EN BANC
LEAGUE OF CITIES OF THE G.R. No. 176951
PHILIPPINES (LCP) represented
by LCP National President
JERRY P. TREÑAS, CITY OF
ILOILO represented by
MAYOR JERRY P. TREÑAS,
CITY OF CALBAYOG
represented by MAYOR
MEL SENEN S. SARMIENTO,
and JERRY P. TREÑAS in his
personal capacity as taxpayer,
Petitioners,
- versus -
COMMISSION ON ELECTIONS;
MUNICIPALITY OF BAYBAY,
PROVINCE OF LEYTE;
MUNICIPALITY OF BOGO,
PROVINCE OF CEBU;
MUNICIPALITY OF CATBALOGAN,
PROVINCE OF WESTERN SAMAR;
MUNICIPALITY OF TANDAG,
PROVINCE OF SURIGAO DEL SUR;
MUNICIPALITY OF BORONGAN,
PROVINCE OF EASTERN SAMAR;
and MUNICIPALITY OF TAYABAS,
PROVINCE OF QUEZON,
Respondents.
CITY OF TARLAC, CITY OF SANTIAGO,
CITY OF IRIGA, CITY OF LIGAO,
CITY OF LEGAZPI, CITY OF
TAGAYTAY, CITY OF SURIGAO,
CITY OF BAYAWAN, CITY OF
SILAY, CITY OF GENERAL SANTOS,
CITY OF ZAMBOANGA, CITY OF
GINGOOG, CITY OF CAUAYAN,
CITY OF PAGADIAN, CITY OF
SAN CARLOS, CITY OF
SAN FERNANDO, CITY OF
TACURONG, CITY OF TANGUB,
CITY OF OROQUIETA, CITY OF
URDANETA, CITY OF VICTORIAS,
CITY OF CALAPAN, CITY OF
HIMAMAYLAN, CITY OF
BATANGAS, CITY OF BAIS,
CITY OF CADIZ, and
CITY OF TAGUM,
Petitioners-In-Intervention.
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LEAGUE OF CITIES OF THE G.R. No. 177499
PHILIPPINES (LCP) represented
by LCP National President
JERRY P. TREÑAS, CITY OF
ILOILO represented by
MAYOR JERRY P. TREÑAS,
CITY OF CALBAYOG
represented by MAYOR
MEL SENEN S. SARMIENTO,
and JERRY P. TREÑAS in his
personal capacity as taxpayer,
Petitioners,
- versus -
COMMISSION ON ELECTIONS;
MUNICIPALITY OF LAMITAN,
PROVINCE OF BASILAN;
MUNICIPALITY OF TABUK,
PROVINCE OF KALINGA;
MUNICIPALITY OF BAYUGAN,
PROVINCE OF AGUSAN DEL SUR;
MUNICIPALITY OF BATAC,
PROVINCE OF ILOCOS NORTE;
MUNICIPALITY OF MATI,
PROVINCE OF DAVAO ORIENTAL;
and MUNICIPALITY OF GUIHULNGAN,
PROVINCE OF NEGROS ORIENTAL,
Respondents.
CITY OF TARLAC, CITY OF
SANTIAGO, CITY OF IRIGA,
CITY OF LIGAO, CITY OF LEGAZPI,
CITY OF TAGAYTAY, CITY OF SURIGAO,
CITY OF BAYAWAN, CITY OF
SILAY, CITY OF GENERAL SANTOS,
CITY OF ZAMBOANGA, CITY OF
GINGOOG, CITY OF CAUAYAN,
CITY OF PAGADIAN, CITY OF
SAN CARLOS, CITY OF
SAN FERNANDO, CITY OF
TACURONG, CITY OF TANGUB,
CITY OF OROQUIETA, CITY OF
URDANETA, CITY OF VICTORIAS,
CITY OF CALAPAN, CITY OF
HIMAMAYLAN, CITY OF
BATANGAS, CITY OF BAIS,
CITY OF CADIZ, and
CITY OF TAGUM,
Petitioners-In-Intervention.
