EN BANC

           

 

          G.R. No. 189078 (Mayor Virgilio P. Varias v. Commission on Elections and Jose “Joy” D. Peñano)

 

                                                                                                Promulgated:

 

                                                                             February 11, 2010

x ---------------------------------------------------------------------------------------- x

 

DISSENTING OPINION

 

VELASCO, JR., J.:

 

           When the sovereignty of the people expressed by the electorate via the ballot is at stake, everything should be done to have that sovereignty obeyed by all.[1] The primary duty to ascertain by all feasible means the will of the electorate in an election belongs; it has broad powers to ascertain the true results of an election by all means available to it.[2]  And in the discharge of this duty, the Comelec’s factual determination, in the course of appreciating contested ballots and election documents, cannot be overturned by the Court, unless it is clearly tainted with grave abuse of discretion.[3] 

 

With the above doctrinal pronouncements in mind, I am constrained to register my dissent to the ponencia which I earnestly believe trifles with settled jurisprudence. 

 

The records yield the following relevant background facts:

 

After the canvas of all election returns in the May 14, 2007 elections for the position of municipal mayor of Alfonso, Cavite, petitioner Virgilio Varias was proclaimed mayor-elect of that town, having garnered 10,466 votes as against private respondent Jose Peñano’s 10,225 votes.  Shortly thereafter, Peñano filed an election protest with the Regional Trial Court (RTC) in Tagaytay City alleging the commission of several irregularities [4] in 14 precincts. To this protest, Varias filed his answer with counter-protest. As is usual in protest cases of this nature, the RTC lost no time in issuing precautionary orders to safeguard the ballot boxes in the protested and counter-protested precincts.  

 

 The election protest proceeded in due course and the revision of ballots and reception of evidence were set and conducted.[5] Forthwith, the revision committee submitted revision reports after which the two rivals moved for and agreed to a technical examination of the contested ballots to be undertaken by the Questioned Document Division (QDD) of the National Bureau of Investigation (NBI). The NBI would later also submit its report.

 

Following the appreciation of the contested ballots, the RTC rendered, on December 17, 2007, judgment finding Peñano the winning mayoralty candidate, having garnered 10,312 votes as aganst 10,208 of Varias. In that decision which eventually paved the way for Peñano’s proclamation,  the court found four (4)  protested precincts, i.e., Precinct Nos. 87A, 90A/B, 92A/B and 102A, as swing voting centers in view of the significant difference between the ballot count results and the election returns tally in the corresponding precinct in question.  The RTC invoked Rosal v. COMELEC [6] to support its ruling.   

 

Varias then repaired to the Comelec where its First Division, by Resolution of December 17, 2008, dismissed his appeal. Per the First Division’s appreciation of the case and the contested ballots, Peñano won by a margin of 142 votes, slightly higher than the 140 votes determined by the RTC.  The en banc Commission would subsequently deny, by another resolution, Varias’ motion for reconsideration, premised on the same reasons tendered by the First Division, noting in addition that the pro forma rule militates against his plea for reconsideration.

 

Thus, the instant petition for certiorari and prohibition. 

 

Varias sought to nullify the Comelec’s twin resolutions, faulting the poll body with grave abuse of discretion on four grounds. The last two stated grounds, the ponencia properly noted, are not open to certiorari review, involving as they do the matter of appreciating and evaluating evidence that, in the proper context, cannot result in any jurisdictional error inasmuch as Varias failed to allege any grave abuse of discretion committed by the Comelec in arriving at its conclusion. But to the majority, the first two grounds advanced by Varias are so open for such review since he has shown how grave abuse of discretion was committed under these grounds, namely: (1) That the Comelec decision did not require the protestant to prove that the integrity of the ballots was preserved; and (2) It relied on the physical count of the ballots in the 4 key precincts instead of the election returns despite overwhelming evidence that the ballot boxes were no longer intact and that there were irregularities in the examined ballots.

 

A reasonable suspicion exists, so Varias claims, that the integrity of the ballot boxes had been subverted and that tampering of ballots had occurred. Accordingly, the Comelec should have not relied on the ballots but on the results reflected in the election returns. Thus, Varias concludes, Comelec gravely abused its discretion when it acted contrary to the mandate of Rosal and relied on the results of the revision of the ballot boxes.

Sharing Varias’ lament, the majority held:

 

We agree with Varias’ contentions as our own considerations of the issues raised shows that the COMELEC indeed failed to follow Rosal. Specifically, we hold that Varias successfully discharged the burden of proving the likelihood of ballot tampering by presenting competent and reliable evidence – facts and circumstances that are simply too obvious to ignore or gloss over. The COMELEC sadly looked at the wrong considerations, thereby acting in a manner not contemplated by law. Its actions clearly fit the grave abuse of discretion cited above.

