G.R. No. 181613 (ROSALINDA A. PENERA v. COMMISSION ON ELECTIONS and EDGAR T. ANDANAR)

 

 

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DISSENTING OPINION

 

CHICO-NAZARIO, J.:

         

          On 11 September 2009, the Court rendered a Decision in the instant case disqualifying Rosalinda A. Penera from running as Mayor of Sta. Monica, Surigao Del Norte for engaging in the prohibited act of premature campaigning.   

 

          Penera forthwith filed a Motion for Reconsideration[1] of the above Decision, invoking the following arguments, to wit:

 

1)      Penera was not yet a candidate at the time of the incident under Section 11 of Republic Act No. 8436, as amended by Section 13 of Republic Act No. 9369.[2]

 

2)      Section 80 of the Omnibus Election Code was expressly repealed by Republic Act No. 9369.[3]

 

3)      The petition for disqualification failed to submit convincing and substantial evidence against Penera for violation of Section 80 of the Omnibus Election Code.[4]

 

4)      Penera never admitted the allegations of the petition for disqualification and has consistently disputed the charge of premature campaigning.[5]

 

5)      The admission that Penera participated in a motorcade is not the same as admitting she engaged in premature election campaigning.[6]

 

          I vote to deny the Motion for Reconsideration.

 

Penera’s Motion for Reconsideration

 

The basic issues in the Motion for Reconsideration were already passed upon in the Decision dated 11 September 2009 and no substantial arguments were raised.

 

          The grounds that: (1) Penera was not yet a candidate at the time of the incident under Section 11 of Republic Act No. 8436, as amended by Section 13 of Republic Act No. 9369; (2) Section 80 of the Omnibus Election Code was expressly repealed by Republic Act No. 9369; and (3) the petition for disqualification failed to submit convincing and substantial evidence against Penera for violation of Section 80 of the Omnibus Election Code are all reiterations of her previous arguments before the Court and the same had already been adequately addressed in the Decision dated 11 September 2009. 

 

          Incidentally, Penera herself disclosed in her Motion for Reconsideration that she is the respondent in a criminal case filed by Edgar T. Andanar for the commission of election offenses in violation of the Omnibus Election Code, which is docketed as EO Case No. 08-99.[7]  Thus, the pronouncement in the Decision dated 11 September 2009 that the instant case should concern only the electoral aspect of the disqualification case finds more reason.  As noted in the Decision, any discussion on the matter of Penera’s criminal liability for premature campaigning would have been preemptive and nothing more than obiter dictum. 

 

          With respect to the assertion that Penera never admitted the allegations of the petition for disqualification and has consistently disputed the charge of premature campaigning, the same is utterly without merit.  Penera admitted participating in the motorcade after filing her COC.  What she merely denied and/or refuted were the minor details concerning the conduct of said motorcade.

 

          Likewise, Penera’s contention that her admission of participating in the motorcade in this case is not the same as admitting that she engaged in premature campaigning deserves scant consideration.  Logically, to admit to the elements constituting the offense of premature campaigning is to admit to the commission of the said offense.  Precisely, it is the act of participating in the motorcade after the filing of her COC that constituted the prohibited act of premature campaigning in the instant case.

 

          Finally, the claim of Penera that not all motorcades are designed to promote the election of a candidate is unimpressive.  Clearly, the context of the discussion on motorcades in the Decision dated 11 September 2009 was disregarded.  The discussion pertained to motorcades conducted during election periods by candidates and their supporters.  In such an instance, a motorcade assumes an entirely different significance and that is to promote a candidate. 

 

As held in the Decision dated 11 September 2009, the conduct of a motorcade during election periods is a form of election campaign or partisan political activity, falling squarely within the ambit of Section 79(b)(2) of the Omnibus Election Code, on “[h]olding political caucuses, conferences, meetings, rallies, parades, or other similar assemblies, for the purpose of soliciting votes and/or undertaking any campaign or propaganda for or against a candidate[.]”  The obvious purpose of the conduct of motorcades during election periods is to introduce the candidates and the positions to which they seek to be elected to the voting public; or to make them more visible so as to facilitate the recognition and recollection of their names in the minds of the voters come election time.

