G.R. No. 180050 – RODOLFO G. NAVARRO,
VICTOR F. BERNAL and RENE O. MEDINA, Petitioners, versus EXECUTIVE SECRETARY
EDUARDO ERMITA, representing the President of the Republic of the Philippines; SENATE
OF THE PHILIPPINES, represented by the SENATE PRESIDENT; HOUSE OF
REPRESENTATIVES, represented by the HOUSE SPEAKER; GOV. ROBERT ACE S. BARBERS,
representing the mother province of Surigao del Norte; GOV. GERALDINE ECLEO VILLAROMAN, representing
the new Province of Dinagat Islands, Respondents.
Promulgated:
February
10, 2010
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DISSENTING OPINION
NACHURA, J.:
The ponencia of Justice Peralta seeks to strike down an act of both the
legislative and the executive branches—the law creating the
I begin with a brief restatement of the
pertinent antecedent events.
On October 2, 2006, the President of
the Republic approved Republic Act (R.A.) No. 9355,[1]
the law creating the
Not amenable to the advancement of
their locality, petitioners, former politicians in the mother
Unperturbed, petitioners filed their new
petition, the instant case, contending in the main that R.A. No. 9355 is
unconstitutional. They posit that the creation of
I find no merit in petitioners’ contention.
Article X, Section 10 of the
Constitution provides that—
Section. 10. No province, city, municipality, or barangay may be created, divided, merged, abolished, or its boundary substantially altered, except in accordance with the criteria established in the local government code and subject to approval by a majority of the votes cast in a plebiscite in the political units directly affected.
For the creation of a province, the
LGC provides:
Section
461. Requisites for Creation.—(a) A
province may be created if it has an average annual income, as certified by the
Department of Finance, of not less than Twenty million pesos (P20,000,000.00)
based on 1991 constant prices and either of the following requisites:
(i) a contiguous territory of at least two thousand (2,000) square kilometers, as certified by the Lands Management Bureau; or
(ii) a population of not less than two hundred fifty thousand (250,000) inhabitants as certified by the National Statistics Office:
Provided, That, the creation thereof shall not reduce the land area, population and income of the original unit or units at the time of said creation to less than the minimum requirements prescribed herein.
(b) The territory need not be contiguous if it comprises two (2) or more islands or is separated by a chartered city or cities which do not contribute to the income of the province.
(c) The average annual income shall include the income accruing to the general fund, exclusive of special funds, trust funds, transfers, and non-recurring income.
Here, the Department of Finance
certified that the P82,696,433.22 based on 1991 constant
prices.[8] As
it already meets the primordial income criterion for a province,
At this point, I concur with the ponencia that
I cannot, however, subscribe to the ponencia’s holding that
Art. 9. Provinces.—(a) Requisites for creation—A province shall not be created unless the following requisites on income and either population or land area are present:
x x x x
(2) Population or land area—Population which shall not be less than two hundred fifty thousand (250,000) inhabitants, as certified by NSO; or land area which must be contiguous with an area of at least two thousand (2,000) square kilometers, as certified by LMB. The territory need not be contiguous if it comprises two (2) or more islands or is separated by a chartered city or cities which do not contribute to the income of the province. The land area requirement shall not apply where the proposed province is composed of one (1) or more islands. The territorial jurisdiction of a province sought to be created shall be properly identified by metes and bounds.
The creation of a new province shall not reduce the land area, population, and income of the original LGU or LGUs at the time of said creation to less than the prescribed minimum requirements. All expenses incidental to the creation shall be borne by the petitioners.[11]
The ponencia, however, declares that the portion in the IRR, which
reads, “[t]he land area requirement shall not apply where the proposed province
is composed of one (1) or more islands,” is null and void for going beyond the
standard or criterion prescribed by Section 461 of the LGC, and, thus, cannot
be used as basis for Dinagat Islands’ compliance with the territorial
requirement. The ponencia suggests
that for the creation of a province, even one composed of islands like the one
in this petition, the 2,000-sq km territorial area requirement should still be
met despite the reality that its territory is not contiguous, precisely because
portions of its territory are separated by bodies of water.
