EN BANC
SUZETTE
NICOLAS y SOMBILON, G.R. No. 175888
Petitioner,
Present:
PUNO, C.J.,
QUISUMBING,
YNARES-SANTIAGO,
CARPIO,
AUSTRIA-MARTINEZ,
- versus -
CARPIO
MORALES,
AZCUNA,
TINGA,
CHICO-NAZARIO,
VELASCO,
JR.,
NACHURA,
LEONARDO-DE
CASTRO,
BRION, and
PERALTA, JJ.
ALBERTO ROMULO, in his capacity as Secretary of
Foreign Affairs; RAUL GONZALEZ, in his capacity as Secretary of Justice; EDUARDO
ERMITA, in his capacity as Executive Secretary; RONALDO PUNO, in his capacity
as Secretary of the Interior and Local Government; SERGIO APOSTOL, in his
capacity as Presidential Legal Counsel; and L/CPL. DANIEL SMITH,
Respondents.
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JOVITO
R.
SALONGA, WIGBERTO G.R.
No. 176051
EMILIO
C.
CAPULONG, H. HARRY
L. ROQUE,
JR.,
and
BENJAMIN POZON,
Petitioners,
- versus -
DANIEL SMITH, SECRETARY RAUL GONZALEZ, PRESIDENTIAL LEGAL
COUNSEL SERGIO APOSTOL, SECRETARY RONALDO PUNO, SECRETARY ALBERTO ROMULO, The Special
16th Division of the COURT OF APPEALS, and all persons acting in their
capacity,
Respondents.
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BAGONG ALYANSANG MAKABAYAN G.R. No. 176222
(BAYAN), represented by Dr. Carol Araullo; GABRIELA,
represented by Emerenciana de Jesus; BAYAN MUNA, represented by Rep. Satur
Ocampo; GABRIELA WOMEN’S PARTY, represented by Rep. Liza Maza; KILUSANG MAYO
UNO (KMU), represented by Elmer Labog;
KILUSANG MAGBUBUKID NG PILIPINAS (KMP), represented by Willy Marbella; LEAGUE
OF FILIPINO STUDENTS (LFS), represented by Vencer Crisostomo; and THE PUBLIC
INTEREST LAW CENTER, represented by Atty. Rachel Pastores,
Petitioners,
- versus -
PRESIDENT GLORIA MACAPAGAL-ARROYO, in her capacity as
concurrent Defense Secretary, EXECUTIVE SECRETARY EDUARDO ERMITA, FOREIGN
AFFAIRS SECRETARY ALBERTO ROMULO, JUSTICE SECRETARY RAUL GONZALEZ, AND INTERIOR
AND LOCAL GOVERNMENT SECRETARY RONALDO PUNO,
Respondents.
Promulgated:
February 11, 2009
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X
DECISION
AZCUNA, J.:
These are petitions for certiorari, etc. as special civil
actions and/or for review of the Decision of the Court of Appeals in Lance Corporal Daniel J. Smith v. Hon.
Benjamin T. Pozon, et al., in CA-G.R. SP No. 97212, dated
The facts are not disputed.