 

          The pretense that the motorcade was only a convoy of vehicles, which was entirely an unplanned event that dispersed eventually, does not hold water.  After filing their certificates of candidacy, Rosalinda Penera and the other members of her political party conducted a motorcade and went around the different barangays in the municipality of Sta. Monica, Surigao Del Norte.  The motorcade consisted of two (2) jeepneys and ten (10) motorcycles, which were all festooned with multi-colored balloons.  There was marching music being played on the background and the individuals onboard the vehicles threw candies to the people they passed by along the streets.  With the number of vehicles, the balloons, the background marching music, the candies on hand and the route that took them to the different barangays, the motorcade could hardly be considered as spontaneous and unplanned.

 

Majority Opinion

         

Although the majority opinion initially mentions the above-stated grounds of Penera’s Motion for Reconsideration, the same were not at all discussed.  The Resolution of the majority purely involves an exposition of the grounds set forth in the Dissenting Opinion of Justice Antonio T. Carpio to the Decision dated 11 September 2009.

 

          At the outset, the majority opinion highlights the relevant provisions of law defining the meaning of a candidate. 

 

          Under Section 79(a) of the Omnibus Election Code, a candidate is “any person aspiring for or seeking an elective public office, who has filed a certificate of candidacy by himself or through an accredited political party, aggroupment, or coalition of parties.”  On the other hand, the second sentence in the third paragraph of Section 15 of Republic Act No. 8436, as amended by Republic Act No. 9369, states that “[a]ny person who files his certificate of candidacy within this period shall only be considered as a candidate at the start of the campaign period for which he filed his certificate of candidacy.”  The first proviso in the same paragraph provides that “unlawful acts or omissions applicable to a candidate shall take effect only upon the start of the aforesaid campaign period.”

 

          The majority opinion goes on to quote a paragraph in the Decision dated 11 September 2009, underscoring a portion of the same as follows:

         

          When the campaign period starts and said person proceeds with his/her candidacy, his/her intent turning into actuality, we can already consider his/her acts, after the filing of his/her [certificate of candidacy (COC)] and prior to the campaign period, as the promotion of his/her election as a candidate, hence, constituting premature campaigning, for which he/she may be disqualified.

 

          According to the interpretation of the majority of the above pronouncement, the Decision dated 11 September 2009 already considers a person who filed a COC a “candidate” even before the start of the campaign period.  From the filing of the COC, even before the start of the campaign period, the ponente allegedly considers the partisan political acts of a person filing a COC “as the promotion of his/her election as a candidate.”

 

          The majority clearly mistook the import of the above-quoted portion and read the same out of context.  Absolutely nowhere in the Decision dated 11 September 2009 was it stated that a person who filed a COC is already deemed a candidate even before the start of the campaign period.

 

          To recall, the Court held in its Decision that Section 80 of the Omnibus Election Code, which defines the prohibited act of premature campaigning, was not repealed, expressly or impliedly, by Section 15 of Republic Act No. 8436, as amended.

 

Section 80 of the Omnibus Election Code reads:

 

SECTION 80.  Election campaign or partisan political activity outside campaign period. — It shall be unlawful for any person, whether or not a voter or candidate, or for any party, or association of persons, to engage in an election campaign or partisan political activity except during the campaign period: x x x.  

 

          While relevant portions of Section 15 of Republic Act No. 8436, as amended by Republic Act No. 9369, provide:

 

SECTION.15. Official Ballot. – x x x

 

x x x x

 

For this purpose, the Commission shall set the deadline for the filing of certificate of candidacy/petition of registration/manifestation to participate in the election.  Any person who files his certificate of candidacy within this period shall only be considered as a candidate at the start of the campaign period for which he filed his certificate of candidacy: Provided, That, unlawful acts or omissions applicable to a candidate shall take effect only upon the start of the aforesaid campaign period[.]

 

          The Court harmonized and reconciled the above provisions in this wise:

 

            The following points are explanatory:

 

            First, Section 80 of the Omnibus Election Code, on premature campaigning, explicitly provides that “[i]t shall be unlawful for any person, whether or not a voter or candidate, or for any party, or association of persons, to engage in an election campaign or partisan political activity, except during the campaign period.   Very simply, premature campaigning may be committed even by a person who is not a candidate.