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LEAGUE OF CITIES OF THE G.R. No. 178056
PHILIPPINES (LCP) represented
by LCP National President Present:
JERRY P. TREÑAS, CITY OF
ILOILO represented by CORONA, C.J.,
MAYOR JERRY P. TREÑAS, CARPIO,
CITY OF CALBAYOG CARPIO MORALES,
represented by MAYOR VELASCO, JR.,
MEL SENEN S. SARMIENTO, NACHURA,
and JERRY P. TREÑAS in his LEONARDO-DE CASTRO,
personal capacity as taxpayer, BRION,
Petitioners, PERALTA,
BERSAMIN,
DEL CASTILLO,
- versus - ABAD,
VILLARAMA, JR.,
PEREZ,
MENDOZA, and
COMMISSION ON ELECTIONS; SERENO, JJ.
MUNICIPALITY OF CABADBARAN,
PROVINCE OF AGUSAN
DEL NORTE; MUNICIPALITY
OF CARCAR, PROVINCE OF
CEBU; and MUNICIPALITY OF
EL SALVADOR, MISAMIS
ORIENTAL,
Respondents.
CITY OF TARLAC, CITY OF
SANTIAGO, CITY OF IRIGA,
CITY OF LIGAO, CITY OF LEGAZPI,
CITY OF TAGAYTAY, CITY OF SURIGAO,
CITY OF BAYAWAN, CITY OF SILAY,
CITY OF GENERAL SANTOS,
CITY OF ZAMBOANGA, CITY OF
GINGOOG, CITY OF CAUAYAN,
CITY OF PAGADIAN, CITY OF
SAN CARLOS, CITY OF
SAN FERNANDO, CITY OF
TACURONG, CITY OF TANGUB,
CITY OF OROQUIETA, CITY OF
URDANETA, CITY OF VICTORIAS,
CITY OF CALAPAN, CITY OF
HIMAMAYLAN, CITY OF
BATANGAS, CITY OF BAIS,
CITY OF CADIZ, and Promulgated:
CITY OF TAGUM,
Petitioners-In-Intervention. August 24, 2010
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R E S O L U T I O N
CARPIO, J.:
For resolution are (1) the ad cautelam motion for reconsideration
and (2) motion to annul the Decision of
21 December 2009 filed by petitioners League of Cities of the Philippines, et
al. and (3) the ad cautelam motion for reconsideration filed by petitioners-in-intervention
Batangas City, Santiago City, Legazpi City, Iriga City, Cadiz City, and
Oroquieta City.
On 18 November
2008, the Supreme Court En Banc, by a
majority vote, struck down the subject 16 Cityhood Laws for violating Section
10, Article X of the 1987 Constitution and the equal protection clause. On 31 March 2009, the Supreme Court En Banc, again by a majority vote,
denied the respondents’ first motion for reconsideration. On 28 April 2009, the Supreme Court En Banc, by a split vote, denied the respondents’ second motion for
reconsideration. Accordingly, the 18 November 2008 Decision became final and
executory and was recorded, in due course, in the Book of Entries of Judgments
on 21 May 2009.
However, after the finality of the 18
November 2008 Decision and without any exceptional and compelling reason, the
Court En Banc unprecedentedly
reversed the 18 November 2008 Decision by upholding the constitutionality of
the Cityhood Laws in the Decision of 21 December 2009.
Upon reexamination, the Court finds the
motions for reconsideration meritorious and accordingly reinstates the 18
November 2008 Decision declaring the 16 Cityhood Laws unconstitutional.
A. Violation of Section 10,
Article X of the Constitution
Section 10, Article X of the 1987
Constitution provides:
No province, city, municipality, or barangay shall be created, divided, merged, abolished or its boundary substantially altered, except in accordance with the criteria established in the local government code and subject to approval by a majority of the votes cast in a plebiscite in the political units directly affected. (Emphasis supplied)
The Constitution is clear.
The creation of local government units must follow the criteria established in the Local Government
Code and not in any other law. There
is only one Local Government Code.[1] The Constitution requires Congress to
stipulate in the Local Government Code all the criteria necessary for the
creation of a city, including the conversion of a municipality into a city.
Congress cannot write such criteria in any other law, like the Cityhood
Laws.
