EN BANC
ARLIN
B. OBIASCA, [1] G.R. No. 176707
Petitioner,
Present:
PUNO, C.J.,
CARPIO,
CORONA,
CARPIO
MORALES,
VELASCO,
JR.,
NACHURA,
LEONARDO-DE CASTRO,
-
v e r s u s - BRION,
PERALTA,
BERSAMIN,
DEL CASTILLO,*
ABAD,
VILLARAMA, JR.,
PEREZ
and
MENDOZA,
JJ.
JEANE O. BASALLOTE,
Respondent.
Promulgated:
February
17, 2010
x- - - - - - - - - - - - - - - - - - - - - - - - - - -
- - - - - - - - - - - - - - - - - - - - - - x
D E C I S I O
N
CORONA, J.:
When the law is clear, there is no other recourse but to
apply it regardless of its perceived harshness. Dura lex sed lex. Nonetheless,
the law should never be applied or interpreted to oppress one in order to favor
another. As a court of law and of justice, this Court has the duty to adjudicate
conflicting claims based not only on the cold provision of the law but also
according to the higher principles of right and justice.
The facts of this case are undisputed.
On
May 26, 2003, City Schools Division Superintendent Nelly B. Beloso appointed
respondent Jeane O. Basallote to the position of Administrative Officer II,
Item No. OSEC-DECSB-ADO2-390030-1998, of the Department of Education (DepEd),
Tabaco National High School in Albay.[2]
Subsequently,
in a letter dated June 4, 2003,[3] the new
City Schools Division Superintendent, Ma. Amy O. Oyardo, advised School
Principal Dr. Leticia B. Gonzales that the papers of the applicants for the
position of Administrative Officer II of the school, including those of
respondent, were being returned and that
a school ranking should be
accomplished and submitted to her
office for review. In addition, Gonzales was advised that only qualified
applicants should be endorsed.
Respondent
assumed the office of Administrative Officer II on June 19, 2003. Thereafter,
however, she received a letter from Ma. Teresa U. Diaz, Human Resource Management
Officer I of the City Schools Division of Tabaco City, Albay, informing her
that her appointment could not be forwarded to the Civil Service Commission (CSC)
because of her failure to submit the position description form (PDF) duly
signed by Gonzales.
Respondent
tried to obtain Gozales’ signature but the latter refused despite repeated requests.
When respondent informed Oyardo of the situation, she was instead advised to
return to her former teaching position of Teacher I. Respondent followed the
advice.
Meanwhile,
on August 25, 2003, Oyardo appointed petitioner Arlin B. Obiasca to the same position
of Administrative Officer II. The appointment was sent to and was properly
attested by the CSC.[4] Upon
learning this, respondent filed a complaint with the Office of the Deputy
Ombudsman for Luzon against Oyardo, Gonzales and Diaz.
In
its decision, the Ombudsman found Oyardo and Gonzales administratively liable for
withholding information from respondent on the status of her appointment, and
suspended them from the service for three months. Diaz was absolved of any
wrongdoing.[5]
Respondent
also filed a protest with CSC Regional Office V. But the protest was dismissed
on the ground that it should first be submitted to the Grievance Committee of
the DepEd for appropriate action.[6]
On
motion for reconsideration, the protest was reinstated but was eventually
dismissed for lack of merit.[7]
Respondent appealed the dismissal of her protest to the CSC Regional Office
which, however, dismissed the appeal for failure to show that her appointment
had been received and attested by the CSC.[8]
Respondent
elevated the matter to the CSC. In its November 29, 2005 resolution, the CSC
granted the appeal, approved respondent’s appointment and recalled the approval
of petitioner’s appointment.[9]
Aggrieved,
petitioner filed a petition for certiorari in the Court of Appeals (CA)
claiming that the CSC acted without factual and legal bases in recalling his
appointment. He also prayed for the issuance of a temporary restraining order
and a writ of preliminary injunction.
In
its September 26, 2006 decision,[10] the CA
denied the petition and upheld respondent’s appointment which was deemed
effective immediately upon its issuance by the appointing authority on May 26,
2003. This was because respondent had
accepted the appointment upon her assumption of the duties and responsibilities
of the position.
The
CA found that respondent possessed all the qualifications and none of the
disqualifications for the position of Administrative Officer II; that due to
the respondent’s valid appointment, no other appointment to the same position
could be made without the position being first vacated; that the petitioner’s
appointment to the position was thus void; and that, contrary to the argument
of petitioner that he had been deprived of his right to due process when he was
not allowed to participate in the proceedings in the CSC, it was petitioner who
failed to exercise his right by failing to submit a single pleading despite
being furnished with copies of the pleadings in the proceedings in the CSC.
The
CA opined that Diaz unreasonably refused to affix her signature on respondent’s
PDF and to submit respondent’s appointment to the CSC on the ground of
non-submission of respondent’s PDF. The CA ruled that the PDF was not even required
to be submitted and forwarded to the CSC.