 

            For this reason, the plain declaration in Lanot that “[w]hat Section 80 of the Omnibus Election Code prohibits is ‘an election campaign or partisan political activity’ by a ‘candidate’ ‘outside’ of the campaign period,” is clearly erroneous. 

 

            Second, Section 79(b) of the Omnibus Election Code defines election campaign or partisan political activity in the following manner:

 

SECTION 79.  Definitions. - As used in this Code:

 

x x x x

 

(b) The term "election campaign" or "partisan political activity" refers to an act designed to promote the election or defeat of a particular candidate or candidates to a public office which shall include:

 

(1) Forming organizations, associations, clubs, committees or other groups of persons for the purpose of soliciting votes and/or undertaking any campaign for or against a candidate;

 

(2) Holding political caucuses, conferences, meetings, rallies, parades, or other similar assemblies, for the purpose of soliciting votes and/or undertaking any campaign or propaganda for or against a candidate;

 

(3) Making speeches, announcements or commentaries, or holding interviews for or against the election of any candidate for public office;

 

(4) Publishing or distributing campaign literature or materials designed to support or oppose the election of any candidate; or

 

(5) Directly or indirectly soliciting votes, pledges or support for or against a candidate.

 

            True, that pursuant to Section 15 of Republic Act No. 8436, as amended, even after the filing of the COC but before the start of the campaign period, a person is not yet officially considered a candidate.  Nevertheless, a person, upon the filing of his/her COC, already explicitly declares his/her intention to run as a candidate in the coming elections.  The commission by such a person of any of the acts enumerated under Section 79(b) of the Omnibus Election Code (i.e., holding rallies or parades, making speeches, etc.) can, thus, be logically and reasonably construed as for the purpose of promoting his/her intended candidacy. 

 

            When the campaign period starts and said person proceeds with his/her candidacy, his/her intent turning into actuality, we can already consider his/her acts, after the filing of his/her COC and prior to the campaign period, as the promotion of his/her election as a candidate, hence, constituting premature campaigning, for which he/she may be disqualified.  x x x (Underscoring supplied.)

 

          The last paragraph of the aforequoted portion of the Decision dated 11 September 2009 should be read together with, and qualified by, the paragraph immediately preceding it.  Clearly, the ponente was quite explicit in stating that, after the filing of the COC but before the start of the campaign period, a person is not yet considered a candidate.  After filing the COC, however, the commission by such person of the acts enumerated under Section 79(b) of the Omnibus Election Code can already be construed as being for the purpose of promoting his/her intended candidacy. 

 

          Thereafter, it is only at the start of the campaign period, when said person is already a formal candidate, that the partisan political acts that he/she committed after the filing of the COC can already be considered as being for the promotion of his/her election as a candidate; hence, constituting premature campaigning.

 

Reversal of Lanot v. Commission on Elections

 

          The majority likewise ascribes error on the part of the ponente for reversing Lanot, which held that a person should be a candidate before premature campaigning may be committed.  Resolved under the auspices of Republic Act No. 8436,[8] the previous automation law, Lanot was allegedly decided on the ground that one who files a COC is not a candidate until the start of the campaign period. 

         

          Supposably, Congress wanted to ensure that any person filing a COC under the early deadline required by the automated election system would not be disqualified for any partisan political act done prior to the start of the campaign period.  In enacting Republic Act No. 9369, Congress expressly wrote the Lanot doctrine into the second sentence, third paragraph, Sec. 15 of Republic Act No. 8436, which states that “[a]ny person who files his certificate of candidacy within [the period for filing COCs] shall only be considered as a candidate at the start of the campaign period for which he filed his certificate of candidacy.”

 

          The majority, therefore, concludes that the ponente cannot reverse Lanot without repealing the above sentence, since to reverse Lanot would mean repealing the said sentence.  The ponente, however, in reversing Lanot does not claim that the second sentence or any portion of Section 15 of RA 8436, as amended by RA 9369, is unconstitutional.  Thus, the Decision dated 11 September 2009 is supposedly self-contradictory – reversing Lanot but maintaining the constitutionality of the second sentence, which embodies the Lanot doctrine.  In so doing, the majority avers that the majority decision is irreconcilably in conflict with the clear intent and letter of the second sentence, third paragraph of Section 15 of Republic Act No. 8436, as amended by Republic Act No. 9369.

