SECOND
DIVISION
GOVERNMENT SERVICE
INSURANCE SYSTEM (GSIS) and WINSTON F. GARCIA, in his capacity as GSIS
President & General Manager, Petitioners, -
versus - KAPISANAN NG MGA MANGGAGAWA
SA GSIS,
Respondent. |
G.R. No. 170132
Present:
PUNO, J.,
Chairperson, SANDOVAL-GUTIERREZ, * AZCUNA, and GARCIA, JJ. Promulgated: |
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D E C I S I O N
GARCIA, J.:
In this petition for review
on certiorari under Rule 45 of the Rules of Court, the Government Service
Insurance System (GSIS) and its President and General Manager Winston F. Garcia
(Garcia, for short) assail and seek to nullify the Decision[1]
dated June 16, 2005 of the Court of Appeals (CA) in CA-G.R. SP No. 87220, as reiterated in its Resolution[2]
of October 18, 2005 denying Garcia’s motion for reconsideration.
The recourse is cast against the following
setting:
A four-day October 2004 concerted
demonstration, rallies and en masse walkout
waged/held in front of the GSIS main office in
On or about
What happened next is summarized by the CA in its
challenged decision of
Ignoring said formal charges, KMG, thru its President, Albert Velasco,
commenced the instant suit on
In his December 14, 2004 comment to the foregoing petition, respondent
[Garcia] averred that the case at bench was filed by an unauthorized
representative in view of the fact that Albert Velasco had already been dropped
from the GSIS rolls and, by said token, had ceased to be a member – much less
the President – of KMG. Invoking the rule against forum shopping, respondent [Garcia]
called [the CA’s] attention to the supposed fact that the allegations in the
subject petition merely duplicated those already set forth in two petitions for
certiorari and prohibition earlier filed by Albert Velasco …. Because said
petitions are, in point of fact, pending before this court as CA-G.R. SP Nos.
86130 and 86365, respondent [Garcia] prayed for the dismissal of the petition
at bench ….[5] (Words
in bracket added.)
It appears that pending
resolution by the CA of the KMG petition for prohibition in this case, the GSIS management proceeded with the
investigation of the administrative cases filed. As represented in a pleading
before the CA, as of May 18, 2005, two
hundred seven (207) out of the two hundred seventy eight (278) cases filed had
been resolved, resulting in the exoneration of twenty (20) respondent-employees,
the reprimand of one hundred eighty two (182) and the suspension for one month of
five (5).[6]
On
WHEREFORE, premises considered, the
petition [of KMG] is GRANTED and
respondent [Winston F. Garcia] is hereby PERPETUALLY
ENJOINED from implementing the issued formal charges and from issuing other
formal charges arising from the same facts and events.
SO ORDERED. (Emphasis in the original)
Unable to accept the above ruling and the purported
speculative factual and erroneous legal premises holding it together, petitioner
Garcia sought reconsideration. In its
equally assailed Resolution[8]
of
Hence, this recourse by the petitioners ascribing serious errors on the
appellate court in granting the petition for prohibition absent an instance of
grave abuse of authority on their part.
We resolve to GRANT the petition.
It should be stressed right off that the civil service encompasses all branches and agencies of the Government, including government-owned or controlled corporations (GOCCs) with original charters, like the GSIS,[9] or those created by special law.[10] As such, employees of covered GOCCs are part of the civil service system and are subject to circulars, rules and regulations issued by the Civil Service Commission (CSC) on discipline, attendance and general terms/conditions of employment, inclusive of matters involving self-organization, strikes, demonstrations and like concerted actions. In fact, policies established on public sector unionism and rules issued on mass action have been noted and cited by the Court in at least a case.[11] Among these issuances is Executive Order (EO) No. 180, series of 1987, providing guidelines for the exercise of the right to organize of government employees. Relevant also is CSC Resolution No. 021316 which provides rules on prohibited concerted mass actions in the public sector.