Petitioner
filed a motion for reconsideration but his motion was denied on February 8,
2007.[11]
Hence,
this petition.[12]
Petitioner
maintains that respondent was not validly appointed to the position of
Administrative Officer II because her appointment was never attested by the
CSC. According to petitioner, without the CSC attestation, respondent’s
appointment as Administrative Officer II was never completed and never vested
her a permanent title. As such, respondent’s appointment could still be
recalled or withdrawn by the appointing authority. Petitioner further argues
that, under the Omnibus Rules Implementing Book V of Executive Order (EO) No.
292,[13] every
appointment is required to be submitted to the CSC within 30 days from the date
of issuance; otherwise, the appointment becomes ineffective.[14] Thus,
respondent’s appointment issued on May 23, 2003 should have been transmitted to
the CSC not later than June 22, 2003 for proper attestation. However, because
respondent’s appointment was not sent to the CSC within the proper period, her
appointment ceased to be effective and the position of Administrative Officer
II was already vacant when petitioner was appointed to it.
In
her comment,[15]
respondent points out that her appointment was wrongfully not submitted by the
proper persons to the CSC for attestation. The reason given by Oyardo for the
non-submission of respondent’s appointment papers to the CSC — the alleged failure
of respondent to have her PDF duly signed by Gonzales — was not a valid reason because
the PDF was not even required for the attestation of respondent’s appointment
by the CSC.
After
due consideration of the respective arguments of the parties, we deny the
petition.
The law on the matter is clear. The problem is
petitioner’s insistence that the law be applied in a manner that is unjust and
unreasonable.
Petitioner relies on an overly restrictive reading of Section
9(h) of PD 807[16]
which states, in part, that an appointment must be submitted by the appointing
authority to the CSC within 30 days from issuance, otherwise, the appointment
becomes ineffective:
Sec. 9. Powers and Functions of the Commission. — The [CSC] shall administer the Civil Service and shall have the following powers and functions:
xxx xxx xxx
(h) Approve all appointments, whether original or promotional, to positions in the civil service, except those of presidential appointees, members of the Armed Forces of the Philippines, police forces, firemen and jailguards, and disapprove those where the appointees do not possess the appropriate eligibility or required qualifications. An appointment shall take effect immediately upon issue by the appointing authority if the appointee assumes his duties immediately and shall remain effective until it is disapproved by the [CSC], if this should take place, without prejudice to the liability of the appointing authority for appointments issued in violation of existing laws or rules: Provided, finally, That the [CSC] shall keep a record of appointments of all officers and employees in the civil service. All appointments requiring the approval of the [CSC] as herein provided, shall be submitted to it by the appointing authority within thirty days from issuance, otherwise the appointment becomes ineffective thirty days thereafter. (Emphasis supplied)
This provision is implemented in Section 11, Rule V of
the Omnibus Rules Implementing Book V of EO 292 (Omnibus Rules):
Section 11. An appointment not submitted to the [CSC]
within thirty (30) days from the date of issuance which shall be the date
appearing on the fact of the appointment, shall be ineffective. xxx
Based on the foregoing provisions, petitioner
argues that respondent’s appointment became effective on the day of her appointment
but it subsequently ceased to be so when the appointing authority did not
submit her appointment to the CSC for attestation within 30 days.
Petitioner is wrong.
The real issue in this case is whether the deliberate failure
of the appointing authority (or other responsible officials) to submit
respondent’s appointment paper to the CSC within 30 days from its issuance made
her appointment ineffective and incomplete. Substantial reasons dictate that it
did not.
Before discussing
this issue, however, it must be brought to mind that CSC resolution dated
November 29, 2005 recalling petitioner’s appointment and approving that of
respondent has long become final and executory.
Remedy to Assail CSC Decision
or Resolution
Sections 16 and 18, Rule VI of the Omnibus Rules provide
the proper remedy to assail a CSC decision or resolution:
Section 16.
An employee who is still not satisfied with the decision of the [Merit
System Protection Board] may appeal to the [CSC] within fifteen days from
receipt of the decision.
The decision of the [CSC] is final and executory
if no petition for reconsideration is filed within fifteen days from receipt
thereof.
xxx xxx xxx
Section
18. Failure to file a protest,
appeal, petition for reconsideration or petition for review within the
prescribed period shall be deemed a waiver of such right and shall render the
subject action/decision final and executory. (Emphasis supplied)
In this case, petitioner did not file a petition for
reconsideration of the CSC resolution dated November 29, 2005 before filing a
petition for review in the CA. Such fatal procedural lapse on petitioner’s part
allowed the CSC resolution dated November 29, 2005 to become final and
executory.[17]
Hence, for all intents and purposes, the CSC resolution dated November 29, 2005
has become immutable and can no longer be amended or modified.[18]
A final and definitive judgment can no longer be changed, revised, amended
or reversed.[19]
Thus, in praying for the reversal of the assailed Court of Appeals decision
which affirmed the final and executory CSC resolution dated November 29, 2005, petitioner
would want the Court to reverse a final and executory judgment and disregard
the doctrine of immutability of final judgments.