         

The majority opinion arrives at an erroneous conclusion based on a faulty premise. 

 

Lanot was decided on the basis of the requirement therein that there must be first a candidate before the prohibited act of premature campaigning may be committed. 

 

In Lanot v. Commission on Elections,[9] Lanot, et al., filed a petition for disqualification against the then Pasig City mayoralty candidate Vicente P. Eusebio for engaging in various forms of election campaign on different occasions outside of the designated campaign period after he filed his COC during the 2004 local elections.  The Commission on Elections (COMELEC) Law Department recommended the disqualification of Eusebio for violation of Section 80 of the Omnibus Election Code, which recommendation was approved by the COMELEC First Division.  The COMELEC en banc referred the case back to the COMELEC Law Department to determine whether Eusebio actually committed the acts subject of the petition for disqualification. 

 

The Court, speaking through Justice Carpio, adjudged that Eusebio was not liable for premature campaigning given that the latter committed partisan political acts before he became a candidate.  The Court construed the application of Section 11 of Republic Act No. 8463 vis-à-vis the provisions of Sections 80 and 79(a) of the Omnibus Election Code.  Section 11 of Republic Act No. 8436 moved the deadline for the filing of certificates of candidacy to 120 days before election day.  The Court ruled that the only purpose for the early filing of COCs was to give ample time for the printing of official ballots.  Congress, however, never intended the early filing of a COC to make the person filing to become immediately a “candidate” for purposes other than the printing of ballots.  This legislative intent prevented the immediate application of Section 80 of the Omnibus Election Code to those filing to meet the early deadline.  The clear intention of Congress was to preserve the “election periods as x x x fixed by existing law” prior to Republic Act No. 8436 and that one who files to meet the early deadlinewill still not be considered as a candidate.”[10]

 

Simply stated, the Court adjudged in Lanot that when Eusebio filed his COC to meet the early deadline set by COMELEC, he did not thereby immediately become a candidate.  Thus, there was no premature campaigning since there was no candidate to begin with.  It is on this ground that the majority reversed Lanot. 

 

The ponente reiterates that the existence of a candidate is not necessary before premature campaigning may be committed.  Section 80 of the Omnibus Election Code unequivocally provides that “[i]t shall be unlawful for any person, whether or not a voter or candidate, or for any party, or association of persons, to engage in an election campaign or partisan political activity, except during the campaign period.  Very specific are the wordings of the law that the individual who may be held liable to commit the unlawful act of premature campaigning can be any person: a voter or non-voter, a candidate or a non-candidate. 

 

Furthermore, as already previously discussed, Section 80 of the Omnibus Election Code was not repealed by Section 15 of RA 8436, as amended by RA 9369.  In construing the said provisions, as well as that of Section 79(a) of the Omnibus Election Code, which defines the meaning of the term candidate, the majority has settled that, after the filing of the COC but before the start of the campaign period, a person is yet to be considered a formal candidate.  Nonetheless, by filing the COC, the person categorically and explicitly declares his/her intention to run as a candidate.  Thereafter, if such person commits the acts enumerated under Section 79(b) of the Omnibus Election Code, said acts can already be construed as for the purpose of promoting his/her intended candidacy.   

 

Thus, contrary to the majority opinion, the Decision dated 11 September 2009 is not self-contradictory.  The ponente can reverse Lanot and still uphold the second sentence, third paragraph of Section 15 of Republic Act No. 8436, as amended.

 

The majority also stresses that in the enactment of Republic Act No. 9369, Congress inserted the word “only” to the first proviso in the third paragraph of Section 11 of Republic Act No. 8436 so that the same now reads:

 

Provided, That, unlawful acts or omissions applicable to a candidate shall take effect only upon the start of the aforesaid campaign period.

 

Thus, Congress even strengthened its mandatory directive that election offenses can be committed by a candidate “only” upon the start of the campaign period.  Accusing the ponente of giving a specious reasoning in explaining the above proviso, the majority points out to the basic principle of law that any act is lawful, unless expressly declared as unlawful.  Therefore, the majority claims that there was no need for Congress to declare in Section 15 of Republic Act No. 8436, as amended, that partisan political activities before the start of the campaign period are lawful.  The logical conclusion is that partisan political acts, if done before the start of the campaign period, are lawful.  According to the majority, any election offense that may be committed by a candidate under any election law cannot be committed before the start of the campaign period.