Respondent Lance Corporal (L/CPL) Daniel
Smith is a member of the United States Armed Forces. He was charged with the crime of rape
committed against a Filipina, petitioner herein, sometime on
The undersigned accused LCpl. Daniel Smith, Ssgt. Chad Brian Carpentier, Dominic Duplantis, Keith Silkwood and Timoteo L. Soriano, Jr. of the crime of Rape under Article 266-A of the Revised Penal Code, as amended by Republic Act 8353, upon a complaint under oath filed by Suzette S. Nicolas, which is attached hereto and made an integral part hereof as Annex “A,” committed as follows:
“That on or about the First (1st) day of
November 2005, inside the Subic Bay Freeport Zone, Olongapo City and within the
jurisdiction of this Honorable Court, the above-named accused’s (sic), being then members of the United
States Marine Corps, except Timoteo L. Soriano, Jr., conspiring, confederating
together and mutually helping one another, with lewd design and by means of
force, threat and intimidation, with abuse of superior strength and taking
advantage of the intoxication of the victim, did then and there willfully,
unlawfully and feloniously sexually abuse and have sexual intercourse with or
carnal knowledge of one Suzette S. Nicolas, a 22-year old unmarried woman
inside a Starex Van with Plate No. WKF-162, owned by Starways Travel and
CONTRARY TO LAW.”[1]
Pursuant to the Visiting Forces
Agreement (VFA) between the Republic of the
During the trial, which was
transferred from the Regional Trial Court (RTC) of Zambales to the RTC of
Makati for security reasons, the United States Government faithfully complied
with its undertaking to bring defendant Smith to the trial court every time his
presence was required.
On
WHEREFORE, premises considered, for failure of the prosecution to adduce sufficient evidence against accused S/SGT. CHAD BRIAN CARPENTER, L/CPL. KEITH SILKWOOD AND L/CPL. DOMINIC DUPLANTIS, all of the US Marine Corps assigned at the USS Essex, are hereby ACQUITTED to the crime charged.
The prosecution having presented sufficient evidence against accused L/CPL. DANIEL J. SMITH, also of the US Marine Corps at the USS Essex, this Court hereby finds him GUILTY BEYOND REASONABLE DOUBT of the crime of RAPE defined under Article 266-A, paragraph 1 (a) of the Revised Penal Code, as amended by R.A. 8353, and, in accordance with Article 266-B, first paragraph thereof, hereby sentences him to suffer the penalty of reclusion perpetua together with the accessory penalties provided for under Article 41 of the same Code.
Pursuant
to Article V, paragraph No. 10, of the Visiting Forces Agreement entered into
by the
Accused
L/CPL. DANIEL J. SMITH is further sentenced to indemnify complainant SUZETTE S.
NICOLAS in the amount of P50,000.00 as compensatory damages plus P50,000.00
as moral damages.
SO ORDERED.[2]
As a result, the
On December 29, 2006, however,
defendant Smith was taken out of the Makati jail by a contingent of Philippine
law enforcement agents, purportedly acting under orders of the Department of the
Interior and Local Government, and brought to a facility for detention under
the control of the United States government, provided for under new agreements
between the Philippines and the United States, referred to as the Romulo-Kenney
Agreement of December 19, 2006 which states:
The Government of
the Republic of the
(Sgd.) Kristie
A. Kenney (Sgd.) Alberto
G. Romulo
Representative of the United States Representative of the Republic
of
DATE:
and the Romulo-Kenney Agreement of
The Department of
Foreign Affairs of the Republic of the
The matter was brought before the
Court of Appeals which decided on
WHEREFORE,
all the foregoing considered, we resolved to DISMISS the petition for having
become moot.[3]
Hence, the present actions.
The petitions were heard on oral
arguments on
Petitioners contend that the
This issue had been raised before,
and this Court resolved in favor of the constitutionality of the VFA. This was in Bayan v. Zamora,[4] brought
by Bayan, one of petitioners in the
present cases.
Against the barriers of res judicata vis-à-vis Bayan, and stare decisis vis-à-vis all the parties, the reversal of the
previous ruling is sought on the ground that the issue is of primordial importance,
involving the sovereignty of the Republic, as well as a specific mandate of the
Constitution.
The provision of the Constitution is
Art. XVIII, Sec. 25 which states:
Sec. 25. After the expiration in 1991 of the Agreement between the Philippines and the United States of America concerning Military Bases, foreign military bases, troops, or facilities shall not be allowed in the Philippines except under a treaty duly concurred in by the Senate and, when the Congress so requires, ratified by a majority of the votes cast by the people in a national referendum held for that purpose, and recognized as a treaty by the other contracting State.