True, a
dissatisfied employee of the civil service is not preempted from availing of
remedies other than those provided in Section 18 of the Omnibus Rules. This is
precisely the purpose of Rule 43 of the Rules of Court, which provides for the
filing of a petition for review as a remedy to challenge the decisions of the
CSC.
While Section
18 of the Omnibus Rules does not supplant the mode of appeal under Rule 43, we
cannot disregard Section 16 of the Omnibus Rules, which requires that a petition
for reconsideration should be filed, otherwise, the CSC decision will become final
and executory, viz.:
The decision of the [CSC] is final and executory
if no petition for reconsideration is filed within fifteen days from receipt
thereof.
Note that the
foregoing provision is a specific remedy as against CSC decisions involving its
administrative function, that is, on matters involving “appointments, whether original or
promotional, to positions in the civil service,”[20] as
opposed to its quasi-judicial function where it adjudicates the rights of
persons before it, in accordance with the standards laid down by the law.[21]
The doctrine of exhaustion of
administrative remedies requires that, for reasons of
law, comity and convenience, where the
enabling statute indicates a procedure for administrative review and provides a
system of administrative appeal or reconsideration, the courts will not
entertain a case unless the available administrative remedies have been
resorted to and the appropriate authorities have been given an opportunity to
act and correct the errors committed in the administrative forum.[22] In Orosa v. Roa,[23] the
Court ruled that if an appeal or remedy obtains or is available within the
administrative machinery, this should be resorted to before resort can be made
to the courts.[24]
While the doctrine of exhaustion of administrative remedies is subject to
certain exceptions,[25] these
are not present in this case.
Thus, absent
any definitive ruling that the second paragraph of Section 16 is not mandatory
and the filing of a petition for reconsideration may be dispensed with, then
the Court must adhere to the dictates of Section 16 of the Omnibus Rules.
Moreover, even in
its substantive aspect, the petition is bereft of merit.
Section 9(h) of PD
807 Already Amended by Section 12 Book V
of
EO 292
It is incorrect
to interpret Section 9(h) of Presidential Decree (PD) 807 as requiring that an
appointment must be submitted by the appointing authority to the CSC within 30
days from issuance, otherwise, the appointment would become ineffective. Such
interpretation fails to appreciate the relevant part of Section 9(h) which
states that “an appointment shall take effect immediately upon issue by the
appointing authority if the appointee assumes his duties immediately and shall
remain effective until it is disapproved by the [CSC].” This provision is reinforced by Section 1, Rule IV of
the Revised Omnibus Rules on Appointments and Other Personnel Actions, which
reads:
Section 1. An appointment issued in accordance with pertinent laws and rules shall take effect immediately upon its issuance by the appointing authority, and if the appointee has assumed the duties of the position, he shall be entitled to receive his salary at once without awaiting the approval of his appointment by the Commission. The appointment shall remain effective until disapproved by the Commission. x x x (Emphasis supplied)
More
importantly, Section 12, Book V of EO 292 amended Section 9(h) of PD 807 by
deleting the requirement that all appointments subject to CSC approval be
submitted to it within 30 days. Section 12 of EO 292 provides:
Sec. 12. Powers and Functions. - The Commission shall have the following powers and functions:
xxx xxx xxx
(14)
Take appropriate action on all appointments and other personnel matters in the
Civil Service, including extension of Service beyond retirement age;
(15) Inspect and audit the personnel actions and programs of the departments, agencies, bureaus, offices, local government units and other instrumentalities of the government including government -owned or controlled corporations; conduct periodic review of the decisions and actions of offices or officials to whom authority has been delegated by the Commission as well as the conduct of the officials and the employees in these offices and apply appropriate sanctions whenever necessary.
As a rule, an amendment by the deletion of
certain words or phrases indicates an intention to change its meaning.[26] It is
presumed that the deletion would not have been made had there been no intention
to effect a change in the meaning of the law or rule.[27] The
word, phrase or sentence excised should accordingly be considered inoperative.[28]
The dissent refuses to recognize
the amendment of Section 9(h) of PD 807 by EO 292 but rather finds the
requirement of submission of appointments within 30 days not inconsistent with the authority of the
CSC to take appropriate action on all appointments and other personnel matters.
However, the intention to amend by deletion is
unmistakable not only in the operational meaning of EO 292 but in its
legislative history as well.
