VICTORINA
BAUTISTA, A.C. No. 6963
Panganiban, C.J. (Chairperson),
- versus -
Ynares-Santiago,
Austria-Martinez,
Callejo, Sr., and
Chico-Nazario, JJ.
ATTY. SERGIO E. BERNABE,
Respondent. Promulgated:
February 9, 2006
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YNARES-SANTIAGO,
J.:
In a Complaint[1]
filed before the Commission on Bar Discipline of the Integrated Bar of the
Philippines (IBP) on November 16, 2004, complainant Victorina
Bautista[2]
prays for the suspension or disbarment of respondent Atty. Sergio E. Bernabe for malpractice and unethical conduct in the
performance of his duties as a notary public and a lawyer.
Complainant
alleged that on January 3, 1998, respondent prepared and notarized a Magkasanib na Salaysay[3] purportedly executed by Donato Salonga and complainant’s mother, Basilia
de la Cruz.[4] Both affiants declared that a certain parcel
of land in Bigte, Norzagaray,
Bulacan, was being occupied by Rodolfo Lucas and his
family for more than 30 years.
Complainant claimed that her mother could not have executed the joint
affidavit on January 3, 1998 because she has been dead since January 28, 1961.[5]
In his Answer,[6]
respondent denied that he falsified the Magkasanib
na Salaysay. He disclaimed any knowledge about Basilia’s death. He
alleged that before he notarized the document, he requested for Basilia’s presence and in her absence, he allowed a certain
Pronebo, allegedly a son-in-law of Basilia, to sign above the name of the latter as shown by
the word “by” on top of
the name of Basilia. Respondent maintained
that there was no forgery since the signature appearing on top of Basilia’s name was the signature of Pronebo.
On April 4, 2005, respondent filed a
manifestation[7] attaching
thereto the affidavit of desistance[8]
of complainant which reads in part:
Ako na si, VICTORINA BAUTISTA CAPA, x x x matapos makapanumpa ng naaayon sa
batas ay malaya at kusang loob na nagpapahayag ng mga sumusunod:
1. Na ako ang
siyang tumatayong nagrereklamo laban kay Abogado, SERGIO EXQUIVEL
BERNABE, sa isang kaso sa Tanggapan
ng Integrated Bar of the Philippines na may Blg. CBD CASE NO. 04-1371;
2. Na ang nasabing
habla ay hindi ko kagustuhan sapagkat
iyon ay pinapirmahan lamang sa akin ni ELISEO OLOROSO at ng kanyang Abogado na si Atty. MARCIAL MORFE MAGSINO
at sa katunayan hindi ako nakaharap
sa Notaryo Publiko na si
Abogado CARLITOS C. VILLARIN;
3. Na ang pagpapapirma
sa akin ay isang panlilinlang at ako ay ginawang kasangkapan para sirain ang
magandang pangalan nitong si Abogado
SERGIO ESQUIVEL BERNABE;
4. Na dahil sa
ganitong pangyayari, aking hinihiling sa Tanggapan ng
Integrated Bar of the Philippines (IBP) na ang reklamo ko
laban sa nasabing Abogado SERGIO ESQUIVEL
BERNABE ay mapawa[la]ng bisa.
In the report dated August 29, 2005,
the Investigating Commissioner[9]
recommended that:
1. Atty. Sergio Esquibel Bernabe be suspended from the practice of the legal
profession for one (1) month;
2. Any existing commission of Atty. Sergio Esquibel
Bernabe as notary public, be revoked; and
3. Atty. Sergio Esquibel Bernabe be barred from being granted a notarial
commission for a period of one (1) year.[10]
In a resolution dated October 22,
2005, the Board of Governors of the IBP adopted and approved the recommendation
of the Investigating Commissioner with modification that respondent be
suspended from the practice of law for one year and his notarial
commission be revoked and that he be disqualified for reappointment as notary
public for two years.
We agree with the findings and
recommendation of the IBP.
The records sufficiently established
that Basilia was already dead when the joint
affidavit was prepared on January 3, 1998.
Respondent’s alleged lack of knowledge of Basilia’s
death does not excuse him. It was his
duty to require the personal appearance of the affiant before affixing his notarial seal and signature on the instrument.
A notary public should not notarize a
document unless the persons who signed the same are the very same persons who
executed and personally appeared before him to attest to the contents and truth
of what are stated therein. The presence
of the parties to the deed will enable the notary public to verify the
genuineness of the signature of the affiant.[11]
Respondent’s act of notarizing the Magkasanib na Salaysay in
the absence of one of the affiants is in violation of Rule 1.01,[12]
Canon 1 of the Code of Professional Responsibility and the Notarial
Law.[13] By affixing his signature and notarial seal on the instrument, he led us to believe that Basilia personally appeared before him and attested to the
truth and veracity of the contents of the affidavit when in fact it was a certain
Pronebo who signed the document. Respondent’s conduct is fraught with
dangerous possibilities considering the conclusiveness on the due execution of
a document that our courts and the public accord on notarized documents. Respondent has clearly failed to exercise
utmost diligence in the performance of his function as a notary public and to
comply with the mandates of the law.[14]
Respondent was also remiss in his
duty when he allowed Pronebo to sign in behalf of Basilia. A member of
the bar who performs an act as a notary public should not notarize a document
unless the persons who signed the same are the very same persons who executed
and personally appeared before him. The
acts of the affiants cannot be delegated to anyone for what are stated therein
are facts of which they have personal knowledge. They should swear to the document personally
and not through any representative.