There is hardly any dispute about
the formal charges against the 278 affected GSIS employees – a mix of KMG union
and non-union members - having arose from their having gone on unauthorized
leave of absence (AWOL) for at least a day or two in the October 4 to 7, 2004 stretch
to join the ranks of the demonstrators /rallyists at that time. As stated in each
of the formal charges, the employee’s
act of attending, joining, participating
and taking part in the strike/rally is a
transgression of the rules on strike in
the public sector. The question that immediately
comes to the fore, therefore, is whether or not the mass action staged by or
participated in by said GSIS employees partook of a strike or prohibited
concerted mass action. If in the affirmative, then the denounced filing of the
administrative charges would be prima
facie tenable, inasmuch as engaging in mass actions resulting in work
stoppage or service disruption constitutes, in the minimum, the punishable offense
of acting prejudicial to the best interest of the service.[12]
If in the negative, then such filing would indeed smack of arbitrariness and
justify the issuance of a corrective or preventive writ.
Petitioners assert that the
filing of the formal charges are but a natural consequence of the service-disrupting
rallies and demonstrations staged during office hours by the absenting GSIS
employees, there being appropriate issuances outlawing such kinds of mass action. On the other hand, the CA,
agreeing with the respondent’s argument, assumed the view and held that the organized
demonstrating employees did nothing more than air their grievances in the
exercise of their “broader rights of free expression”[13]
and are, therefore, not amenable to administrative sanctions. For perspective,
following is what the CA said:
Although the filing of administrative charges
against [respondent KMG’s] members is well within [petitioner Garcia’s] official
[disciplinary] prerogatives, [his] exercise of the power vested under Section
45 of Republic Act No. 8291 was tainted with arbitrariness and vindictiveness
against which prohibition was sought by [respondent]. xxx the fact that the
subject mass demonstrations were directed against [Garcia’s] supposed
mismanagement of the financial resources of the GSIS, by and of itself, renders
the filing of administrative charges against [KMG’s] member suspect. More
significantly, we find the gravity of the offenses and the sheer number of
persons … charged administratively to be, at the very least, antithetical to
the best interest of the service….
It matters little that, instead of
the 361 alleged by petitioner, only 278 charges were actually filed [and] in
the meantime, disposed of and of the said number, 20 resulted to exoneration,
182 to reprimand and 5 to the imposition of a penalty of one month suspension.
Irrespective of their outcome, the severe penalties prescribed for the offense
with which petitioner’s members were charged, to our mind, bespeak of bellicose
and castigatory reaction …. The fact that most of the employees [Garcia] administratively
charged were eventually meted with what appears to be a virtual slap on the
wrist even makes us wonder why respondent even bothered to file said charges at
all. xxx.
Alongside the consequences of the
right of government employees to form, join or assist employees organization,
we have already mentioned how the broader rights of free expression cast
its long shadow over the case. xxx we find [petitioner Garcia’s] assailed
acts, on the whole, anathema to said right which has been aptly characterized
as preferred, one which stands on a higher level than substantive economic and
other liberties, the matrix of other important rights of our people. xxx.[14] (Underscoring
and words in bracket added; citations omitted.)
While its decision and resolution do not explicitly say
so, the CA equated the right to form associations with the right to engage in strike
and similar activities available to workers in the private sector. In the
concrete, the appellate court concluded that inasmuch as GSIS employees are not
barred from forming, joining or assisting employees’ organization, petitioner
Garcia could not validly initiate charges against GSIS employees waging or
joining rallies and demonstrations notwithstanding the service-disruptive
effect of such mass action. Citing what Justice Isagani Cruz said in
It
is already evident from the aforesaid provisions of Resolution No. 021316 that
employees of the GSIS are not among those specifically barred from forming,
joining or assisting employees organization such as [KMG]. If only for this
ineluctable fact, the merit of the petition at bench is readily discernible.[16]
We are unable to lend concurrence to the above CA posture.