PD 807 and EO
292 are not inconsistent insofar as they require CSC action on appointments to
the civil service. This is evident from the recognition accorded by EO 292,
specifically under Section 12 (14) and (15) thereof, to the involvement of the
CSC in all personnel actions and programs of the government. However, while a
restrictive period of 30 days within which appointments must be submitted to
the CSC is imposed under the last
sentence of Section 9(h) of PD 807, none
was adopted by Section 12 (14) and (15) of EO 292. Rather, provisions
subsequent to Section 12 merely state that the CSC (and its liaison staff in
various departments and agencies) shall periodically monitor, inspect
and audit personnel actions.[29]
Moreover, under Section 9(h) of PD 807, appointments not submitted within 30
days to the CSC become ineffective, no
such specific adverse effect is contemplated under Section 12 (14) and (15) of
EO 292. Certainly, the two provisions
are materially inconsistent with each other. And to insist on reconciling them
by restoring the restrictive period and punitive effect of Section 9(h) of PD
807, which EO 292 deliberately discarded, would be to rewrite the law by mere
judicial interpretation.[30]
Not even the historical
development of civil service laws can justify the retention of such restrictive
provisions. Public Law No. 5,[31]
the law formally establishing a civil service system, merely directed that all
heads of offices notify the Philippine Civil Service Board “in writing without
delay of all appointments x x x made in the classified service.”[32]
The Revised
Administrative Code of 1917 was even less stringent as approval by the Director
of the Civil Service of appointments of temporary and emergency employees was
required only when practicable. Finally, Republic Act (RA) 2260[33] imposed
no period within which appointments were attested to by local government
treasurers to whom the CSC delegated its authority to act on personnel actions
but provided that if within 180 days after receipt of said appointments, the
CSC shall not have made any correction or revision, then such appointments
shall be deemed to have been properly made. Consequently, it was only under PD
807 that submission of appointments for approval by the CSC was subjected to a
30-day period. That, however, has been lifted and abandoned by EO 292.
There being no requirement in EO 292 that
appointments should be submitted to the CSC for attestation within 30 days from
issuance, it is doubtful by what authority the CSC imposed such condition under
Section 11, Rule V of the Omnibus Rules. It certainly cannot restore what EO
292 itself already and deliberately removed. At the very least, that
requirement cannot be used as basis to unjustly prejudice respondent.
Under the facts obtaining in this case, respondent promptly
assumed her duties as Administrative Officer II when her appointment was issued
by the appointing authority. Thus, her appointment took effect immediately and
remained effective until disapproved by the CSC.[34]
Respondent’s appointment was never disapproved by the CSC. In fact, the CSC was
deprived of the opportunity to act promptly as it was wrongly prevented from doing
so. More importantly, the CSC subsequently approved respondent’s appointment
and recalled that of petitioner, which recall has already become final and immutable.
Second, it is undisputed that respondent’s appointment
was not submitted to the CSC, not through her own fault but because of Human
Resource Management Officer I Ma. Teresa U. Diaz’s unjustified refusal to sign
it on the feigned and fallacious ground that respondent’s position description
form had not been duly signed by School Principal Dr. Leticia B. Gonzales.[35]
Indeed, the CSC even sanctioned Diaz for her failure to act in the required
manner.[36]
Similarly, the Ombudsman found both City Schools Division Superintendent Ma.
Amy O. Oyardo and Gonzales administratively liable and suspended them for three
months for willfully withholding information from respondent on the status of
her appointment.
xxx xxx xxx
All along, [respondent] was made to believe that her appointment was in order. During the same period, respondent Gonzales, with respondent Oyardo’s knowledge, indifferently allowed [respondent] to plea for the signing of her [position description form], when they could have easily apprised [respondent] about the revocation/withdrawal of her appointment. Worse, when [respondent] informed Oyardo on 25 June 2003 about her assumption of office as [Administrative Officer II], the latter directed [respondent] to go back to her post as Teacher I on the ground that [respondent] had not been issued an attested appointment as [Administrative Officer II], even when [Oyardo] knew very well that [respondent’s] appointment could not be processed with the CSC because of her order to re-evaluate the applicants. This act by [Oyardo] is a mockery of the trust reposed upon her by [respondent], who, then in the state of quandary, specifically sought [Oyardo’s] advice on what to do with her appointment, in the belief that her superior could enlighten her on the matter.
It
was only on 02 July 2003 when [Gonzales], in her letter, first made reference
to a re-ranking of the applicants when [respondent] learned about the recall by
[Oyardo] of her appointment. At that time, the thirty-day period within which
to submit her appointment to the CSC has lapsed. [Oyardo’s] and Gonzales’ act
of withholding information about the real status of [respondent’s] appointment
unjustly deprived her of pursuing whatever legal remedies available to her at
that time to protect her interest.[37]
Considering these willful and deliberate acts of the
co-conspirators Diaz, Oyardo and Gonzales that caused undue prejudice to
respondent, the Court cannot look the other way and make respondent suffer the malicious
consequences of Gonzales’s and Oyardo’s malfeasance. Otherwise, the Court would
be recognizing a result that is unconscionable and unjust by effectively
validating the following inequities: respondent, who was vigilantly following
up her appointment paper, was left to hang and dry; to add insult to injury, not
long after Oyardo advised her to return to her teaching position, she (Oyardo)
appointed petitioner in respondent’s stead.
The obvious misgiving that comes to mind is why Gonzales
and Oyardo were able to promptly process petitioner’s appointment and transmit
the same to the CSC for attestation when they could not do so for respondent. There is no doubt that office politics was
moving behind the scenes.