I do not agree with the ponencia’s proposition. The
Section
461. Requisites for Creation.—(a) A
province may be created if it has an average annual income, as certified by the
Department of Finance, of not less than Twenty million pesos (P20,000,000.00)
based on 1991 constant prices and either of the following requisites:
(i) a contiguous territory of at least two thousand (2,000) square kilometers, as certified by the Lands Management Bureau; or
(ii) a population of not less than two hundred fifty thousand (250,000) inhabitants as certified by the National Statistics Office:
Provided, That, the creation thereof shall not reduce the land area, population and income of the original unit or units at the time of said creation to less than the minimum requirements prescribed herein.
(b) The territory need not be contiguous if it comprises two (2) or more islands or is separated by a chartered city or cities which do not contribute to the income of the province.
(c) The average annual income shall include the income accruing to the general fund, exclusive of special funds, trust funds, transfers, and non-recurring income.[12]
Significant in the provision is
paragraph (b), underscored above, as it provides for an exemption from the
territorial criterion mentioned in paragraph (a).
The stipulation in paragraph (b), however,
qualifies not merely the word “contiguous” in paragraph (a)(i) in the same
provision, but rather the entirety of
the latter paragraph. Paragraph (a)(i) of the provision, for ready
reference, reads:
(i) a contiguous territory of at least two thousand (2,000) square kilometers, as certified by the Lands Management Bureau[.][13]
This whole paragraph on contiguity
and land area, I repeat for emphasis, is the one being referred to in the
exemption from the territorial requirement in paragraph (b). Thus, if the
province to be created is composed of islands, like the one in this case, then,
its territory need not be contiguous and need not have an area of at least
2,000 sq km. This is because, as the law is worded, contiguity and land area are not two distinct and separate requirements.
They qualify each other. For instance, a territory which is contiguous but
which is less than 2,000 sq km in land area will not qualify for provincehood
and, conversely, a territory which is 2,000 sq km in area but which is not
contiguous cannot become a province, following the general rule in paragraph
(a)(1). In other words, contiguity and
land area are two components of a single
requirement—one cannot exist and
serve no purpose without the other, so
much so that a release from compliance with one component results, naturally
and logically, in the corresponding exemption from the other.
Indeed, an exemption from one of the
two component requirements in paragraph (a)(i) necessitates an exemption from
the other component requirement because the nonattendance of one results in the
absence of a reason for the other component requirement to effect a
qualification. In other words, a component requirement cannot apply without the
other because they qualify each other—one
cannot be dissociated from the other.
By rough analogy, the two components
are like dicephalic conjoined twins—two heads are attached to a single body. If
one head is separated from the other, then the twins die. In the same manner, the law, by providing in
paragraph (b) of Section 461 that the
territory need not be contiguous if the same is comprised of islands, must be interpreted as intended to exempt
such territory from the land area component requirement of 2,000 sq km. Because
the two component requirements are inseparable, the elimination of contiguity
from the territorial criterion has the effect of a coexistent eradication of
the land area component. The territory of the
It will result in superfluity, if not
absurdity, if paragraph (b) of the provision is interpreted as referring only
to the component requirement of contiguity and not to both component
requirements of contiguity and land area. This is because contiguity does not
always mean in contact by land. Thus, in so far as
islands are concerned, they are deemed contiguous although separated by wide spans
of navigable deep waters,[14] with the exception of the high seas, because all lands
separated by water touch one another, in a sense, beneath the water.[15]
The provision, then, as worded, only means that the exemption in paragraph (b)
refers to both the component requirements on territory, that is, contiguity and
land area, and not merely to the first, standing alone. For, indeed, why will
the law still exempt the islands from the requirement of contiguity when they
are already legally contiguous?