 

 

This dissent revolves around the question, following Rosal viewed in conjunction with A.M. No. 07-4-15-SC, on whether or not the election returns corresponding to certain precincts protested by Peñano truly reflect the will of the voters therein, as expressed in the ballots they cast during the 2007 mayoralty election in Alfonso, Cavite. A.M. No. 07-4-15-SC, adopting the Rules of Procedure in Election Contests Before the Courts Involving Elective Municipal and Barangay Officials, (Election Contest Rules or Rules), which took effect shortly after the promulgation[7] of Rosal and expressly made to apply to election protest cases pending after their effectivity, [8] established under Section 6 of its Rule 13 certain disputable presumptions, thus:    

 

Sec. 6.  Disputable presumptions.—The following presumptions are considered as facts, unless contradicted and overcome by other evidence:

 

x x x x

 

(b)        On election paraphernalia:

 

(1)         Ballots and election returns that bear the security markings and features prescribed by the Commission on Elections are genuine; x x x

 

            (c)        On appreciation of ballots:

 

(1)     A ballot with appropriate security markings is valid; x x x

 

Complementing Sec. 6(c)(1) above is the succeeding Rule 10 of the Rules reading:

 

            Sec. 8.  Inquiry as to security markings and vital information relative to ballots and election documents.—When a revision of ballots is ordered, and for the guidance of the revisors, the court shall inquire about the security markings on the ballots and election documents from the Chairman, Commission on Elections, who shall be obliged to indicate such markings and other vital information that may aid the court in determining the authenticity of ballots and election documents.  The parties shall be notified of the results of such inquiry.

 

Rosal, citing Cailles v. Gomez,[9] which, in turn, cited American jurisprudence, summarized the standards to be observed in an election contest predicated on the theory that the election returns – which are prima facie evidence of how the electorate voted on election day[10] – do not accurately reflect the true will of the voters due to alleged irregularities in the appreciation and counting of ballots. These guiding standards are:

 

          (1)        The ballots cannot be used to overturn the official count as reflected in the election returns unless it is first shown affirmatively that the ballots have been preserved with a care which precludes the opportunity of tampering and all suspicion of change, abstraction or substitution;

 

            (2)        The burden of proving that the integrity of the ballots has been preserved in such a manner is on the protestant;

 

            (3)        Where a mode of preserving the ballots is enjoined by law, proof must be made of such substantial compliance with the requirements of that mode as would provide assurance that the ballots have been kept inviolate notwithstanding slight deviations from the precise mode of achieving that end;

 

            (4)        It is only when the protestant has shown substantial compliance with the provisions of law on the preservation of ballots [that were actually cast and counted] that the burden of proving actual tampering or the likelihood thereof shifts to the protestee; and

 

            (5)        Only if it appears to the satisfaction of the court or COMELEC that the integrity of the ballots has been preserved should it adopt the result as shown by the recount and not as reflected in the election returns.

 

 

 

           In its decision, the RTC, in effect, held that the protested ballots have not been fraudulently altered or tampered with after the voting and physical count, irresistibly implying they remained in the same condition as they were when delivered to the municipal treasurer as custodian of the ballot boxes and their contents. The following pronouncements of the RTC say or at least suggest as much:

 

 The ballots inside the ballot box for Precinct No. 87 echoes (sic) the allegations [by Peñano of irregularities] in the election contest and the testimony of Elvira (Salcedo) [11] further supports this claim.

 

 x x x x

 

Indeed the ballots in this instance are not the only mute instances of the result of the election. The testimony of Elvira as well as the fact that the ballot box was found in the proper place and in the custody of the proper custodian shows that the ballots retained their superior status as evidence compared to the election return. Thus the physical count of the ballots as made in the revision should be followed since the election return for this precinct does not reflect the true choice of the voters in this precinct.[12]

 

x x x x

 

The same circumstances as in Precinct 87A are present in Precinct No. 90A/90B.[13]  

 

x x x x

 

As the circumstances in [Precinct No. 92A] are similar with those obtaining in Precinct 87A are present in Precinct No. 90A/90B …, the ballots should be regarded as reflective of the result of the election.[14]

 

x x x x

 

Needless to state the court found the same circumstances in this precinct [102A] and hence, the ballots should be followed in determining the result of the election.[15] 

           

 