In effect, Gonzales’ and Oyardo’s scheming and plotting unduly
deprived respondent of the professional advancement she deserved. While public office is not property to which one may acquire a
vested right, it is nevertheless a protected right.[38]
It cannot be overemphasized that respondent’s
appointment became effective upon its issuance by the appointing authority and
it remained effective until disapproved by the CSC (if at all it ever was). Disregarding
this rule and putting undue importance on the provision requiring the
submission of the appointment to the CSC within 30 days will reward wrongdoing
in the appointment process of public officials and employees. It will open the
door for scheming officials to block the completion and implementation of an
appointment and render it ineffective by the simple expedient of not submitting
the appointment paper to the CSC. As indubitably shown in this case, even
respondent’s vigilance could not guard against the malice and grave abuse of
discretion of her superiors.
There is no dispute that the approval of the CSC is a
legal requirement to complete the appointment. Under settled jurisprudence, the
appointee acquires a vested legal right to the position or office pursuant to
this completed appointment.[39]
Respondent’s appointment was in fact already approved by the CSC with finality.
The purpose of the requirement to submit the appointment
to the CSC is for the latter to approve or disapprove such appointment
depending on whether the appointee possesses the appropriate eligibility or
required qualifications and whether the laws and rules pertinent to the process
of appointment have been followed.[40]
With this in mind, respondent’s appointment should all the more be deemed
valid.
Respondent’s papers were in order. What was sought from
her (the position description form duly signed by Gonzales) was not even a
prerequisite before her appointment papers could be forwarded to the CSC. More
significantly, respondent was qualified for the position. Thus, as stated by
the CA:
The evidence also reveals compliance with the
procedures that should be observed in the selection process for the vacant
position of Administrative Officer II and the issuance of the appointment to
the respondent: the vacancy for the said
position was published on February 28, 2003; the Personnel Selection Board of
Dep-Ed Division of Tabaco City conducted a screening of the applicants, which
included the respondent and the petitioner; the respondent’s qualifications met
the minimum qualifications for the position of Administrative Officer II
provided by the CSC. She therefore
qualified for permanent appointment.[41]
There is no doubt that, had the appointing authority
only submitted respondent’s appointment to the CSC within the said 30 days from
its issuance, the CSC would (and could ) have approved it. In fact, when the
CSC was later apprised of respondent’s prior appointment when she protested
petitioner’s subsequent appointment, it was respondent’s appointment which the
CSC approved. Petitioner’s appointment was recalled. These points were never
rebutted as petitioner gave undue emphasis to the non-attestation by the CSC of
respondent’s appointment, without any regard for the fact that the CSC actually
approved respondent’s appointment.
Third, the Court is urged to overlook the injustice done
to respondent by citing Favis v. Rupisan[42]
and Tomali v. Civil Service Commission.[43]
However, reliance on Favis is misplaced. In Favis,
the issue pertains to the necessity of the CSC approval, not the submission of
the appointment to the CSC within 30 days from issuance. Moreover, unlike Favis
where there was an apparent lack of effort to procure the approval of the
CSC, respondent in this case was resolute in following up her appointment
papers. Thus, despite Favis’ having assumed the responsibilities of PVTA
Assistant General Manager for almost two years, the Court affirmed her removal,
ruling that:
The tolerance, acquiescence or mistake of the
proper officials, resulting in the non-observance of the pertinent rules on the
matter does not render the legal requirement, on the necessity of approval
by the Commissioner of Civil Service of appointments, ineffective and
unenforceable.[44]
(Emphasis supplied)
Taken in its entirety, this case shows that the lack of
CSC approval was not due to any negligence on respondent’s part. Neither was it
due to the “tolerance, acquiescence or mistake of the proper officials.” Rather, the underhanded machinations of
Gonzales and Oyardo, as well as the gullibility of Diaz, were the major reasons
why respondent’s appointment was not even forwarded to the CSC.
Tomali, likewise, is not applicable. The
facts are completely different. In Tomali, petitioner Tomali’s
appointment was not approved by the CSC due to the belated transmittal thereof to
the latter. The Court, citing Favis,
ruled that the appointee’s failure to secure the CSC’s approval within the
30-day period rendered her appointment ineffective. It quoted the Merit Systems
Protection Board’s finding that “there is no showing that the non-submission
was motivated by bad faith, spite, malice or at least attributed to the fault
of the newly installed [Office of Muslim Affairs] Executive Director.” The
Court observed:
Petitioner herself would not appear to be all that blameless. She assumed the position four months after her appointment was issued or months after that appointment had already lapsed or had become ineffective by operation of law. Petitioner's appointment was issued on 01 July 1990, but it was only on 31 May 1991 that it was submitted to the CSC, a fact which she knew, should have known or should have at least verified considering the relatively long interval of time between the date of her appointment and the date of her assumption to office.[45]
The Court also found that “[t]here (was) nothing on
record to convince us that the new OMA Director (had) unjustly favored private
respondent nor (had) exercised his power of appointment in an arbitrary,
whimsical or despotic manner.”[46]
The peculiar circumstances in Tomali are definitely
not present here. As a matter of fact, the situation was exactly the opposite. As
we have repeatedly stressed, respondent was not remiss in zealously following
up the status of her appointment. It cannot be reasonably claimed that the
failure to submit respondent’s appointment to the CSC was due to her own fault.