For, let alone the fact that it ignores what
the Court has uniformly held all along, the appellate court’s position is contrary
to what Section 4 in relation to Section 5 of CSC Resolution No. 021316[17] provides. Besides, the appellate
court’s invocation of Justice Cruz’s opinion in MPSTA is clearly off-tangent, the good Justice’s opinion thereat being
a dissent. It may be, as the
appellate court urged¸ that the freedom of expression and assembly and the
right to petition the government for a redress of grievances stand on a level
higher than economic and other liberties. Any suggestion, however, about these
rights as including the right on the part of government personnel to strike
ought to be, as it has been, trashed. We have made this abundantly clear in our
past determinations. For instance, in Alliance
of Government Workers v. Minister of Labor and Employment,[18]
a case decided under the aegis of the 1973 Constitution, an en banc Court declared that it would be
unfair to allow employees of government corporations to resort to concerted
activity with the ever present threat of a strike to wring benefits from
Government. Then came the 1987 Constitution expressly guaranteeing, for the
first time, the right of government personnel to self-organization[19]
to complement the provision according workers the right to engage in “peaceful concerted activities, including the
right to strike in accordance with law.”[20]
It was against the backdrop
of the aforesaid provisions of the 1987 Constitution that the Court resolved Bangalisan v. Court of Appeals.[21]
In it, we held, citing MPSTA v. Laguio, Jr.,[22]
that employees in the public service may not engage in strikes or in concerted
and unauthorized stoppage of work; that the right of government employees to
organize is limited to the formation of unions or associations, without
including the right to strike.
Jacinto v. Court of Appeals[23] came next and
there we explained:
Specifically,
the right of civil servants to organize themselves was positively recognized in
Association of Court of Appeals Employees vs. Ferrer-Caleja. But, as in the
exercise of the rights of free expression and of assembly, there are standards for allowable limitations such as the
legitimacy of the purpose of the association, [and] the overriding considerations
of national security . . . .
As
regards the right to strike, the Constitution itself qualifies its exercise
with the provision “in accordance with law.” This is a clear manifestation that
the state may, by law, regulate the use of this right, or even deny certain
sectors such right. Executive Order 180
which provides guidelines for the exercise of the right of government
workers to organize, for instance, implicitly endorsed an earlier CSC circular
which “enjoins under pain of administrative sanctions, all government officers
and employees from staging strikes, demonstrations, mass leaves, walkouts and
other forms of mass action which will result in temporary stoppage or
disruption of public service” by stating that the Civil Service law and rules
governing concerted activities and strikes in government service shall be
observed. (Emphasis and words in bracket added; citations omitted)
And in
the fairly recent case of Gesite v. Court
of Appeals,[24]
the Court defined the limits of the right of government employees to organize in
the following wise:
It
is relevant to state at this point that the settled rule in this jurisdiction
is that employees in the public service may not engage in strikes, mass leaves,
walkouts, and other forms of mass action that will lead in the temporary
stoppage or disruption of public service. The right of government employees to
organize is limited to the formation of unions or associations only, without
including the right to strike,
adding that public employees going on disruptive
unauthorized absences to join concerted mass actions may be held liable for
conduct prejudicial to the best interest of the service.
Significantly,
1986 Constitutional Commission member Eulogio Lerum, answering in the negative the
poser of whether or not the right of government employees to self-organization
also includes the right to strike, stated:
When we proposed this amendment providing for self organization of government employees, it does not mean that because they have the right to organize, they have also the right to strike. That is a different matter. xxx[25]
With the view
we take of the events that transpired on
To say that there was no work disruption or that the delivery
of services remained at the usual level of efficiency at the GSIS main office during those four (4) days of massive
walkouts and wholesale absences would be to understate things. And to place the
erring employees beyond the reach of administrative accountability would be to trivialize
the civil service rules, not to mention the compelling spirit of
professionalism exacted of civil servants by the Code of Conduct and Ethical
Standards for Public Officials and Employees. [29]
The appellate court made specific reference to the “parliament
of the streets,” obviously to lend concurrence to respondent’s pretension that the
gathering of GSIS employees on
We are not convinced.