          The Comelec’s First Division, in its 212-page resolution[16] dismissing petitioner Varias’ appeal from the RTC’s decision, arrived at the same critical factual conclusion on the absence of post-election tampering and, accordingly, ruled that the trial court did not err in relying on the ballots over the election returns. The First Division noted that item #3 of the Rosal standard provides the answer to the question of “how is the integrity of the ballots established.” Said item #3 provides that if a law sets out the mode of preserving the ballots, proof must be made of such substantial compliance with the requirements of that mode as would provide assurance of the ballots having been kept inviolate, albeit there might have been slight deviations from the exercise of achieving that end. The First Division listed and reproduced four (4) provisions of the Omnibus Election Code[17] and two (2) of Comelec Resolution No. 6667,[18] all of which Rosal also referred to, prescribing for the safekeeping and preservation of ballots. But as the First Division was quick to explain, however, “[C]learly, the integrity of the ballots being referred to that has to be proven by the protestant refers to the integrity of the ballot boxes that contain the ballots in the place of storage, not the ballots per se.”[19]  Rosal has a similar qualifying explanation, formulated in the following wise:

 

Obviously, the proof [of the integrity of the ballots] cannot be supplied by an examination of the ballots themselves, their identity being the very fact of dispute.

 

x x x x

 

As made abundantly clear by the foregoing provisions [of the Omnibus Code and Comelec Resolution No. 6667] the mode of preserving the ballots in this jurisdiction is for these to be stored safely in sealed and padlocked ballot boxes xxxx The integrity of the ballots and, therefore, their probative value, as evidence of the voters’ will are contingent on the integrity of the ballot boxes in which they were stored.  x x x[20] 

 

 

          The First Division, taking into account the following events and/or documents:

(1)        the Precautionary Order of the RTC dated May 28, 2007, directing the municipal treasurer and election officer of Alfonso, Cavite to take proper measures toward protecting the integrity of pertinent election documents/paraphernalia vis-à-vis the protested precincts;

 

(2)        the RTC Order of June 12, 2007 – or after Varias had assumed office - for the retrieval by the court sheriffs and delivery to the Court of the protested and counter-protested ballot boxes with their keys;  

 

(3)        the revision reports  insofar as they described the condition of the different ballot boxes at the time they were opened for revision purposes; and

 

           (4)        the evidence adduced by the parties,

 

determined that “there was substantial compliance with statutory safety measures to prevent reasonable opportunity for tampering with their contents,”[21] and thus the burden of proving that actual tampering with the contents of the  ballot boxes shifted to Varias.[22]

 

And as further determined by the First Division, Varias failed to discharge the burden thus shifted to him, what with the fact, among other things, that all the ballots in the 4 crucial precincts were found by the Commission, using microscopic and ultra violet light, to contain all the hidden security features.[23] Under Sec. 6(c) of the Rules, a ballot with security markings is presumed valid.  Earlier, Varias raised the issue of the ballots in question being spurious owing to their supposed lack of security markings.      

 

          Upon the foregoing perspective, I am disturbed and at a loss to understand how the ponencia could plausibly ascribe grave abuse of discretion on the part of the First Division and the en banc Comelec. As the ponencia itself declares, the term “grave abuse of discretion” denotes capricious and whimsical exercise of judgment as is equivalent to lack of jurisdiction; the abuse must be patent and gross as to amount to an evasion of positive duty or a virtual refusal to perform a duty enjoined by law, or to act at all in contemplation of law.

 

The ponencia takes the position that the Comelec—and necessarily the RTC before it—looked at and used the wrong or irrelevant considerations in resolving the case, an approach that thus tainted with grave abuse of discretion its decision. And what were the supposedly correct and relevant considerations that the Comelec did not bother to take into account? The ponencia summarized Varias’ enumeration of “correct” considerations that, according to him and which the ponencia appears to wholeheartedly agree with, the Comelec whimsically “refused to see and appreciate”.[24] These are: (1) the forced opening of the padlocks of the ballot boxes of the four controversial precincts; (2) the irregular serial numbers of the metal seals; (3) the substantial variance of the votes of the parties in the election returns and the physical count; and (4) the different signatures at the back of the ballot and incidents of superimpositions, as indicated in the NBI report.[25] 

 

            I beg to disagree.