The reason for this provision lies in
history and the Philippine experience in regard to the
It will be recalled that under the
Philippine Bill of 1902, which laid the basis for the Philippine Commonwealth
and, eventually, for the recognition of independence, the United States agreed
to cede to the Philippines all the territory it acquired from Spain under the
Treaty of Paris, plus a few islands later added to its realm, except certain
naval ports and/or military bases and facilities, which the United States
retained for itself.
This is noteworthy, because what this
means is that
Accordingly, the
Subsequently, the United States
agreed to turn over these bases to the
To prevent a recurrence of this
experience, the provision in question was adopted in the 1987 Constitution.
The provision is thus designed to ensure
that any agreement allowing the presence of foreign military bases, troops or
facilities in Philippine territory shall be equally binding on the
Applying the provision to the
situation involved in these cases, the question is whether or not the presence
of US Armed Forces in Philippine territory pursuant to the VFA is allowed
“under a treaty duly concurred in by the Senate xxx and recognized as a treaty by the other contracting State.”
This Court finds that it is, for two
reasons.
First, as held in Bayan v. Zamora,[5]
the VFA was duly concurred in by the Philippine Senate and has been recognized
as a treaty by the
The fact that the VFA was not
submitted for advice and consent of the United States Senate does not detract
from its status as a binding international agreement or treaty recognized by
the said State. For this is a matter of
internal
The second reason has to do with the
relation between the VFA and the RP-US Mutual Defense Treaty of
The RP-US Mutual Defense Treaty states:[7]
MUTUAL DEFENSE
TREATY BETWEEN THE REPUBLIC OF THE
The Parties of this Treaty
Reaffirming their faith in the purposes and principles of the Charter of the United Nations and their desire to live in peace with all peoples and all governments, and desiring to strengthen the fabric of peace in the Pacific area.
Recalling with mutual pride the historic relationship which brought their two peoples together in a common bond of sympathy and mutual ideals to fight side-by-side against imperialist aggression during the last war.
Desiring to declare publicly and formally their sense of unity and their common determination to defend themselves against external armed attack, so that no potential aggressor could be under the illusion that either of them stands alone in the Pacific area.
Desiring further to strengthen their present efforts for collective defense for the preservation of peace and security pending the development of a more comprehensive system of regional security in the Pacific area.
Agreeing that nothing in this
present instrument shall be considered or interpreted as in any way or sense altering
or diminishing any existing agreements or understandings between the Republic
of the
Have agreed as follows:
Article I. The parties undertake, as set forth in the Charter of the United Nations, to settle any international disputes in which they may be involved by peaceful means in such a manner that international peace and security and justice are not endangered and to refrain in their international relation from the threat or use of force in any manner inconsistent with the purposes of the United Nations.
Article
II. In order more effectively to
achieve the objective of this Treaty, the Parties
separately and jointly by self-help and mutual aid will maintain and develop
their individual and collective capacity to resist armed attack.
Article III. The Parties, through their Foreign Ministers or their deputies, will consult together from time to time regarding the implementation of this Treaty and whenever in the opinion of either of them the territorial integrity, political independence or security of either of the Parties is threatened by external armed attack in the Pacific.
Article IV. Each Party recognizes that an armed attack in the Pacific area on either of the parties would be dangerous to its own peace and safety and declares that it would act to meet the common dangers in accordance with its constitutional processes.
Any such armed attack and all measures taken as a result thereof shall be immediately reported to the Security Council of the United Nations. Such measures shall be terminated when the Security Council has taken the measures necessary to restore and maintain international peace and security.
Article
V. For the purpose of Article IV,
an armed attack on either of the Parties is deemed to include an armed attack
on the metropolitan territory of either of the Parties, or on the island
territories under its jurisdiction in the
Article VI. This Treaty does not affect and shall not be interpreted as affecting in any way the rights and obligations of the Parties under the Charter of the United Nations or the responsibility of the United Nations for the maintenance of international peace and security.