In whatever name respondent desires to call the
four-day mass action in October 2004, the stubborn fact remains that the erring
employees, instead of exploring non-crippling activities during their free
time, had taken a disruptive approach to attain whatever it was they were
specifically after. As events evolved,
they assembled in front of the GSIS main office building during office hours and
staged rallies and protests, and even tried to convince others to join their
cause, thus provoking work stoppage and service-delivery disruption, the very
evil sought to be forestalled by the prohibition against strikes by government
personnel.[30]
The Court can concede hypothetically that the protest
rally and gathering in question did not involve some specific material demand.
But then the absence of such economic-related demand, even if true, did not,
under the premises, make such mass action less of a prohibited concerted
activity. For, as articulated earlier, any collective activity undertaken by
government employees with the intent of effecting work stoppage or service
disruption in order to realize their demands or force concessions, economic or otherwise, is a prohibited
concerted mass action[31]
and doubtless actionable administratively.
Bangalisan even went further to
say the following: “[i]n the absence of
statute, public employees do not have the right to engage in concerted work
stoppages for any purpose.”
To petitioner Garcia, as President and General Manager of
GSIS, rests the authority and responsibility, under Section 45 of Republic Act
No. 8291, the GSIS Act of 1997, to
remove, suspend or otherwise discipline GSIS personnel for cause.[32]
At bottom then, petitioner Garcia, by filing
or causing the filing of administrative charges against the absenting
participants of the
It bears to reiterate at this point that the GSIS employees concerned
were proceeded against - and eventually either exonerated, reprimanded or meted
a one-month suspension, as the case may be - not for the exercise of their
right to assemble peacefully and to petition for redress of grievance, but for
engaging in what appeared to be a prohibited concerted activity. Respondent no
less admitted that its members and other GSIS employees might have disrupted
public service.[33]
To be sure, arbitrariness and whimsical exercise of power or,
in fine, grave abuse of discretion on the part of petitioner Garcia cannot be
simplistically inferred from the sheer number of those charged as well as the
gravity or the dire consequences of the charge of grave misconduct and conduct
prejudicial to the best interest of the service, as the appellate court made it
to appear. The principle of accountability demands that every erring government employee be made
answerable for any malfeasance or
misfeasance committed. And lest it be
overlooked, the mere filing of formal administrative case, regardless of the
gravity of the offense charged, does not overcome the presumptive innocence of
the persons complained of nor does it shift the burden of evidence to prove
guilt of an administrative offense from the complainant.
Moreover, the Court invites
attention to its holding in MPSTA v.
Laguio, Jr., a case involving over 800 public school
teachers who took part in mass actions for which the then Secretary of
Education filed administrative complaints on assorted charges, such as gross
misconduct. Of those charged, 650 were dismissed and 195 suspended for at least
six (6) months The Court, however, did not consider the element of number of
respondents thereat and/or the dire consequences of the charge/s as fatally
vitiating or beclouding the bona fides of the Secretary of Education’s challenged
action. Then as now, the Court finds the filing of charges against a large number
of persons and/or the likelihood that they will be suspended or, worse,
dismissed from the service for the offense as indicating a strong and clear
case of grave abuse of authority to justify the issuance of a writ of
prohibition.