 

          To be sure, Comelec looked at and took into account what the ponencia viewed as the correct and relevant considerations, but the stubborn fact is that the poll body found them insufficient to carry the day for Varias.  Refusal to look at and consider a certain relevant matter when so required and inability to favorably consider such matter, as was the Comelec’s bent in this case, are entirely two dissimilar concepts. The difference need no belaboring. That the Comelec considered Varias’ manifest concerns about the condition of the ballot boxes for the 4 precincts and the possibility that their security features have been compromised before the revisions proceedings may be gleaned from the ensuing excerpts of the First Division’s resolution:

 

In the Revision Report for Precinct 79A (Brgy. Mangas I), the ballot box is with Serial No. CEO1-056756. It is reported to have three Comelec padlocks, with three keys, Inner Metal Seal Nos. CE07-406141/CE07406140. As to the space for the `Outer Metal Seal Serial No.’, it is filled with `NONE’.

 

In the Revision Report for Precinct No. 81A/81B (Brgy. Mangas I), the ballot box is with Serial No. CE-01-056443. It is reported to have three Comelec padlocks, with three keys. The outer metal seal has serial number CE-07-406144 and Inner Metal Seal No. CE-07-406145. As to the condition of the outer and inner metal seal, the report indicated that they are properly attached and locked.

 

In the Revision Report for Precinct 77A/77B (Brgy. Mangas I), the ballot box is with Serial No. CE01-058-033. It is reported to have three Comelec padlocks, with three keys. There is no outer metal seal and but with two (2) inner metal seals with numbers CE07406136 and CE07-406137.

             

In the Revision Report for Precinct 78A/78B (Brgy. Mangas I), the ballot box is with Serial No. CE-98-0469 16. It is reported to have three Comelec padlocks, with three keys. There is no outer metal seal but with two (2) inner metal seals with numbers 406139 and 406138 and they are found to have been properly attached and locked.

 

In the Revision Report for Precinct 86A/86B (Brgy. Marahan I), the ballot box is with Serial No. CE01-061579. It is reported that the ballot box is with three Comelec padlocks and with three (3) keys. The outer metal seal is with serial number CE 07-406155 while the inner metal seal is with serial number CE07-406156. Said seals are found to be properly attached and have sealed the ballot box.

 

In the Revision Report for Precinct No. 87A (Brgy. Marahan I), the ballot box is with Serial No. CE 01-063371. It is reported that the ballot box is with three (3) Comelec padlocks and with three (3) keys. The outer metal seal is with serial number CE 07 406158 and the inner seal is with serial number CE:07406157. Both outer and inner metal seals are properly locked.

 

In the Revision Report for Precinct No. 89A/89B (Brgy. Marahan I), the ballot box is with Serial No. CE98-843512 with three Comelec padlocks with three keys. The outer metal seal is with serial number CE07-406161 and the inner metal seal is with serial number CE07-406162. Both outer and inner metal seals are properly attached.

 

In the Revision Report for Precinct No. 90A/90B (Brgy. Marahan I), the ballot box is with Serial No. CE 01-064817 with three Comelec padlocks and three keys. The outer metal seal is with serial number CE01-064817 and the inner metal seal is with serial number CE: 07406163. Both seals are properly attached.

 

In the Revision Report for Precinct No. 100A/100B (Brgy. Matagbak I), the ballot box is with serial number CE 95-39928 with two Comelec padlocks outside and one Comelec padlock inside. There are three keys accompanying the ballot box. The ballot box is found to be in good condition and that both outer and inner metal seals are properly attached and sealed.

In the Revision Report for Precinct No. 95A/95B (Brgy. Marahan II), the ballot box is with serial number CE 98-044211 and with three (3) Comelec padlocks and three keys. There is no outer metal seals but with two (2) inner metal seals with serial numbers CE 0740674 and CE 0740673. The ballot box is properly locked.

 

In the Revision Report for Precinct No. 91A/91B (Brgy. Marahan II), the ballot box is with serial number CE01-065438. It has three (3) padlocks and three (3) keys. The outer metal seal is with serial number CE 07-406166 and the inner seal is with CE 07-406165. The ballot box is in good condition and is properly locked.

 

In the Revision Report for Precinct No. 92A (Brgy. Marahan I), the ballot box is with Serial No. CE 01-064891 with three (3) Comelec padlocks and three (3) keys. The ballot box has no outer metal seal but with two (2) inner metal seals with serial numbers CE 007406167 and CE 007406168. The ballot box is properly locked.

 

In the Revision Report for Precinct No. 102A (Brgy. Matagbak II), the ballot box is with Serial No. CE 98-044852 with three Comelec keys and three keys. The outer metal seal has Serial No. CE 07-406187 while the inner metal seal is with Serial No. CE 07-406188. The ballot box is properly locked, the outer metal seal is properly attached but the inner metal seal is already “opened.”