Article
VII. This Treaty shall be
ratified by the Republic of the
Article VIII. This Treaty shall remain in force indefinitely. Either Party may terminate it one year after notice has been given to the other party.
In withness whereof the undersigned Plenipotentiaries have signed this Treaty.
Done
in duplicate at
For the Republic of the
(Sgd.)
Carlos P. Romulo
(Sgd.) Joaquin M. Elizalde
(Sgd.) Vicente J. Francisco
(Sgd.) Diosdado Macapagal
For
the
(Sgd.) Dean Acheson
(Sgd.) John Foster Dulles
(Sgd.) Tom Connally
(Sgd.)
Alexander Wiley[8]
Clearly, therefore, joint RP-US
military exercises for the purpose of developing the capability to resist an
armed attack fall squarely under the provisions of the RP-US Mutual Defense Treaty. The VFA, which is the instrument agreed upon
to provide for the joint RP-US military exercises, is simply an implementing agreement
to the main RP-US Military Defense Treaty.
The Preamble of the VFA states:
The Government of
the
Reaffirming their faith in the purposes and principles of the Charter of the United Nations and their desire to strengthen international and regional security in the Pacific area;
Reaffirming their obligations under the Mutual Defense Treaty of
Noting that from time to time elements of the United States armed forces may visit the Republic of the Philippines;
Considering that cooperation between the
Recognizing the
desirability of defining the treatment of
Have agreed as follows:[9]
Accordingly, as an implementing
agreement of the RP-US Mutual Defense Treaty, it was not necessary to submit the
VFA to the US Senate for advice and consent, but merely to the US Congress
under the Case–Zablocki Act within 60 days of its ratification. It is for this reason that the
The provision of Art. XVIII, Sec. 25
of the Constitution, is complied with by virtue of the fact that the presence
of the US Armed Forces through the VFA is a presence “allowed under” the RP-US
Mutual Defense Treaty. Since the RP-US Mutual
Defense Treaty itself has been ratified and concurred in by both the Philippine
Senate and the US Senate, there is no violation of the Constitutional provision
resulting from such presence.
The VFA being a valid and binding
agreement, the parties are required as a matter of international law to abide
by its terms and provisions.
The VFA provides that in cases of
offenses committed by the members of the US Armed Forces in the
Article V
Criminal Jurisdiction
x x x
6. The custody of any United States personnel
over whom the Philippines is to exercise jurisdiction shall immediately reside
with United States military authorities, if they so request, from the
commission of the offense until completion of all judicial proceedings.
Petitioners contend that these
undertakings violate another provision of the Constitution, namely, that
providing for the exclusive power of this Court to adopt rules of procedure for
all courts in the Philippines (Art. VIII, Sec. 5[5]). They argue that to allow the transfer of custody
of an accused to a foreign power is to provide for a different rule of
procedure for that accused, which also violates the equal protection clause of
the Constitution (Art. III, Sec. 1.).
Again, this Court finds no violation
of the Constitution.
The equal protection clause is not violated,
because there is a substantial basis for a different treatment of a member of a
foreign military armed forces allowed to enter our territory and all other
accused.[11]
The rule in international law is that
a foreign armed forces allowed to enter one’s territory is immune from local
jurisdiction, except to the extent agreed upon.
The Status of Forces Agreements involving foreign military units around
the world vary in terms and conditions, according to the situation of the
parties involved, and reflect their bargaining power. But the principle remains, i.e., the receiving State can exercise
jurisdiction over the forces of the sending State only to the extent agreed
upon by the parties.[12]
As a result, the situation involved
is not one in which the power of this Court to adopt rules of procedure is curtailed
or violated, but rather one in which, as is normally encountered around the
world, the laws (including rules of procedure) of one State do not extend or
apply – except to the extent agreed upon
– to subjects of another State due to the recognition of extraterritorial
immunity given to such bodies as visiting foreign armed forces.
