EN BANC
[G.R. No. 135049.
May 28, 2002]
THE PEOPLE OF THE PHILIPPINES, plaintiff-appellee, vs. ARTURO
OCOMEN y ABRASALDO, accused-appellant.
D E C I S I O N
KAPUNAN,
J.:
Before this Court for
automatic review is the Decision[1] of the Regional Trial Court of Urdaneta, Pangasinan,
Branch 46, in Criminal Case No. U-9581, which found accused-appellant Arturo
Ocomen y Abrasaldo guilty beyond reasonable doubt of the rape of his
fifteen-year-old daughter, Kristine Ocomen,[2] and imposed upon
him the death penalty.
Accusing her father of
having raped her sometime in February 1998, Kristine executed an affidavit on
March 3, 1998,[3] stating therein
among others:
04. Q - Why are you filing a complaint against your father?
A - He sexually abused me once & attempted to sexually abuse me once also, against my consent, sir.
05. .Q - When & where did these happen?
A -Sometime in February 1998, last month, at about 11 o’clock in the evening, at Brgy. Cabacaraan, San Miguel, Pangasinan, and on or about 8:00 o’clock in the morning of March 3, 1998.
06. Q - Please state briefly on how did these happen?
A - Sometime in February 1998, last month, at about 11:00 o’clock in the evening, while I & my two younger brother, Arvin & Rodolfo Ocomen, were sleeping inside our room, my father woke me up & told me to go with him downstairs[s]. I queried him why and answered me (sic) to go with him downstair[s] & at the same time pulled my hand to follow him. Upon reaching downstair[s], he told me to have sex with him which I refused prompting him to slap my face & head repeatedly. After he stopped slapping me, I went back to the upper floor to sleep again. About 5 minutes after, he came back to me & told me again to have sex with him. When I refused again, he tried to persuade/insist to have sex with him & I continued refusing him. Then he went downstair[s] to get a chord (sic) & when he came back he tied my both hands behind my back. He then ripped off my t-shirt & bra & pulled my short pants & panty down to my legs. Then I started to cry & pleaded to him not to continue his sexual desire but refused to heed my plea. Then, he laid on top of me & inserted his penis inside my vagina. After satisfying himself, he went downstair[s].
07. Q - Were your two brothers awakened when you were crying while being sexually abused by your father?
A - Only my brother, Arvin Ocomen was awakened but he was scolded by our father when he was asking to (sic) our father why I was crying, sir.
08. Q - Was the incident repeated?
A - No more, ‘sir. But he again attempted to sexually abused (sic) me against my consent, sir.
09. Q - When & where did this happen?
A - While I was lying inside our room at the upper floor (same place), he came up & ordered me to undress but when I refused, he ripped off my t-shirt & thereafter, he took off my bra. He then tied my both hands behind my back. Because I was crying my aunt, Moderna Tolete, heard me & went upstair[s] & upon seeing me, he asked my father ‘Apay nga ikaskastam ta anak mo’ and answered her ‘Awan ti pakibiabiangam.’ After that, they exchanged heated words & moments later, my aunt, Moderna, went downstair[s] & then my father followed, sir.
Accordingly, the
following information was filed by the Provincial Prosecutor on April 3, 1998:
That sometime in February 1998, in the evening at Barangay Cabacaraan, San Manuel, Pangasinan, and within the jurisdiction of this Honorable Court, the above-named accused by means of force, violence and intimidation, did, then and there wilfully, unlawfully and feloneously (sic) tie the hands of Kristine Ocomen y Tolete, a minor, 15 years of age and accused’s own legitimate daughter and thereafter have sexual intercourse with her without the latter’s consent and against her will, to her damage and prejudice.
CONTRARY to Art. 335, Revised Penal Code, as amended by R.A.
7059 (sic) and R.A. 8353.[4]
The case was docketed as Criminal Case No. U-9581.
On May 5, 1998, Kristine
executed an affidavit of desistance before Provincial Prosecutor Restituto
Dumlao, Jr., alleging that she had long forgiven the accused and, hence, she
was no longer interested in his prosecution. She also manifested her desire for
the dismissal of the case she filed against her father.[5] Nevertheless, on
May 26, 1998, Arturo Ocomen was arraigned and pleaded not guilty to the
accusation. Trial on the merits ensued.