By inference, Section
461, in effect, signifies that, if the proposed province is composed of
islands, its territory includes not only the land mass above the water but that
which is beneath it. Indeed, theoretically, if this entire territory is
measured—the one above and beneath the water, then the 2,000 sq km land area
would be met with facility. Separate units of measure are, however, used to
calculate dry land and that which is covered by water. For expediency, the law,
in providing for the criteria for the creation of a province, has exempted
groups of islands from the territorial requirement, and this exemption includes
the two component requirements of contiguity and land area.
Parenthetically, the Court,
more than two decades ago, in Tan v.
Commission on Elections,[16]
declared in passing that territory means only the mass of land area and excludes
the waters over which a political unit exercises control. This pronouncement in
Tan is an obiter dictum, the main issue in the petition for prohibition being
the propriety of excluding from the plebiscite for the ratification of the
creation of Negros del Norte the inhabitants of the mother
This interpretation of
Section 461 is further in line with the law’s thrust of enabling the
territorial and political subdivisions of the state to attain their fullest
development in order to make them more effective partners in the attainment of
national goals.[17] The
Congress, in fact, during
its deliberations on what would later on be enacted as the LGC, had paid, if at
all it did, little attention to the territorial requirement for the creation of
provinces. Instead, it focused on the income requirement and acknowledged the
same to be the primordial criterion of viability, thus—
HON. ALFELOR: Income is mandatory. We can even have this doubled because we thought…
CHAIRMAN CUENCO: In other words, the primordial consideration here is the economic viability of the new local government unit, the new province?
x x x x
HON. LAGUADA: The reason why we are willing to increase the income, double than the House version, because we also believe that economic viability is really a minimum. Land area and population are functions really of the viability of the area, because where you have an income level which would be the trigger point for economic development, population will naturally increase because there will be an immigration. However, if you disallow the particular area from being converted into a province because of population problems in the beginning, it will never be able to reach the point where it could become a province simply because it will never have the economic take off for it to trigger off that economic development.
Now, we’re saying that maybe Fourteen Million Pesos is a floor area where it could pay for overhead and provide a minimum of basic services to the population. Over and above that, the provincial officials should be able to trigger off economic development which will attract immigration, which will attract new investments from the private sector. This is now the concern of the local officials. But if we are going to tie the hands of the proponents, simply by telling them, “Sorry, you are now at 150 thousand or 200 thousand,” you will never be able to become a province because nobody wants to go to your place. Why? Because you never have any reason for economic viability.
x x x x
CHAIRMAN PIMENTEL: Okay, what about land area?
HON. LUMAUIG: 1,500 square kilometers
HON. ANGARA: Walang problema ‘yon, in fact that’s not very critical, ‘yong land area because…
CHAIRMAN PIMENTEL: Okay, ya, our, the Senate version is 3.5, 3,500 square meters, ah, square kilometers.
HON. LAGUADA: Ne, Ne. A province is constituted for the purpose of administrative efficiency and delivery of basic services.
CHAIRMAN PIMENTEL: Right.
HON. LAGUADA: Actually, when you come down to it, when government was instituted, there is only one central government and then everybody falls under that. But it was later on subdivided into provinces for purposes of administrative efficiency.
CHAIRMAN PIMENTEL: Okay.
HON. LAGUADA: Now, what we’re seeing now is that the administrative efficiency is no longer there precisely because the land areas that we are giving to our governors is so wide that no one man can possibly administer all of the complex machineries that are needed.
Secondly, when you say “delivery of basic services,” as pointed out by Cong. Alfelor, there are sections of the province which have never been visited by public officials, precisely because they don’t have the time nor the energy anymore to do that because it’s so wide. Now, by compressing the land area and by reducing the population requirement, we are, in effect, trying to follow the basic policy of why we are creating provinces, which is to deliver basic services and to make it more efficient in administration.
CHAIRMAN PIMENTEL: Yeah, that’s correct, but on the assumption that the province is able to do it without being a burden to the national government. That’s the assumption.