The appellate court faulted petitioner Garcia for not first taping
existing grievance machinery and other modes of settlement agreed upon in the
GSIS-KMG Collective Negotiations Agreement (CAN) before going full steam ahead with his formal
charges.[34]
The Court can
plausibly accord cogency to the CA’s angle on grievance procedure but for the
fact that it conveniently disregarded what appears to be the more relevant provision
of the CNA. We refer to Article VI which reads:
The GSIS
Management and the KMG have mutually agreed to promote the principle of shared responsibility
… on all matters and decisions affecting the rights, benefits and interests of
all GSIS employees …. Accordingly, … the parties also mutually agree that the
KMG shall not declare a strike nor stage any concerted action which will
disrupt public service and the GSIS management shall not lockout employees
who are members of the KMG during the term of this agreement. GSIS Management
shall also respect the rights of the employees to air their sentiments through
peaceful concerted activities during allowable hours, subject to reasonable
office rules ….[35] (Underscoring
added)
If the finger of blame, therefore, is to be pointed at
someone for non-exhaustion of less confrontational remedies, it should be at the
respondent union for spearheading a concerted mass action without resorting to
available settlement mechanism. As it were, it was KMG, under Atty. Alberto
Velasco, which opened fire first. That none of the parties bothered to avail of
the grievance procedures under the GSIS-KMG CNA should not be taken against the
GSIS. At best, both GSIS management and the
With the foregoing disquisitions, the Court finds it
unnecessary to discuss at length the legal standing of Alberto Velasco to
represent the herein respondent union and to initiate the underlying petition
for prohibition. Suffice it to state that Velasco, per Joint Resolution No.
As a final consideration, the Court notes or reiterates the
following relevant incidents surrounding the disposition of the case below:
1. The CA had invoked as part of its ratio
decidendi a dissenting opinion in MPSTA,
even going to the extent of describing as “instructive and timely” a portion, when
the majority opinion thereat, which the appellate court ignored, is the
controlling jurisprudence.
2. The CA gave
prominence to dispositions and rattled off holdings[37]
of the Court, which appropriately apply
only to strikes in the private industry labor sector, and utilized the same as
springboard to justify an inference of grave abuse of discretion. On the other hand, it only gave perfunctory
treatment if not totally ignored jurisprudence that squarely dealt with strikes
in the public sector, as if the right to strike given to unions in private corporations/entities
is necessarily applicable to civil service employees.
3. As couched,
the assailed CA decision perpetually bars respondent Garcia – and necessarily whoever
succeeds him as GSIS President – not only from implementing the formal
charges against GSIS employees who
participated in the October 4 - 7, 2004 mass action but also from issuing other
formal charges arising from the same events. The injunction was predicated on a
finding that grave abuse of discretion attended the exercise of petitioner
Garcia’s disciplinary power vested him under Section 45 of RA 8291.[38]
At bottom then, the assailed decision struck down as a nullity, owing to the alleged
attendant arbitrariness, not only acts that have already been done, but those
yet to be done. In net effect, any formal charge arising from the
The absurdities and ironies easily deducible from the
foregoing situations are not lost on the Court.
We close with the observation that the assailed decision and
resolution, if allowed to remain undisturbed, would likely pave the way to the
legitimization of mass actions undertaken by civil servants, regardless of
their deleterious effects on the interest of the public they have sworn to
serve with loyalty and efficiency. Worse still, it would permit the emergence
of a system where public sector workers are, as the petitioners aptly put it,
“immune from the minimum reckoning for acts that [under settled jurisprudence]
are concededly unlawful.” This aberration would be intolerable.
WHEREFORE, the assailed Decision and Resolution of the Court of
Appeals are REVERSED and SET ASIDE and the writ of prohibition
issued by that court is NULLIFIED.
No Cost.
SO ORDERED.
CANCIO C. GARCIA
Associate
Justice
WE CONCUR:
REYNATO S.
PUNO
Associate Justice
Chairperson
(ON LEAVE)
ANGELINA
SANDOVAL-GUTIERREZ Associate Justice |
RENATO C.
CORONA Associate Justice |
ADOLFO S.
AZCUNA
Associate Justice
A T T E S T A T I O N
I attest that the conclusions in the
above decision were reached in consultation before the case was assigned to the
writer of the opinion of the Court’s Division.
REYNATO S.