The culpability lay in the manner the appointing officials exercised their
power with arbitrariness, whim and despotism. The whole scheme was intended to favor another
applicant.
Therefore, the lack of CSC approval in Favis and Tomali
should be taken only in that light and not overly stretched to cover any and
all similar cases involving the 30-day rule. Certainly, the CSC approval cannot
be done away with. However, an innocent appointee like the respondent should
not be penalized if her papers (which were in the custody and control of others
who, it turned out, were all scheming against her) did not reach the CSC on
time. After all, her appointment was subsequently approved by the CSC anyway.
Under Article 1186 of the Civil Code, “[t]he condition
shall be deemed fulfilled when the obligor voluntarily prevents its
fulfillment.” Applying this to the appointment process in the civil service,
unless the appointee himself is negligent in following up the submission of his
appointment to the CSC for approval, he should not be prejudiced by any willful
act done in bad faith by the appointing authority to prevent the timely
submission of his appointment to the CSC. While it may be argued that the
submission of respondent’s appointment to the CSC within 30 days was one of the
conditions for the approval of respondent’s appointment, however, deliberately
and with bad faith, the officials responsible for the submission of
respondent’s appointment to the CSC prevented the fulfillment of the said condition.
Thus, the said condition should be deemed fulfilled.
The Court has already had the occasion to rule that an
appointment remains valid in certain instances despite non-compliance of the
proper officials with the pertinent CSC rules. In Civil Service Commission
v. Joson, Jr.,[47]
the CSC challenged the validity of the appointment of Ong on the ground that,
among others, it was not reported in the July 1995 Report of Personnel Action
(ROPA), thus making such appointment ineffective. The subject rule provided that an “appointment issued within
the month but not listed in the ROPA for the said month shall become
ineffective thirty days from issuance.” Rejecting
the CSC’s contention, the Court held that there was a legitimate justification
for such delayed observance of the rule:
We find the respondent's justification for the failure of the POEA to include Ong's appointment in its ROPA for July 1995 as required by CSC Memorandum Circular No. 27, Series of 1994 to be in order. The records show that the [Philippine Overseas Employment Administration (POEA)] did not include the contractual appointment of Ong in its July ROPA because its request for exemption from the educational requisite for confidential staff members provided in [Memorandum Circular] No. 38 had yet been resolved by the CSC. The resolution of the petitioner granting such request was received only in November, 1995. The POEA, thereafter, reported the appointment in its November, 1995 ROPA.[48]
The
Court reached the same conclusion in the recent case of Chavez v. Ronidel[49]
where there was a similar inaction from the responsible officials which
resulted in non-compliance with the requirement:
Lastly, we agree with the appellate court that respondent's appointment could not be invalidated solely because of [Presidential Commission for the Urban Poor’s (PCUP’s)] failure to submit two copies of the ROPA as required by CSC Resolution No. 97368. xxxx
xxx xxx xxx
We quote with approval the appellate court's ratiocination in this wise:
To our minds, however, the invalidation of the [respondent's] appointment based on this sole technical ground is unwarranted, if not harsh and arbitrary, considering the factual milieu of this case. For one, it is not the [respondent's] duty to comply with the requirement of the submission of the ROPA and the certified true copies of her appointment to [the Civil Service Commission Field Office or] CSCFO within the period stated in the aforequoted CSC Resolution. The said resolution categorically provides that it is the PCUP, and not the appointee as in the case of the [respondent] here, which is required to comply with the said reportorial requirements.
Moreover, it bears pointing out that only a few days after the [petitioner] assumed his new post as PCUP Chairman, he directed the PCUP to hold the processing of [respondent's] appointment papers in abeyance, until such time that an assessment thereto is officially released from his office. Unfortunately, up to this very day, the [respondent] is still defending her right to enjoy her promotional appointment as DMO V. Naturally, her appointment failed to comply with the PCUP's reportorial requirements under CSC Resolution No. 97-3685 precisely because of the [petitioner's] inaction to the same.
We believe that the factual circumstances of this case calls for the application of equity. To our minds, the invalidation of the [respondent's] appointment due to a procedural lapse which is undoubtedly beyond her control, and certainly not of her own making but that of the [petitioner], justifies the relaxation of the provisions of CSC Board Resolution No. 97-3685, pars. 6,7 and 8. Hence, her appointment must be upheld based on equitable considerations, and that the non-submission of the ROPA and the certified true copies of her appointment to the CSCFO within the period stated in the aforequoted CSC Resolution should not work to her damage and prejudice. Besides, the [respondent] could not at all be faulted for negligence as she exerted all the necessary vigilance and efforts to reap the blessings of a work promotion. Thus, We cannot simply ignore her plight. She has fought hard enough to claim what is rightfully hers and, as a matter of simple justice, good conscience, and equity, We should not allow Ourselves to prolong her agony.
All told, We hold that the [respondent's] appointment is valid, notwithstanding the aforecited procedural lapse on the part of PCUP which obviously was the own making of herein [petitioner]. (Emphasis supplied)
Respondent deserves the same sympathy from the Court
because there was also a telling reason behind the non-submission of her
appointment paper within the 30-day period.