Nothing in the Constitution prohibits
such agreements recognizing immunity from jurisdiction or some aspects of jurisdiction (such as custody), in relation
to long-recognized subjects of such immunity like Heads of State, diplomats and
members of the armed forces contingents of a foreign State allowed to enter another
State’s territory. On the contrary, the
Constitution states that the
Applying, however, the provisions of
VFA, the Court finds that there is a different treatment when it comes to
detention as against custody. The moment
the accused has to be detained, e.g.,
after conviction, the rule that governs is the following provision of the VFA:
Article V
Criminal Jurisdiction
x x x
Sec.
10. The confinement or detention by
Philippine authorities of
It is clear that the parties to the
VFA recognized the difference between custody during the trial and detention
after conviction, because they provided for a specific arrangement to cover
detention. And this specific arrangement
clearly states not only that the detention shall be carried out in facilities
agreed on by authorities of both parties, but also that the detention shall be “by
Philippine authorities.” Therefore, the
Romulo-Kenney Agreements of December 19 and 22, 2006, which are agreements on
the detention of the accused in the
Respondents should therefore comply
with the VFA and negotiate with representatives of the
Next, the Court addresses the recent
decision of the United States Supreme Court in Medellin v. Texas ( 552 US ___ No. 06-984, March 25, 2008), which
held that treaties entered into by the United States are not automatically part
of their domestic law unless these treaties are self-executing or there is an
implementing legislation to make them enforceable.
On
“G.R. No. 175888 (Suzette Nicolas y Sombilon v. Alberto Romulo, et al.); G.R. No. 176051 (Jovito R. Salonga, et al. v. Daniel Smith, et al.); and G.R. No. 176222 (Bagong Alyansang Makabayan [BAYAN], et al. v. President Gloria Macapagal-Arroyo, et al.).
The parties, including the Solicitor General, are required to submit within three (3) days a Comment/Manifestation on the following points:
1. What is the implication on the RP-US Visiting Forces Agreement of the recent US Supreme Court decision in Jose Ernesto Medellin v. Texas, dated March 25, 2008, to the effect that treaty stipulations that are not self-executory can only be enforced pursuant to legislation to carry them into effect; and that, while treaties may comprise international commitments, they are not domestic law unless Congress has enacted implementing statutes or the treaty itself conveys an intention that it be “self-executory” and is ratified on these terms?
2.
Whether the VFA is enforceable in the
3.
Whether the RP-US Mutual Defense Treaty
of
After deliberation, the Court holds,
on these points, as follows:
First, the VFA is a self-executing
Agreement, as that term is defined in
Secondly,
the VFA is covered by implementing legislation, namely, the Case-Zablocki
Act, USC Sec. 112(b), inasmuch as it is the very purpose and intent of the
US Congress that executive agreements registered under this Act within 60 days
from their ratification be immediately implemented. The parties to these present cases do not
question the fact that the VFA has been registered under the Case-Zablocki Act.
In
sum, therefore, the VFA differs from the Vienna Convention on Consular
Relations and the Avena decision of
the International Court of Justice (ICJ), subject matter of the
Finally, the RP-US Mutual Defense
Treaty was advised and consented to by the US Senate on
The framers of the Constitution were
aware that the application of international law in domestic courts varies from
country to country.
As Ward N. Ferdinandusse states in
his Treatise, DIRECT APPLICATION OF INTERNATIONAL CRIMINAL LAW IN NATIONAL
COURTS, some countries require legislation whereas others do not.
It was not the intention of the
framers of the 1987 Constitution, in adopting Article XVIII, Sec. 25, to
require the other contracting State to convert their system to achieve alignment
and parity with ours. It was simply
required that the treaty be recognized as a treaty by the other contracting
State. With that, it becomes for both
parties a binding international obligation and the enforcement of that
obligation is left to the normal recourse and processes under international
law.