Otherwise, their representative’s name should appear in the said
documents as the one who executed the same.
That is the only time the representative can affix his signature and
personally appear before the notary public for notarization of the said
document. Simply put, the party or
parties who executed the instrument must be the ones to personally appear
before the notary public to acknowledge the document.[15]
Complainant’s desistance or
withdrawal of the complaint does not exonerate respondent or put an end to the
administrative proceedings. A case of
suspension or disbarment may proceed regardless of interest or lack of interest
of the complainant. What matters is
whether, on the basis of the facts borne out by the record, the charge of
deceit and grossly immoral conduct has been proven. This rule is premised on the nature of
disciplinary proceedings. A proceeding
for suspension or disbarment is not a civil action where the complainant is a
plaintiff and the respondent lawyer is a defendant. Disciplinary proceedings involve no private
interest and afford no redress for private grievance. They are undertaken and prosecuted solely for
the public welfare. They are undertaken
for the purpose of preserving courts of justice from the official ministration
of persons unfit to practice in them.
The attorney is called to answer to the court for his conduct as an
officer of the court. The complainant or
the person who called the attention of the court to the attorney’s alleged
misconduct is in no sense a party, and has generally no interest in the outcome
except as all good citizens may have in the proper administration of justice.[16]
We find the penalty recommended by
the IBP to be in full accord with recent jurisprudence. In Gonzales v. Ramos,[17]
respondent lawyer was found guilty of notarizing the document
despite the non-appearance of one of the signatories. As a result, his notarial
commission was revoked and he was disqualified from reappointment for a period
of two years. In addition, he was
suspended from the practice of law for one year.
Finally, it has not escaped our
notice that in paragraph 2[18]
of complainant’s affidavit of desistance, she alluded that Atty. Carlitos C. Villarin notarized
her Sinumpaang Salaysay[19] dated November 12, 2004 which was
attached to the complaint filed with the Commission on Bar Discipline of the
IBP, without requiring her to personally appear before him in violation of the Notarial Law. This
allegation must likewise be investigated.
WHEREFORE, for breach of the Notarial
Law and Code of Professional Responsibility, the notarial
commission of respondent Atty. Sergio E. Bernabe, is REVOKED. He is DISQUALIFIED from
reappointment as Notary Public for a period of two years. He is also SUSPENDED from the practice
of law for a period of one year, effective immediately. He is further WARNED that a repetition
of the same or of similar acts shall be dealt with more severely. He is DIRECTED to report the date of
receipt of this Decision in order to determine when his suspension shall take
effect.
The Commission on Bar Discipline of
the Integrated Bar of the Philippines is DIRECTED
to investigate the allegation that Atty. Carlitos C. Villarin notarized the Sinumpaang
Salaysay of Victorina
Bautista dated November 12, 2004 without requiring the latter’s personal
appearance.
Let copies of this Decision be
furnished the Office of the Bar Confidant, the Integrated Bar of the
Philippines, and all courts all over the country. Let a copy of this Decision likewise be
attached to the personal records of the respondent.
SO ORDERED.
CONSUELO YNARES-SANTIAGO
Associate Justice
WE
CONCUR:
ARTEMIO V. PANGANIBAN
Chief Justice
Chairperson
MA. ALICIA AUSTRIA-MARTINEZ
ROMEO J. CALLEJO, SR.
Associate Justice Associate Justice
MINITA V. CHICO-NAZARIO
Associate Justice
[1] Rollo, pp.
1-2.
[2]
Referred to as Victorina Bautista Kapa
and Victorina Bautista Capa
in other parts of the records.
[3] Rollo,
p. 6.
[4]
Referred to as Basilia de la Cruz Bautista and Basilia B. Cruz in other parts of the records. See also Affidavit of Victorina Bautista, rollo, p. 7.
[5] See
Annex “A,” rollo, p. 5.
[6] Rollo, pp.
18-20.
[7] Id.
at 31-32.
[8] Id.
at 33.
[9]
Commissioner Doroteo B. Aguila.
[10]
Report and Recommendation, p. 4.
[11] Gonzales
v. Ramos, A.C. No.
6649, June 21, 2005, 460 SCRA 352, 357.
[12] A
lawyer shall not engage in unlawful, dishonest, immoral or deceitful conduct.
[13] See
Social Security Commission v. Corral,
A.C. No. 6249, October 14, 2004, 440 SCRA 291, 295.
[14] Gonzales
v. Ramos, supra at
358-359.
[15] Bon
v. Ziga,
Adm. Case No. 5436, May 27, 2004, 429 SCRA 177, 185.
[16] Rayos-Ombac v. Rayos, 349 Phil. 7, 15 [1998].
[17] Supra
note 11 at 359.
[18] See
rollo,
p. 33. Paragraph 2 of
complainant’s affidavit of desistance reads:
Na ang nasabing habla ay hindi ko kagustuhan
sapagkat iyon ay pinapirmahan lamang sa akin ni ELISEO OLOROSO at ng kanyang Abogado
na si Atty. MARCIAL MORFE
MAGSINO at sa katunayan
hindi ako nakaharap sa Notaryo
Publiko na si Abogado CARLITOS C. VILLARIN[.]
(Emphasis added)
[19] Rollo, pp.
3-4.