The clear intent of the Constitution is to insure that the
creation of cities and other political units must follow the same uniform, non-discriminatory criteria found solely in the Local
Government Code. Any derogation or
deviation from the criteria prescribed in the Local Government Code violates
Section 10, Article X of the Constitution.
RA 9009 amended Section 450 of the Local Government Code to
increase the income requirement from P20 million to P100 million
for the creation of a city. This took
effect on 30 June 2001. Hence, from that moment the Local Government Code required that any municipality desiring to become
a city must satisfy the P100 million income requirement. Section 450 of the Local Government Code, as
amended by RA 9009, does not contain any exemption from this income
requirement.
In enacting RA 9009, Congress did not
grant any exemption to respondent municipalities, even though their cityhood
bills were pending in Congress when Congress passed RA 9009. The Cityhood Laws, all enacted after
the effectivity of RA 9009, explicitly exempt respondent municipalities
from the increased income requirement in Section 450 of the Local Government Code,
as amended by RA 9009. Such exemption clearly violates Section 10,
Article X of the Constitution and is thus patently unconstitutional. To be valid, such exemption must be written
in the Local Government Code and not in any other law, including the Cityhood
Laws.
RA 9009 is not a law different from the
Local Government Code. Section 1 of RA
9009 pertinently provides: “Section 450
of Republic Act No. 7160, otherwise known as the Local Government Code of 1991,
is hereby amended to read as follows: x x x.” RA 9009 amended Section 450
of the Local Government Code. RA 9009,
by amending Section 450 of the Local Government Code, embodies the new and
prevailing Section 450 of the Local Government Code. Considering the
Legislature’s primary intent to curtail
“the mad rush of municipalities wanting to be converted into cities,” RA 9009
increased the income requirement for the creation of cities. To repeat, RA 9009 is not a law different
from the Local Government Code, as it expressly amended Section 450 of the
Local Government Code.
The language of RA 9009 is plain,
simple, and clear. Nothing is unintelligible or ambiguous; not a single word or phrase admits of two or
more meanings. RA 9009 amended Section
450 of the Local Government Code of 1991 by increasing the income requirement
for the creation of cities. There are no exemptions from this income
requirement. Since the law is clear,
plain and unambiguous that any municipality desiring to convert into a city must
meet the increased income requirement, there is no reason to go beyond the
letter of the law. Moreover, where the
law does not make an exemption, the Court should not create one.[2]
B. Operative Fact
Doctrine
Under the operative fact doctrine, the
law is recognized as unconstitutional but the effects of the unconstitutional
law, prior to its declaration of nullity, may be left undisturbed as a matter
of equity and fair play. In fact, the invocation of the operative fact doctrine
is an admission that the law is unconstitutional.
However, the minority’s novel theory,
invoking the operative fact doctrine, is that the enactment of the Cityhood
Laws and the functioning of the 16 municipalities as new cities with new sets
of officials and employees operate to
contitutionalize the unconstitutional Cityhood Laws. This novel theory misapplies the
operative fact doctrine and sets a gravely dangerous precedent.
Under the minority’s novel theory, an
unconstitutional law, if already implemented prior to its declaration of
unconstitutionality by the Court, can no longer be revoked and its
implementation must be continued despite being unconstitutional. This view will open the floodgates to the
wanton enactment of unconstitutional laws and a mad rush for their immediate
implementation before the Court can declare them unconstitutional. This view is an open invitation to serially
violate the Constitution, and be quick about it, lest the violation be stopped
by the Court.
The operative fact doctrine is a rule
of equity. As such, it must be applied
as an exception to the general rule that
an unconstitutional law produces no effects. It can never be invoked to validate as
constitutional an unconstitutional act.
In Planters Products, Inc. v.
Fertiphil Corporation,[3] the
Court stated:
The general rule is that an unconstitutional law is void. It produces no rights, imposes no duties and affords no protection. It has no legal effect. It is, in legal contemplation, inoperative as if it has not been passed. Being void, Fertiphil is not required to pay the levy. All levies paid should be refunded in accordance with the general civil code principle against unjust enrichment. The general rule is supported by Article 7 of the Civil Code, which provides:
ART. 7. Laws are repealed only by subsequent ones, and their violation or non-observance shall not be excused by disuse or custom or practice to the contrary.