 

The ponente takes exception to the above sweeping and unwarranted reasoning.  Not all election offenses are required to be committed by a candidate and, like the prohibited act of premature campaigning, not all election offenses are required to be committed after the start of the campaign period.   To reiterate, Section 80 of the Omnibus Election Code, which defines the prohibited act of premature campaigning is still good law despite the passage of Section 15 of Republic Act No. 8436, as amended.  Precisely, the conduct of election campaign or partisan political activity before the campaign period is the very evil that Section 80 seeks to prevent. 

 

The majority opinion maintains its objection to the allegedly strained construction and/or interpretation of the ponente of the particular provisions involved in this case.  With equal vehemence, however, the ponente adamantly rejects the majority’s absurd and unwarranted theory of repeal of Section 80 of the Omnibus Election Code put forth in both the Dissenting Opinion to the Decision dated 11 September 2009 and the Resolution of the majority. 

 

As the majority repeatedly pointed out, Section 15 of Republic Act No. 8436, as amended by Republic Act No. 9369, was enacted merely to give the COMELEC ample time for the printing of ballots.  Section 80 of the Omnibus Election Code, on the other hand, is a substantive law which defines the prohibited act of premature campaigning, an election offense punishable with the gravest of penalties that can be imposed on a candidate, i.e., disqualification or, if elected, removal from office.  If the majority opinion indignantly rejects the attempts of the ponente to reconcile the provisions of Section 80 of the Omnibus Election Code and Section 15 of Republic Act No. 8436, as amended, then why should they insist on repealing the former provision and not the latter? 

 

The ponente emphasizes that whether the election would be held under the manual or the automated system, the need for prohibiting premature campaigning – to level the playing field between the popular or rich candidates, on one hand, and the lesser-known or poorer candidates, on the other, by allowing them to campaign only within the same limited period – remains.  Again, the choice as to who among the candidates will the voting public bestow the privilege of holding public office should not be swayed by the shrewd conduct, verging on bad faith, of some individuals who are able to spend resources to promote their candidacies in advance of the period slated for campaign activities.

 

However, by virtue of the Resolution of the majority, premature campaigning will now be officially decriminalized and, as a consequence, the value and significance of having a campaign period will now be utterly negated.  Thus, one year, five years or even ten years prior to the day of the elections, a person aspiring for public office may now engage in election campaign or partisan political activities to promote his candidacy, with impunity.  All he needs to have is a very deep campaign war chest to be able to carry out this shrewd activity. 

 

Indeed, while fair elections has been dealt a fatal blow by the Resolution of the majority, it is fervently hoped that the writing of the Decision dated 11 September 2009 and this Dissenting Opinion will not be viewed as an effort made in vain if in the future the said Resolution can be revisited and somehow rectified.

 

          Premises considered, there is no reason to reverse and set aside the earlier ruling of the Court rendered in this case.

 

          I, therefore, vote to DENY WITH FINALITY the Motion for Reconsideration filed by Rosalinda A. Penera on the Decision dated 11 September 2009.

 

 

 

 

MINITA V. CHICO-NAZARIO

Associate Justice

         

 



[1]               Rollo, pp. 439-469.

[2]               Rollo, p. 441.

[3]               Rollo, p. 452.

[4]               Rollo, p. 455.

[5]               Rollo, p. 459.

[6]               Rollo, p. 465.

[7]                Rollo, p. 455.  Under Section 7, Rule 4 of the Commission on Elections Rules of Procedure, EO stands for Election Offenses.

[8]               The relevant provision in Republic Act No. 8436 is Section 11, which pertinently provides:

                SECTION 11.  Official ballot. – x x x

                x x x x

                                For this purpose, the deadline for the filing of certificate of candidacy/petition for registration/manifestation to participate in the election shall not be later than one hundred twenty (120) days before the elections: x x x: Provided, further, That, unlawful acts or omissions applicable to a candidate shall take effect upon the start of the aforesaid campaign period[.]

[9]               G.R. No. 164858, 16 November 2006.

[10]             Lanot v. Commission on Elections, G.R. No. 164858, 16 November 2006, 507 SCRA 114, 152.