Furthermore, as held by the US
Supreme Court in Weinberger v. Rossi,[13]
an executive agreement is a “treaty” within the meaning of that word in
international law and constitutes enforceable domestic law vis-à-vis the
Accordingly, there are three types of
treaties in the American system:
1.
Art.
II, Sec. 2 treaties – These are advised and consented to by the US Senate in
accordance with Art. II, Sec. 2 of the
2.
Executive–Congressional
Agreements: These are joint agreements of the President and Congress and need
not be submitted to the Senate.
3.
Sole
Executive Agreements. – These are agreements entered into by the
President. They are to be submitted to
Congress within sixty (60) days of ratification under the provisions of the
Case-Zablocki Act, after which they are recognized by the Congress and may be
implemented.
As regards the implementation of the
RP-US Mutual Defense Treaty, military aid or assistance has been given under it
and this can only be done through implementing legislation. The VFA itself is another form of
implementation of its provisions.
WHEREFORE, the
petitions are PARTLY GRANTED, and
the Court of Appeals’ Decision in CA-G.R. SP No. 97212 dated
The Court of Appeals is hereby directed
to resolve without delay the related matters pending therein, namely, the petition
for contempt and the appeal of L/CPL Daniel Smith from the judgment of
conviction.
No costs.
SO ORDERED.
ADOLFO S. AZCUNA
Associate Justice
WE CONCUR:
REYNATO S. PUNO
Chief Justice
LEONARDO A. QUISUMBING
CONSUELO YNARES-SANTIAGO
Associate
Justice Associate Justice
ANTONIO T. CARPIO MA. ALICIA AUSTRIA-MARTINEZ
Associate
Justice Associate Justice
RENATO C. CORONA CONCHITA CARPIO MORALES
Associate Justice Associate Justice
DANTE O. TINGA MINITA V.
CHICO-NAZARIO
Associate
Justice Associate Justice
PRESBITERO J. VELASCO, JR. ANTONIO EDUARDO B. NACHURA
Associate
Justice Associate Justice
TERESITA J. LEONARDO-DE CASTRO ARTURO
D. BRION
Associate
Justice Associate Justice
DIOSDADO M.
PERALTA
Associate Justice
CERTIFICATION
Pursuant
to Section 13, Article VIII of the Constitution, it is hereby certified that
the conclusions in the above Decision were reached in consultation before the
case was assigned to the writer of the opinion of the Court.
REYNATO S. PUNO
Chief Justice
[1] Annex “B” of RTC Decision, CA rollo, p. 45.
[2] Annex “B” of CA rollo, pp. 36-96.
[3] Rollo, pp. 90-127.
[4] G.R. No. 138570,
[5] Supra, note 4.
[6] The Case-Zablocki Act, 1 U.S.C. 112b (a) (1976 ed., Supp IV). See also Weinberger v. Rossi, 456 U.S. 25 (1982), in which the U.S. Supreme Court sustained recognition as a “treaty” of agreements not concurred in by the U.S. Senate.
[7] The
RP-US Mutual Defense Treaty was signed in
The Treaty was
concurred in by the RP Senate, S.R. No. 84,
This
Agreement is published in II DFA TS No. 1, p. 13; 177 UNTS, p. 133; 3 UST 3847-3952. The RP Presidential proclamation of the
Agreement, Proc. No. 341, S. 1952, is published in 48 O.G. 4224 (Aug. 1952).
[8] Emphasis supplied.
[9] Emphasis supplied.
[10] See Letter of Ambassador Thomas C. Hubbard quoted in Bayan, 342 SCRA 449, 491.
[11] See, the summation of the rule on equal protection in Isagani A. Cruz, Constitutional Law, pp. 123-139 (2007), and the authorities cited therein.
[12] See
Dieter Fleck, Ed., The Handbook of the Law of Visiting Forces
,
[13] Supra,
Note 6.