The prosecution presented
Dr. Noel Obedoza of the Don Amadeo J. Perez, Sr. Memorial General Hospital in
Urdaneta, Pangasinan. He testified that on March 3, 1998, he conducted a
medical and physical examination on a rape victim, identified as Kristine
Ocomen.[6] His examination
showed that Kristine’s hymen was ruptured at 2, 6, 9 and 12 o’clock positions.[7] The lacerations
were already healed and could be about two (2) weeks old at the time of the
examination.[8] The lacerations
were caused by a hard foreign object, which could be an erect male organ.[9] However, he found
no laceration or injuries on the upper part of the victim’s body. [10]
The prosecution likewise
presented SPO3 Avelino Sandi, Jr. of the Philippine National Police (PNP) San
Miguel, Pangasinan, who testified that on March 3, 1998, he received a
complaint from Panchito Salioa, Barangay Kagawad of Barangay Cabacaraan
that Kristine Ocomen was raped by her father Arturo Ocomen.[11] He went to
Cabacaraan, together with SPO3 Gregorio Antonio and Eduardo Banggi to
investigate and arrest the accused. Arturo initially refused to go with the
policemen but later on, he was prevailed upon to accompany them to the police
station.[12] At the police
station, he took the statements of Kristine as well as of Salioa and Moderna
Tolete.[13]
For a while, trial of the
case could not be conducted because Kristine, who was summoned to testify,
could not be located. On June 1, 1998, the trial court issued an order for her
arrest for her failure to attend the hearing.[14] However, SPO1
Rodolfo Abat Estacio reported that Kristine could not be located.[15] The trial court
ordered Police Senior Inspector Rodolfo Ramos Tadeo to explain why both
Kristine and Panchito Salioa could not be located. In the same order, a representative
of the local Department of Social Welfare and Development (DSWD) of San Miguel,
Pangasinan was directed to appear before the court.[16] On even date, another order was issued directing the
Head of the CIG/PNP Urdaneta Detachment to locate Kristine and to bring her to
the DSWD, Lingayen, Pangasinan.[17]
It would appear that on
March 5, 1998, Salioa and Carlos M. Tolete, Sr., uncle of Kristine,
entered into an agreement with the Municipal Social Welfare and Development
Officer of San Manuel where they manifested their willingness to take custody
of Kristine. They also held themselves responsible for the safety and
protection of Kristine, as well as her appearance during court hearings.[18] Still, the police could not locate Kristine and
during the hearing on June 15, 1998, the trial court gave the police and the
DSWD three (3) days within which to produce Kristine.[19]
Finally, on June 22,
1998, Kristine Ocomen gave her testimony before the trial court. She recounted
that sometime in February 1998, at around 11 o’clock in the evening, she was
sleeping beside her 12-year old brother in their house when her father, Arturo
Ocomen removed her t-shirt and shorts and “raped” her.[20] She likewise
testified that before the act of rape, her father slapped her on the head several
times because she refused to have sex with him. [21] However, while Kristine testified that she
voluntarily reported the incident to the police and that she executed a sworn
statement, she refused to affirm her answer to question no. 6 [22] of the sworn statement on the particulars of the act
of rape. [23]
During the hearing on
June 23, 1998 and after the prosecution rested its case, the defense manifested
his intention to file a demurrer to evidence for “insufficiency of evidence,”
but the court intimated that it would not grant any motion and ordered the
defense to present evidence. [24]
Only Arturo Ocomen
testified for the defense. He admitted that Kristine is his daughter and that
she was born in December 1982.[25] He likewise admitted that sometime in February 1998,
at around 11 o’clock in the evening, he woke up Kristine [26] but denied that he slapped her and forced her to
have sex with him.[27] He recalled that he only wanted her to boil some
water for his coffee because he just came from the ricefield. After waking her
up, he went downstairs to their kitchen and waited for Kristine to follow him
but she did not heed his order[28] so he just went to sleep.[29] He surmised that Kristine filed a case against him
because he scolded her.[30]
After trial, judgment was
rendered against the accused, as follows:
WHEREFORE, JUDGMENT is hereby rendered CONVICTING the accused beyond reasonable doubt of the crime of RAPE aggravated by relationship (between father and daughter below 18 years old) and the Court sentences ARTURO OCOMEN to suffer the penalty of DEATH to be implemented in the manner as provided for by law. The accused is hereby ordered to pay Kristine Ocomen the sum of P50,000.00 as moral damages and P20,000.00 as exemplary damages.