PUNO
Associate Justice
Chairperson, Second Division
C E R T I F I C A T I O N
Pursuant to Article VIII, Section 13
of the Constitution, and the Division Chairperson's Attestation, it is hereby
certified that the conclusions in the above decision were reached in
consultation before the case was assigned to the writer of the opinion of the
Court.
ARTEMIO V.
PANGANIBAN
Chief Justice
* On Leave.
[1] Penned by Associate Justice Rebecca DeGuia-Salvador, concurred in by Associate Justices Amelita G. Tolentino and Aurora Santiago-Lagman, Rollo, pp. 78-98.
[2]
[3] CA Decision, p. 2;
[4]
[5]
[6] Garcia’s Motion for Reconsideration of the [CA’s] Decision dated
[7] Supra note 1.
[8] Supra note 2.
[9] GSIS exists pursuant to PD 1146, as amended by RA No. 8291, or the Government Service Insurance System Act of 1997.
[10] Constitution, Art. IX(B), Sec. 2(1); SSS Employees Association v. CA, G.R. No. 85279, July 28, 1989, 175 SCRA 686; Home Development Mutual Fund v. COA, G.R. No. 142297, June 15, 2004, 432 SCRA 127.
[11] G.R.
No. 124540,
[12] Bangalisan
v. Court of Appeals, G.R. No. 124678,
[13] CA Resolution, p. 4; Rollo, p. 104.
[14] CA Resolutions pp. 3-4; Rollo, 103-104.
[15] G.R. Nos. 95445 & 95590,
[16] CA Decision, p. 10; Rollo, p. 87.
[17] Sec. 4. Limitation on the Right to Self-Organization. – The right to self-organization accorded to government employees as described in the foregoing section shall not carry with it the right to engage in any form of prohibited concerted activity or mass action causing or intending to cause work stoppage or service disruption, albeit of temporary nature.
Sec. 5. Definition of Prohibited Concerted Mass Action. – As used in this Omnibus rules, the phrase “prohibited concerted activity” shall be understood to refer to any collective activity undertaken by government employees, by themselves or through their employees’ organizations, with the intent of effecting work stoppage or service disruption in order to realize their demands or force concessions, economic or otherwise, from their respective agencies or the government. It shall include mass leaves, walkouts, pickets and acts of similar nature.
[18] No. L-60403,
[19] Art. IX(B), Sec. 2 (5).
[20] Art. XIII, Sec. 2.
[21] G.R. No. 124678,
[22] Supra note 15.
[23] Supra note 11.
[24] G.R. Nos. 123562-65,
[25] Bernas, THE CONSTITUTION OF THE REPUBLIC OF THE PHILIPPINES A COMMENTARY, 337 (1st ed, 1988).
[26] CSC Res. No. 021316, Sec. 5; Supra note 17. .
[27] Annex “C” and Annex “I,” Petition, Rollo, p. 107 and 173, respectively.
[28]
[29] Rep. Act No. 6713.
[30] Jacinto v. CA, supra note 22..
[31] CSC Resolution No. 021316, Sec. 5.
[32] SEC. 45. Powers and Duties of the President and General Manager.- xxx The President and General Manager [of the GSIS], subject to the approval of the Board, shall appoint the personnel of the GSIS, remove, suspend or otherwise discipline them for cause, in accordance with existing Civil Service rules and regulations ….
[33] KMG’s basic petition for prohibition, p. 13; Rollo, p. 121 et seq.
[34] CA Decision, pp. 17-18;
[35] Petition, p. 41;
[36] Annex “D,” Petition;
[37] Allied Banking Corporation v. NLRC, G.R. No. 116128, July 12, 1996, 258 SCRA 724; Lapanday Workers Union v. NLRC, G.R. Nos. 95494-97, September 7, 1995, 248 SCRA 95; International Container Terminal Services, Inc. v. NLRC, G.R. No. 98295, April 10, 1996, 256 SCRA 134.
[38] Supra note 32.