The relevance of Joson and Chavez to this
case cannot be simply glossed over. While the agencies concerned in those cases
were accredited agencies of the CSC which could take final action on the
appointments, that is not the case here. Thus, any such differentiation is
unnecessary. It did not even factor in the Court’s disposition of the issue in Joson
and Chavez. What is crucial is that, in those cases, the Court upheld
the appointment despite the non-compliance with a CSC rule because (1) there
were valid justifications for the lapse; (2) the non-compliance was beyond the
control of the appointee and (3) the appointee was not negligent. All these
reasons are present in this case, thus, there is no basis in saying that the
afore-cited cases are not applicable here. Similar things merit similar
treatment.
Fourth, in appointing petitioner, the appointing
authority effectively revoked the previous appointment of respondent and usurped
the power of the CSC to withdraw or revoke an appointment that had already been
accepted by the appointee. It is the CSC, not the appointing authority, which
has this power.[50]
This is clearly provided in Section 9, Rule V of the Omnibus Rules:
Section 9. An appointment accepted by the appointee cannot be withdrawn or revoked by the appointing authority and shall remain in force and effect until disapproved by the [CSC]. xxxx (Emphasis supplied)
Thus, the Court ruled in De Rama v. Court of Appeals[51]
that it is the CSC which
is authorized to recall an appointment initially approved
when such appointment and approval are proven to be in
disregard of applicable provisions of the civil service law and regulations.
Petitioner seeks to inflexibly impose the condition of
submission of the appointment to the CSC by the appointing authority within 30
days from issuance, that is, regardless of the negligence/diligence of the
appointee and the bad faith/good faith of the appointing authority to ensure
compliance with the condition. However, such stance would place the
appointee at the mercy and whim of the appointing authority even after a valid appointment
has been made. For although the appointing authority may not recall an
appointment accepted by the appointee, he or she can still achieve the same
result through underhanded machinations that impedes or prevents the
transmittal of the appointment to the CSC. In other words, the insistence on a
strict application of the condition regarding the submission of the appointment
to the CSC within 30 days, would give the appointing authority the power to do
indirectly what he or she cannot do directly. An administrative rule that is of
doubtful basis will not only produce unjust consequences but also corrupt the
appointment process. Obviously, such undesirable end result could not have been
the intention of the law.
The power to revoke an earlier appointment through the
appointment of another may not be conceded to the appointing authority. Such
position is not only contrary to Section 9, Rule V and Section 1, Rule IV of the Omnibus
Rules. It is also a dangerous reading of the law because it unduly expands the
discretion given to the appointing authority and removes the checks and
balances that will rein in any abuse that may take place. The Court cannot
countenance such erroneous and perilous interpretation of the law.
Accordingly, petitioner’s subsequent appointment was
void. There can be no appointment to a non-vacant position. The incumbent must
first be legally removed, or her appointment validly terminated, before another
can be appointed to succeed her.[52]
In sum, the appointment of petitioner was inconsistent
with the law and well-established jurisprudence. It not only disregarded the
doctrine of immutability of final judgments but also unduly concentrated on a
narrow portion of the provision of law, overlooking the greater part of the
provision and other related rules and using a legal doctrine rigidly and out of
context. Its effect was to perpetuate an injustice.
WHEREFORE, the petition is
hereby DENIED.
Costs against petitioner.
SO ORDERED.
Associate Justice
WE CONCUR:
REYNATO S. PUNO
Chief Justice
|
|
ANTONIO T. CARPIO
Associate Justice |
CONCHITA CARPIO MORALES
Associate Justice |
PRESBITERO J. VELASCO, JR.
Associate Justice |
ANTONIO EDUARDO B. NACHURA
Associate
Justice
|
TERESITA J. LEONARDO-DE CASTRO Associate Justice
|
ARTURO D. BRION
Associate Justice |
DIOSDADO M. PERALTA Associate Justice (No part) MARIANO C. DEL CASTILLO Associate Justice |
LUCAS P. BERSAMIN
Associate Justice
ROBERTO A. ABAD Associate Justice |
MARTIN S.
VILLARAMA, JR. JOSE P. PEREZ
Associate
Justice Associate
Justice
JOSE C. MENDOZA
Associate Justice
Pursuant to Section 13, Article
VIII of the Constitution, I certify that the conclusions in the above Decision
had been reached in consultation before the case was assigned to the writer of
the opinion of the Court.
REYNATO S. PUNO
[1] Based on documents submitted by petitioner himself, his full name is Arlin Balane Obiasca. However, he also refers to himself in the records as “Arlin O. Obiasca.”
* No part.
[2] Rollo, p. 70.
[3] Id., p. 72.
[4] Id., p. 74.
[5] Id., pp. 164-173 (Decision dated 19 July 2004 in Case No. OMB-L-A-03-0875-H).
[6] Id., pp. 85-86.
[7] Id., p. 87.
[8] Id., pp. 95-100.
[9] Id., pp. 116-128.
