190 (1973).
[19] 413
[20] 413
[21] 330
[22]
[23]
[24]
[25] Supra note 19, at 551-552.
[26] Supra note 20, at 602.
[27]
[28] Supra note 18, at 188-189.
[29] 560
F. 2d 22 (1977).
[30]
[31] 457
[32] 565 F. 2d 295 (1977).
[33]
[34]
[35] The constitutional proscription on engagement by members of the military in partisan political activity applies only to those in the active military service, not to reservists (Cailles v. Bonifacio, 65 Phil. 328 [1938]). The same proscription relating to civil servants does not also extend to members of the Cabinet as their positions are essentially political (Santos v. Yatco, G.R. No. L-16133, November 6, 1959, 55 O.G. 8641-8642).
[36] Rollo, p. 323.
[37]