HON. LAGUADA: That’s why we’re going into the minimum income level. As we said, if we go on a minimum income level, then we say, “this is the trigger point at which this administration can take place.”[18]
Verily, economic viability is the
primordial consideration in the constitution of provinces, not population or
territory. As to a province composed of a group of islands separated by stretches
of water, like the one in this case, the proposition must apply with greater
force. A contrary position would prove
to be growth-retardant to an economically viable group of islands which have
not yet politically separated from the larger mass of land where the provincial
capital sits. In a practical sense, it
would also be too cumbersome for the inhabitants to travel great lengths and over
unpredictable waters just to reach the capital, do their business and avail of
basic government services and facilities that ordinarily do not reach beyond
the immediate outskirts of the capital. Thus, Section 461, as discussed above,
exempts a proposed province composed of several islands from complying with
both the contiguity and land area components of the territorial requirement for
its creation. It is this interpretation that, logically, impelled both the
executive and legislative departments to enact R.A. No. 9355, the law creating
the
Cawaling, Jr. v. Commission on Elections[19] fittingly
instructs that every statute enjoys the presumption of constitutionality, owing
to the doctrine of separation of powers which imposes upon the three coordinate
departments of the Government a becoming courtesy for each other’s acts. Every law, being
the joint act of the Legislature and the Executive, has passed careful scrutiny
to ensure that it is in accord with the fundamental law. Of course, the Court may, nevertheless, declare a law, or
portions thereof, unconstitutional, where a petitioner has shown that there is a
clear and unequivocal breach of the Constitution, not merely a doubtful or argumentative
one. Here, as revealed in the above discussion, petitioners have not
shown that
In light of the above disquisition, I
vote for the dismissal of the petition.
ANTONIO
EDUARDO B. NACHURA
Associate Justice
[1] Passed by the House of Representatives and the Senate on August 28, 2006 and August 14, 2006, respectively.
[2] Rollo, pp. 124-127.
[3]
[4] Rollo (G.R. No. 175158), pp. 3-20.
[5] In its November 28, 2006
Resolution in G.R. No. 175158, the Court dismissed the petition for certiorari as the verification and
certification of non-forum shopping were defective or insufficient and the IBP
Official Receipt of the counsel for petitioners was dated December 19, 2005.
The Court later dismissed the petition with finality in its February 13, 2007
Resolution. The Court further issued the Entry of Judgment on April 11, 2007. (
[6] Rollo, p. 25.
[7] Became effective on January 1, 1992.
[8] Rollo, p. 207.
[9]
[10]
[11] Emphasis and underscoring supplied.
[12] Underscoring supplied.
[13] Emphasis supplied.
[14] Board of Supervisors of
[15]
[16] No.
L-73155, July 11, 1986, 142 SCRA 727, 749-750.
[17] Section
2 of the LGC provides:
Section
2. Declaration of Policy.—(a) It is hereby declared the policy of the State
that the territorial and political subdivisions of the State shall enjoy
genuine and meaningful local autonomy to enable them to attain their fullest
development as self-reliant communities and make them more effective partners
in the attainment of national goals. Toward this end, the State shall provide
for a more responsive and accountable local government structure instituted
through a system of decentralization whereby local government units shall be
given more powers, authority, responsibilities, and resources. The process of
decentralization shall proceed from the National Government to the local
government units.
(b)
It is also the policy of the State to ensure the accountability of local
government units through the institution of effective mechanisms of recall,
initiative and referendum.
(c)
It is likewise the policy of the State to require all national agencies and
offices to conduct periodic consultations with appropriate local government
units, nongovernmental and people’s organizations, and other concerned sectors
of the community before any project or program is implemented in their
respective jurisdictions.
[18] Bicameral
Conference Committee Meeting of the Committee on Local Government, May 22,
1991, 4th Regular Session, pp. 57-67.
[19] 420 Phil. 524, 530-531 (2001).
[20] Herrera, Remedial Law, Vol. III (1999 ed.), pp. 295-296.