When the courts declare a law to be inconsistent with the Constitution, the former shall be void and the latter shall govern.
The doctrine of operative fact, as
an exception to the general rule, only applies as a matter of equity and fair
play. It nullifies the effects of an unconstitutional law by recognizing that
the existence of a statute prior to a determination of unconstitutionality is
an operative fact and may have consequences which cannot always be ignored. The
past cannot always be erased by a new judicial declaration.
The doctrine is applicable when a declaration of unconstitutionality will impose an undue burden on those who have relied on the invalid law. Thus, it was applied to a criminal case when a declaration of unconstitutionality would put the accused in double jeopardy or would put in limbo the acts done by a municipality in reliance upon a law creating it. (Emphasis supplied)
The
operative fact doctrine never validates or constitutionalizes an
unconstitutional law. Under the operative fact doctrine, the
unconstitutional law remains unconstitutional, but the effects of the unconstitutional law, prior to its judicial
declaration of nullity, may be left undisturbed as a matter of equity and fair
play. In short, the operative fact doctrine
affects or modifies only the effects of the unconstitutional law, not the
unconstitutional law itself.
Thus, applying the operative fact
doctrine to the present case, the Cityhood Laws remain unconstitutional because
they violate Section 10, Article X of the Constitution. However, the effects of the implementation of
the Cityhood Laws prior to the
declaration of their nullity, such as the payment of salaries and supplies
by the “new cities” or their issuance of licenses or execution of contracts,
may be recognized as valid and effective.
This does not mean that the Cityhood Laws are valid for they remain
void. Only the effects of the
implementation of these unconstitutional laws are left undisturbed as a matter
of equity and fair play to innocent people who may have relied on the presumed
validity of the Cityhood Laws prior to the Court’s declaration of their
unconstitutionality.
C.
Equal Protection Clause
As the Court held in the 18 November
2008 Decision, there is no substantial distinction between municipalities with
pending cityhood bills in the 11th Congress and municipalities that
did not have pending bills. The mere pendency of a cityhood bill in the 11th
Congress is not a material difference to distinguish one municipality from
another for the purpose of the income requirement. The pendency of a cityhood bill in the 11th
Congress does not affect or determine the level of income of a municipality. Municipalities with pending cityhood bills in
the 11th Congress might even have lower annual income than
municipalities that did not have pending cityhood bills. In short, the classification criterion
− mere pendency of a cityhood bill in the 11th Congress
− is not rationally related to the purpose of the law which is to prevent
fiscally non-viable municipalities from converting into cities.
Moreover, the fact of pendency of a
cityhood bill in the 11th Congress limits the exemption to a specific
condition existing at the time of passage of RA 9009. That specific condition will never happen
again. This violates the requirement
that a valid classification must not be limited to existing conditions only. In fact, the minority concedes that “the
conditions (pendency of the cityhood bills) adverted to can no longer be
repeated.”
Further, the exemption provision in the
Cityhood Laws gives the 16 municipalities a unique advantage based on an
arbitrary date − the filing of their
cityhood bills before the end of the 11th Congress – as against all
other municipalities that want to convert into cities after the effectivity of
RA 9009.
In addition, limiting the exemption only to the 16
municipalities violates the requirement that the classification must apply to
all similarly situated. Municipalities with the same income as the 16
respondent municipalities cannot convert into cities, while the 16 respondent
municipalities can. Clearly, as worded, the exemption provision found in the
Cityhood Laws, even if it were written in Section 450 of the Local Government
Code, would still be unconstitutional for violation of the equal protection
clause.
D. Tie-Vote on a Motion for Reconsideration
Section 7, Rule 56 of the Rules of Court provides:
SEC. 7. Procedure if opinion is equally divided. – Where the court en banc is equally divided in opinion, or the necessary majority cannot be had, the case shall again be deliberated on, and if after such deliberation no decision is reached, the original action commenced in the court shall be dismissed; in appealed cases, the judgment or order appealed from shall stand affirmed; and on all incidental matters, the petition or motion shall be denied. (Emphasis supplied)
The En Banc Resolution of 26 January 1999 in A.M. No.