 

           

And on the basis of the revision reports duly signed by the parties’ respective revisors, the First Division concluded:

 

In the aforementioned revision reports, the metal seals for the precincts 79A, 77A/77B, 78A/78B, 95A/95B and 92A, are not properly attached. The two (2) seals were both attached on the holes provided for inner metal seals. Likewise, in Precinct No. 102A, the inner metal seal is `opened’. Considering that the Comelec padlocks locked these ballot boxes and the two seals has sealed the inner part of the ballot boxes, the mistake on the placing of the seals, by reasonable inference, can be said to have been made at the time the ballot boxes were closed at the precinct level on election day and not done after the election. As to Precinct No. 102A, although the inner metal seal is `opened’, the outer metal seal and the padlocks were properly attached.

 

 

 It may so that the padlock for Precinct No. 102A had, per the revision report for that precinct, been forced open.  There was a satisfactory explanation, however, for this forcible opening: the padlock was cut by one Rommel Fernando when it could not be opened by any of the three keys.

 

 

Varias—and impliedly the ponencia—has made much of the fact that the First Division merely mentioned that the ballot boxes had padlocks with corresponding keys but was completely silent on whether those keys could open their intended padlocks.  Varias is obviously  unaware of jurisprudence that the mere inability of the keys to fit into the padlocks attached to the ballot boxes would not, without more, vitiate the integrity of the ballots contained therein.  Writing for the Court in Carlos v. Angeles, [26] Associate Justice Bernardo Pardo, himself a former COMELEC Chairman, ratiocinates as follows:

 

Procedurally, the keys to the ballot boxes [are] turned over by the Board of Election Inspectors from the precinct level to the Municipal Board of Canvassers and finally to the municipal treasurer for safekeeping.  The three-level turn-over of the keys will not prevent the possibility of these keys being mixed up.  This is an ordinary occurrence during elections.  The mere inability of the keys to fit into the padlocks attached to the ballot boxes does not affect the integrity of the ballots. xxx. (Emphasis supplied.)

 

 

Lest it be overlooked, Varias, in his appeal to the Comelec and his subsequent motion for reconsideration of the Comelec First Division’s resolution, never touched any issue regarding  padlocks, their keys and/or the serial numbers of the metal seals used. Had he done so, Comelec could, with its technical expertise and records of equipment used in the election, have had the opportunity to address and rule on said issue.  There is even no mention that Varias questioned these matters during the revision proceedings.  As Varias only raised the matter for the first time in the petition before the Court, the same and his supporting arguments cannot be taken cognizance of and may be disregarded as a non-issue.

 

The Comelec also passed upon the NBI’s finding on superimposition, stating that the “fact that the name ‘Peñano’ is superimposed on the name ‘Varias’ does not conclusively prove the presence of fraud.”[27] As to the NBI’s findings respecting the signatures of the BEI chairmen at the back of the ballots not being the same as the sample signatures of the same persons in other election paraphernalia, the Comelec, citing the RTC decision, had also addressed the same.

 

To my mind, the fault of the ponencia lies in its near obsessive reliance on the NBI report. In this regard, it may be well to recall what the Court said in Punzalan v. COMELEC:[28]

 

The authenticity of a questioned signature cannot be determined solely upon its general characteristics, similarities or dissimilarities with the genuine signature.  Dissimilarities as regards spontaneity, rhythm, presence of the pen, loops in the strokes, signs of stops, shades, etc., that may be found between the questioned signature and the genuine one are not decisive on the question of the former’s authenticity.  The result of examination of questioned handwriting, even with the benefit of aid of experts and scientific instruments, is, at best, inconclusive.  There are other factors that must be taken into consideration.   The position of the writer, the condition of the surface on which the paper where the questioned signature is written is placed, his state of mind, feelings and nerves, and the kind of pen and/or paper used, played an important role on the general appearance of the signature.   Unless, therefore, there is, in a given case, absolute absence, or manifest dearth, or direct or circumstantial competent evidence of the character of a questioned handwriting, much weight should not be given to characteristic similarities, or dissimilarities, between the questioned handwriting and an authentic one.

 

Indeed, the haste and pressure, the rush and excitement permeating the surroundings of polling places could certainly affect the handwriting of both the voters and the election officers manning the said precincts.  The volume of work to be done and the numerous documents to be filled up and signed must likewise be considered.   Verily, minor and insignificant variations in handwriting must be perceived as indicia of genuineness rather than of falsity.