[10] Id., pp. 28-44. Penned by Associate Justice Mariano C. Del Castillo (now a member of this Court) and concurred in by Associate Justices Conrado M. Vasquez, Jr. (retired) and Santiago Javier Ranada (retired) of the Second Division of the Court of Appeals.
[11] Id., p. 56.
[12] Under Rule 45 of the Rules of Court.
[13] Administrative Code of 1987.
[14] Sec. 11 of the Omnibus Rules reads:
Sec. 11. An appointment not submitted to the Commission within thirty (30 ) days from the date of issuance which shall be the date appearing to the face of the appointment, shall be ineffective.xxx
[15] Rollo, pp. 150-160.
[16] The Civil Service Law.
[17] Ignacio v. Civil Service Commission, G.R. No. 163573, 27 July 2005, 464 SCRA 220, 226-227.
[18] Department of Education v. Cuanan, G.R. No. 169013, 16 December 2008, 574 SCRA 41, 50.
[19] Bongcac v. Sandiganbayan, G.R. Nos. 156687-88, 21 May 2009.
[20] Section 9 (h), Civil Service Law.
[21] Abella, Jr. v. Civil Service Commission, G.R. No. 152574, 17 November 2004, 442 SCRA 507, 529.
[22] Hon. Carale v. Hon. Abarintos, G.R. No. 120704, 3 March 1997, 336 Phil. 126, 135-136.
[23] G.R. No. 140423, 14 July 2006, 495 SCRA 22.
[24] Id., p. 28.
[25] The exceptions to the doctrine of exhaustion of administrative remedies are: (1) when there is a violation of due process; (2) when the issue involved is purely a legal question; (3) when the administrative action is patently illegal amounting to lack or excess of jurisdiction; (4) when there is estoppel on the part of the administrative agency concerned; (5) when there is irreparable injury; (6) when the respondent is a department secretary whose acts as an alter ego of the President bears the implied and assumed approval of the latter; (7) when to require exhaustion of administrative remedies would be unreasonable; (8) when it would amount to a nullification of a claim; (9) when the subject matter is a private land in land case proceedings; (10) when the rule does not provide a plain, speedy and adequate remedy, and (11) when there are circumstances indicating the urgency of judicial intervention, and unreasonable delay would greatly prejudice the complainant; (12) where no administrative review is provided by law; (13) where the rule of qualified political agency applies and (14) where the issue of non-exhaustion of administrative remedies has been rendered moot. (Province of Zamboanga del Norte v. Court of Appeals, G.R. No. 109853, 11 October 2000, 396 Phil. 709)
[26] Laguna Metts Corporation v. Caalam, G.R. No. 185220, 27 July 2009.
[27] Id.
[28] In Neal v. State of Delaware, 103 U.S. 370 (1880), the U.S. Supreme Court held that the omission of the word “white” in the 15th Amendment on suffrage rendered inoperative provisions in existing constitutions of states reserving the right of suffrage and to jury selection to “whites”.
[29] Sections 18 and 20, in relation to Sections 15 and 26, EO 292.
[30] See Chevron Philippines, Inc. v. CIR, G.R. No. 178759, August 11, 2008, 561 SCRA 710.
[31] An Act for the Establishment and Maintenance of an Efficient and Honest Civil Service in the Philippines Islands, effective September 26, 1900.
[32] Act No. 2711, effective March 10, 1917.
[33] An Act to Amend and Revise the Laws Relative to Phlippine Civil Service, June 19, 1959 .
[34] This is echoed in Section 10 of the Omnibus Rules:
Section 10. An appointment issued in accordance with pertinent laws or rules shall take effect immediately upon its issuance by the appointing authority, and if the appointee has assumed the duties of the position, he shall be entitled to receive his salary at once without awaiting the approval of his appointment by the [CSC]. The appointment shall remain effective until disapproved by the [CSC]. In no case shall an appointment take effect earlier than the date of its issuance. (Emphasis supplied)
[35] Id., p. 9.
[36] CA decision, p. 8.
[37] The Ombudsman’s findings as quoted in the CA decision, pp. 13-14.
[38] Bince, Jr. v. Commission on Elections, G.R. No. 106271, 9 February 1993, 218 SCRA 782, 792, cited in Abella, Jr. v. Civil Service Commission, G.R. No. 152574, 17 November 2004, 442 SCRA 507, 520.
[39] De Rama v. Court of Appeals, G.R. No. 131136, 28 February 2001, 353 SCRA 94, 106.
[40] Tomali v. Civil Service Commission, G.R. No. 110598, 1 December 1994, 238 SCRA 572, 575.
[41] CA decision, pp. 8-9.
[42] G.R. No. L-22823, 19 May 1966, 17 SCRA 190.
[43] Supra note 40.
[44] Supra note 42, p. 196.
[45] Supra note 40, p. 577.
[46] Id., p. 578.
[47] G.R. No. 154674, 27 May 2004, 429 SCRA 773.
[48] Id., p. 786.
[49] G.R. No. 180941, 11 June 2009.
[50] Supra note 39, p. 107.
[51] Id.
[52] Aquino v. Civil Service Commission, G.R. No. 92403, 22 April 1992, 208 SCRA 240, 250.