99-1-09-SC, reads:
A MOTION FOR THE CONSIDERATION OF A DECISION OR RESOLUTION OF THE COURT EN BANC OR OF A DIVISION MAY BE GRANTED UPON A VOTE OF A MAJORITY OF THE MEMBERS OF THE EN BANC OR OF A DIVISION, AS THE CASE MAY BE, WHO ACTUALLY TOOK PART IN THE DELIBERATION OF THE MOTION.
IF THE VOTING RESULTS IN A TIE, THE MOTION FOR RECONSIDERATION IS DEEMED DENIED. (Emphasis supplied)
The clear and simple language of the clarificatory en
banc Resolution requires no further explanation. If the voting of the Court en banc
results in a tie, the motion for reconsideration is deemed denied. The Court’s prior majority action on the main
decision stands affirmed.[4]
This clarificatory Resolution applies to
all cases heard by the Court en banc, which includes not
only cases involving the constitutionality of a law, but also, as expressly stated
in Section 4(2), Article VIII of the Constitution, “all other cases which
under the Rules of Court are required to be heard en banc.”
The 6-6 tie-vote by the Court en banc on the second
motion for reconsideration necessarily resulted in the denial of the second
motion for reconsideration. Since the Court was evenly divided, there could be
no reversal of the 18 November 2008 Decision, for a tie-vote cannot result
in any court order or directive.[5] The
judgment stands in full force.[6] Undeniably, the 6-6 tie-vote did not overrule
the prior majority en banc Decision of 18 November 2008, as well as the
prior majority en banc Resolution of 31 March 2009 denying
reconsideration. The tie-vote on the
second motion for reconsideration is not the same as a tie-vote on the main
decision where there is no prior decision. Here, the tie-vote plainly signifies
that there is no majority to overturn the prior 18 November 2008 Decision and
31 March 2009 Resolution, and thus the second motion for reconsideration must
be denied.
Further, the tie-vote on the second motion for
reconsideration did not mean that the present cases were left undecided because
there remain the Decision of 18 November 2008 and the Resolution of 31 March
2009 where a majority of the Court en banc concurred in declaring the
unconstitutionality of the sixteen Cityhood Laws. In short, the 18 November 2008 Decision
and the 31 March 2009 Resolution, which were both reached with the concurrence
of a majority of the Court en banc, are not reconsidered but stand
affirmed.[7] These prior majority actions of the Court en
banc can only be overruled by a new majority vote, not a tie-vote because a
tie-vote cannot overrule a prior affirmative action.
The denial, by a split vote, of the second motion for
reconsideration inevitably rendered the
18 November 2008 Decision final. In
fact, in its Resolution of 28 April
2009, denying the second motion for reconsideration, the Court en banc
reiterated that no further pleadings shall be entertained and stated that entry
of judgment be made in due course.
The dissenting opinion stated that “a deadlocked vote of six
is not a majority and a non-majority does not constitute a rule with
precedential value.”[8]
Indeed, a tie-vote is a non-majority – a non-majority which
cannot overrule a prior affirmative action, that is the 18 November 2008
Decision striking down the Cityhood Laws.
In short, the 18 November 2008 Decision stands affirmed. And assuming a
non-majority lacks any precedential value, the 18 November 2008 Decision, which
was unreversed as a result of the tie-vote on the respondents’ second motion
for reconsideration, nevertheless remains binding on the parties.[9]
Conclusion
Section 10, Article X of the Constitution expressly provides
that “no x x x city shall be created x x x except in accordance with the
criteria established in the local government code.” This provision can only be interpreted in one
way, that is, all the criteria for the creation of cities must be embodied
exclusively in the Local Government Code. In this case, the Cityhood Laws,
which are unmistakably laws other than the Local Government Code, provided an
exemption from the increased income requirement for the creation of cities
under Section 450 of the Local Government Code, as amended by RA 9009. Clearly,
the Cityhood Laws contravene the letter and intent of Section 10, Article X of
the Constitution.