 

In Go Fay v. Bank of the Philippine Islands (46 Phil. 968 [1924]), this Court held that carelessness, spontaneity, unpremeditation, and speed in signing are evidence of genuineness.  In U.S. v. Kosel (24 Phil. 594 [1913]), it was ruled that dissimilarity in certain letters in a handwriting may be attributed to the mental and physical condition of the signer and his position when he signed. Grief, anger, vexation, stimulant, pressure and weather have some influence in one’s writing.   Because of these, it is an accepted fact that it is very rare that two (2) specimens of a person’s signature are exactly alike.”  (Emphasis supplied.)

 

 

 

In sum, the said NBI report, particularly on the genuineness of handwriting and other entries on the ballots, is not conclusive to indicate ballot tampering.  It is established doctrine in this jurisdiction that opinions of handwriting experts are not binding on the court or Comelec.  Hence, it may accept totally or in part or even dispense with the NBI findings and conclusions and conduct its own examinations of the questioned handwriting.[29]

 

Expert testimony is generally regarded, as correctly pointed out by the Solicitor General, to be purely advisory in character and the courts or Comelec “may place whatever weight they choose upon said testimony and reject it, if they find that it is inconsistent with the facts in the case or otherwise, unreasonable.”[30] Verily, the opinions of handwriting experts, while helpful in the examination of forged documents owing to the technical procedure involved in the analysis, are not binding on the courts.[31] As a logical corollary, a finding of forgery does not depend entirely on the testimonies of handwriting experts as the judge must conduct an independent examination on the questioned signature or entry to arrive at a reasonable conclusion as to its authenticity.[32]

 

In view of the foregoing, a becoming respect for the bona fides of Comelec’s position on the NBI report should have been the order of the day, absent any compelling reason why it should be otherwise.

 

To me, it is incorrect to say that the Comelec and the RTC deviated from Rosal, more particularly on (a) the matter of preserving the integrity of the ballots, (b) the question of who has the burden of proving the same and (c) the ensuing shifting of the burden once the integrity of the ballot shall have been proven. On the contrary, the Comelec’s action hewed with Rosal. In Rosal, the Court quoted with approval the following doctrine that Cailles lifted from Tebbe v. Smith:[33] 

           

So, too, when a substantial compliance with the provisions of the statute has been shown, the burden of proof shifts to the contestant of establishing that, notwithstanding this compliance, the ballots have in fact been tampered with, or that they have been exposed under such circumstances that a violation of them might have taken place. But this proof is not made by a naked showing that it was possible for one to have molested them. The law cannot guard against a mere possibility and no judgment of any of its courts is rendered upon one.

 

 

In the case at bar, there has been, to the satisfaction of the RTC and Comelec, substantial compliance with the law and Comelec rules as to the manner of keeping the integrity of the ballots as would preclude a reasonable opportunity of tampering with the ballot boxes’ contents. Upon proof of compliance, the burden, following Rosal, shifted to Varias to establish actual tampering or the likelihood thereof.  As found by the RTC and the Comelec (First Division and en banc), however, Varias was unable to satisfactorily discharge this burden. He, instead, alleged that tampering likely occurred because Peñano was still the sitting mayor when he filed his protest, the padlocks in the four key precincts were forced open, and superimposition and signature irregularity were contained in the NBI’s report.

 

The foregoing considered, it simply makes little sense to argue that the Comelec and the RTC gravely abused their discretion when they relied on the physical count of the ballots against the entries appearing in the election returns for the 4 precincts in question.   The determination of whether or not a ballot is valid should be left exclusively to the trial court or electoral tribunal taking cognizance of the election case on the basis of what appears on the face on the ballots.[34] The courts’ or Comelec’s discretion on the matter is circumscribed, however, by this precept:  extreme caution should be observed before any ballot is invalidated and doubts in the appreciation of ballots are resolved in favor of their validity.[35]

 

Lest it be overlooked, a meticulous observance and examination of each and every contested ballot seem to have been conducted by the RTC and Comelec before coming up with their own parallel findings and conclusions.  The First Division devoted over 180 pages of its resolution to this examination process alone, which may argue against the idea of that body acting on a whim or with grave abuse of discretion.  

 

As in any certiorari proceedings, the ultimate issue boils down to the question of whether grave abuse of discretion attended the assailed action of a government officer or office. Or put a bit differently, the question to be asked is whether the action in question passes the test of reasonableness. In 1916, the landmark case of Lino-Luna v. Arcenas[36] expounded on the juridical concept of “discretion” as follows:

 

In  its very nature, the discretionary control conferred upon the trial judge over the proceedings had before him implies the absence of any hard-and-fast rule by which it is to be exercised, and in accordance with which it may be reviewed. But the discretion conferred … is not a willful, arbitrary, capricious and uncontrolled discretion. It is sound, judicial discretion which should always be exercised …. As was said in the case of …: “The establishment of a clearly defined rule of action would be the end of discretion, and yet discretion should not be a word for arbitrary or inconsiderate action.” So in the case of Goodwin vs. Prime (92 Me., 355), it was said that “discretion implied that in the absence of positive law or fixed rule the judge is to decide by his view of expediency or by the demands of equity and justice.”

 

There being no “positive law or fixed rule” to guide the judge in the court below in such cases, there is no  “positive law or fixed rule” to guide a court of appeal in reviewing his action …and such courts will not therefore attempt to control the exercise of discretion by the court below unless it plainly appears that there was “inconsiderate action” or the exercise of mere “arbitrary will”, or in other words that his action in the premises amount to an “abuse of discretion”. But the right of an appellate court to review judicial acts which lie in the discretion of inferior courts may properly be invoked upon a showing of a strong and clear case of abuse of power … or that the ruling objected to rested on an erroneous principle of law not vested in discretion.   

To my mind, the Comelec’s action does not constitute what Lino-Luna would view as “a strong and clear case of abuse of power” or, in fine, come within the definition of grave abuse of discretion. For, the Comelec’s determination as to the compliance with the prescribed measures to safeguard the integrity of the ballots was not without valid substantiation. That the Comelec indeed made short shrift of Varias’ claim about the possibility of ballot tampering and his supporting arguments therefor is conceded. But the Comelec had its own plausible reasons for rejecting the claim. The ponencia itself admits that part (3 out of 5) of Comelec’s reasons may “arguably be reasonable.”  Yet, the same ponencia would impute grave abuse of discretion on Comelec, reserving its strongest disapproval at the poll body’s purported trivial misappreciation of the NBI report on the handwriting and other entries on the ballot, as if such report concludes, by the operation of some fiction of law, the Comelec or the RTC.

           

            The NBI report, according to the ponencia, forms part of a chain of facts/information which, when combined together, indicated the likelihood of ballot tampering. This argument may be accorded some cogency but for the fact that the Comelec and/or the RTC for its/their own stated reasons, did not find the NBI report  a compelling evidence deserving the kind of weight Varias’ understandably wanted it to carry.  In view of extant jurisprudence, grave abuse of discretion cannot be laid at the doorsteps of the COMELEC and/or the RTC for the evidentiary treatment they gave under the premises to the NBI report.   

 

I can concede that the significant discrepancy between the results of the ballot count during revision and those reflected in the election returns for the 4 precincts cannot plausibly be explained by just looking at the number of required voters and the number of those who actually voted. The explanation lies somewhere else. It was captured in a sense by the RTC when it stated, in gist, that the revised ballots in the ballot boxes for the four precincts and the testimonies of Peñano’s witnesses echo the allegations of irregularities.[37] Properly appreciated, the revised ballots accounted for the significant addition to Peñano’s votes and the corresponding subtraction to Varias.

 

It has been suggested that the Comelec erred when its decision no longer required Peñano, as Rosal allegedly would, to prove that the integrity of the ballot boxes and their contents has been preserved in a mode as to  preclude a reasonable opportunity of tampering with the ballots inside. But if Peñano, as protestant, had not been asked to discharge this burden, it ought to be pointed out, nevertheless, that the Comelec’s own investigation and the evidence adduced during the trial showed that the requirements for the care and preservation needed to safeguard the integrity of the ballot boxes—and necessarily of their contents - have substantially been complied with. To be sure, Rosal did not intend to impose on the protestant the obligation to prove a fact the trial court deemed already proven. The absurdity of a contrary view could have not been contemplated by Rosal.  And as Rosal would also tell us, if it appears to the satisfaction of the trial court or Comelec that the ballots are intact and genuine, then it could adopt the result as shown by the ballot recount and not as reflected in the election returns.  