Adhering to the explicit prohibition in
Section 10, Article X of the Constitution does not cripple Congress’ power to
make laws. In fact, Congress is not
prohibited from amending the Local Government Code itself, as what Congress did
by enacting RA 9009. Indisputably, the
act of amending laws comprises an
integral part of the Legislature’s law-making power. The
unconstitutionality of the Cityhood Laws lies in the fact that Congress
provided an exemption contrary to the express language of the Constitution that
“[n]o x x x city x x x shall be created except in accordance with the criteria
established in the local government code.” In other words, Congress exceeded and abused
its law-making power, rendering the challenged Cityhood Laws void for being
violative of the Constitution.
WHEREFORE, we GRANT the motions for
reconsideration of the 21 December 2009 Decision and REINSTATE the 18
November 2008 Decision declaring UNCONSTITUTIONAL
the Cityhood Laws, namely: Republic Act Nos. 9389, 9390, 9391, 9392, 9393,
9394, 9398, 9404, 9405, 9407, 9408, 9409, 9434, 9435, 9436, and 9491.
We NOTE petitioners’ motion to annul the Decision of
21 December 2009.
SO ORDERED.
ANTONIO T. CARPIO
Associate Justice
WE CONCUR:
RENATO C. CORONA
Chief Justice
CONCHITA
CARPIO MORALES Associate
Justice |
PRESBITERO
J. VELASCO, JR. Associate Justice |
ANTONIO EDUARDO B.
NACHURA Associate
Justice |
TERESITA J. LEONARDO- DE CASTRO Associate Justice |
ARTURO D. BRION Associate Justice |
DIOSDADO
M. PERALTA Associate
Justice |
LUCAS P. BERSAMIN Associate
Justice
|
MARIANO C. DEL CASTILLO Associate Justice |
ROBERTO A. ABAD Associate Justice |
MARTIN S. VILLARAMA, JR. Associate Justice |
JOSE PORTUGAL PEREZ Associate Justice |
JOSE C. MENDOZA Associate Justice |
MARIA LOURDES P. A. SERENO
Associate Justice
CERTIFICATION
Pursuant to Section 13, Article VIII of the Constitution, I
certify that the conclusions in the above Resolution had been reached in
consultation before the case was assigned to the writer of the opinion of the
Court.
Chief Justice
[1] Republic Act No. 7160, as amended.
[2] See Francisco v. Court of Appeals, 313 Phil. 241, 258 (1995).
[3] G.R. No. 166006, 14 March 2008, 548 SCRA 485, 516-517.
[4] In Fortich v. Corona, G.R. No. 131457, 19 August 1999, 312 SCRA 751, 766, retired Justice Jose Melo, in his Separate Opinion on the motion for reconsideration, stated that “in our own Court En Banc, if the voting is evenly split, on a 7-7 vote, one (1) slot vacant, or with one (1) justice inhibiting or disqualifying himself, the motion (for reconsideration) shall, of course, not be carried because that is the end of the line.” (Emphasis supplied)
[5] Michael Coenen, Original Jurisdiction Deadlocks, Yale Law Journal, March, 2009, 118 Yale L.J. 1003, citing Durant v. Essex Co., 74 U.S. (7 Wall.) 107, 112 (1868).
[6] Id.
[7] In Defensor-Santiago v. COMELEC, G.R. No. 127325, the Court, by a vote of 6-6 with one (1) justice inhibiting himself and another justice refusing to rule on the ground that the issue was not ripe for adjudication, denied the motion for reconsideration. The case of Lambino v. COMELEC, G.R. Nos. 174153 and 174299, cited Defensor-Santiago v. COMELEC.
[8] See Chief Justice Puno’s separate opinion in Lambino v. COMELEC, G.R. Nos. 174153 and 174299, 25 October 2006, 505 SCRA 160.
[9] See Recusals and the “Problem” of an Equally Divided Supreme Court by Ryan Black and Lee Epstein, (http://epstein.law.northwestern.edu/research/recusal.pdf), citing Durant, 74 U.S. at 109; Egger, (Student Author, Court of Appeals Review of Agency Action: The Problem of En Banc Ties, 100 Yale L.J. 471 [1990]); Reynolds & Young, Equal Divisions in the Supreme Court: History, Problems and Proposals, 62 N.C. L. Rev. 29, 31 (1983).