 

If the Comelec thus took it upon itself to look into and validate the matter of whether the ballots have been molested, a capricious exercise of judgment cannot, for that act alone, be imputed on the poll body. A lapse of judgment, perhaps, but not of grave abuse of discretion as is equivalent to want of jurisdiction.  For, in the final analysis, Comelec’s act was no more than an attempt to determine the true voting will of the good people of Alfonso, Cavite. It is a settled rule that laws governing election contests must be liberally construed to the end that the will of the people in the choice of public officials may not be undermined by mere technical objections.[38]  

 The binding effect, even on this Court, of the factual determinations of the Comelec, exercising particular expertise in its field of endeavor, such as appreciation of ballots and evaluation of evidence on election irregularities, is firmly established. Hence, any attempt to overturn, on a petition for certiorari, factual determinations and conclusion of the Comelec would very well wreak havoc on well-settled jurisprudence. Yet, wittingly or unwittingly, this seems to be what the ponencia intends to accomplish in this case. This should not be allowed.

 

  I, therefore, vote to deny the instant petition.

 

 

 

                                                PRESBITERO J. VELASCO, JR.

     Associate Justice

 

 

 



[1] Pangandaman v. COMELEC, 319 SCRA 287 (1999).

[2] Octava v. COMELEC, 518 SCRA 759, 765 (2007).

[3]De Guzman v. COMELEC, 426 SCRA 698 (2004); Aradais v. COMELEC, 428 SCRA 277 (2004).

[4] The alleged irregularities  are as follows:

“Votes correctly and properly cast in favor of protestant were deliberately misappreciated and not credited to him by the corresponding board of election inspectors;

“Votes correctly and properly cast in favor or protestant were intentionally and unlawfully counted or tallied in the election returns as votes for the protestee;

“Valid votes correctly and properly cast in favor of protestant were intentionally  were illegally and baselessly considered as stray;

“Ballots containing valid votes of the protestant were intentionally and/or illegally misappreciated or considered as marked and declared null and void;

“Votes cast in the name of protestee in the ballots in excess of the total number voters who actually voted were illegally considered, appreciated and credited in favor of the protestee;

“Votes cast in ballots prepared by persons other than those who actually voted were considered and appreciated and counted for protestee.”  (See Rollo, p. 400) 

[5] As narrated in the RTC Decision, Peñano presented the testimonies of four of his poll watchers; Varias presented the testimonies of his poll watchers in two precincts and the Board of Election Inspector chairperson for Precinct No. 92-A.

                [6] G.R. No. 168253, March 16, 2007, 518 SCRA 473. 

[7] March 16, 2007.

                [8] Sec. 1, Rule 16.

[9] 42 Phil. 496 (1921). 

[10] Lerias v. HRET, 202 SCRA 808 (1991).

[11] Peñano’s poll watcher for Precinct No. 87A.

[12] Pages 34-35 of the RTC Decision; Rollo, pp. 400-401.

[13] Id. at 401.

[14] Id. at 404.

[15] Id. at 406.

[16] Penned by Commissioner Rene Sarmiento.

[17] Secs. 160, 217, 219 & 220

[18] General Instructions for the Board of Election Inspectors on the Casting and Counting of Votes in Connection with the May 10, 2004 Synchronized National and Local Elections; a counterpart provision is found in Comelec Resolution No. 7815 - General Instructions for the Board of Election Inspectors on the Casting and Counting of Votes in Connection with the May 14, 2007 Synchronized National and Local Elections. 

[19] Page 23 of the 1st Division resolution; Rollo, p. 85.

[20] Note No. 5, p. 498.

[21] Ibid, p. 27, rollo, p. 89.

[22] Ibid.

[23] Ibid, p. 91.

[24] Ponencia, p. 20.

[25] Ponencia, p. 19.

[26] Carlos v. Angeles, supra.

[27] Rollo, p. 92.

                [28] G. R. No. 126669, April 27, 1998, 289 SCRA 702.

                [29] Punzalan v. COMELEC, 289 SCRA 702; Section 22, Rule 132 of the Rules of Court explicitly authorizes the court (public respondent in this case) to make itself the comparison of the disputed handwriting “with writings admitted as genuine by the party whom the evidence is offered.”

                [30] Comment of COMELEC, p. 11, citing Francisco on Evidence, Vol. VII, Part 1, p. 662.

[31] Gimenez v. Commission on Ecumenical Mission and Relations of the United Presbyterian Church in the USA, 432 Phil. 895 (2002). 

[32] G.M. Philippines, Inc. v. Cuambot, G.R. No. 162308, November 22, 2006, 507 SCRA 552.

[33] 108 Cal. 101.

[34] Malaluan v. Comelec, 254 SCRA 397.

[35] De Guzman v. COMELEC, supra, citing cases.

[36] 34 Phil. 80 (1916).

[37] See Note No. 4, supra. 

[38] Carlos v. Angeles, G.R. No. 142907, November 29, 2000; Gardiner v. Romulo, 26 Phil. 521 and other cases.