The Clerk of Court is hereby ordered to prepare the Mittimus and to transmit the complete records of this case to the Honorable Supreme Court.
The Warden, Bureau of Jail Management and Penology is hereby ordered to immediately deliver the person of Arturo Ocomen to the National Bilibid Prisons, Muntinlupa City, with proper escort and security.
SO ORDERED. [31]
Accused-appellant now
avers that:
I
THE TRIAL COURT GRAVELY ERRED IN CONVICTING THE ACCUSED OF THE CRIME CHARGED DESPITE THE DISCREPANCIES AND INCONSISTENCIES BETWEEN THE TESTIMONY OF PRIVATE COMPLAINANT AND HER SWORN STATEMENT.
II
THE TRIAL COURT GRAVELY ERRED IN IMPOSING
THE DEATH PENALTY DESPITE THE FAILURE OF THE PROSECUTION TO PROVE BEYOND
REASONABLE DOUBT THE MINORITY OF THE ALLEGED RAPE VICTIM AND HER FILIATION WITH
THE ACCUSED. [32]
Ordinarily, the
conclusions of the trial courts command great weight and respect [33] unless the trial judge overlooked certain facts of
substance and value which, if considered, might affect the result of the case,[34] in which case this
Court is compelled to reassess the findings reached by the trial judge. After a
careful evaluation of the records of this case, the Court finds that the
acquittal of accused-appellant is in order.
It is well-settled that
while an absolute guarantee of guilt is not demanded by law to convict a person
of a crime, there must at least be moral certainty that each element essential
to constitute the offense and the identity of the person who committed the same
are established by the prosecution. [35] To sustain a conviction for the crime of rape as charged,
it is necessary for the prosecution to allege and prove the following basic
elements: (1) sexual congress; (2) with a woman; (3) by force and without
consent, and in order to warrant the imposition of the death penalty, the
additional elements that (4) the victim is under eighteen [18] years of age at
the time of the rape; and (5) the offender is a parent [whether legitimate,
illegitimate or adopted] of the victim. [36]
In the case before us,
the fact of rape was not sufficiently proved by the prosecution. On direct
examination, Kristine testified as follows:
PROS. MENESES:
I just withdraw that:
Q Did you experience an unusual event on February, 1998 at around 11:00 o’clock in the evening?
WITNESS:
A Yes, sir, there is.
Q What incident was that?
A My
father raped me sir.
Q Where were you at that time when you said that your father raped you?
A At home sir.
Q Where in particular at your home?
A Upstairs sir.
Q And what are you doing at that time?
A I was sleeping sir.
Q And how did your father rape you, can you please narrate to the Honorable Court now?
A He undressed me sir.
COURT:
Q Who undressed you?
WITNESS:
A My father sir.
COURT: Go ahead.
PROS. MENESES:
Q What clothes are you wearing at that time?
A T-Shirt and short sir.
Q And what did your father remove?
A My short sir.
Q By the way, when you said that you are sleeping at that time, who are your companions in sleeping?
A My younger brother sir.
Q You mean to say, your brother slept on single bed besides you?
A Yes sir.
COURT:
Q How old is your brother?
WITNESS:
A 12 years old sir.
PROS. MENESES:
Q After undressing your T-shirt and short, what did your father do next?
WITNESS:
A He
raped me sir.
Q What was the first thing that he did to show that he raped you?
A He slapped by head several times sir.
Q Why did he slap your head for several times?
A Because I don’t like to have sex with him, sir.
Q And after that, what did he do next?
A He
raped me sir.
COURT:
Q After your father slapped your head several times, what did he do next?
WITNESS:
A After slapping me several times he got down sir.
Q And what did he do after getting down?
A He slept sir.
PROS. MENESES:
Q Kristine, you said that your father undressed you by taking off your t-shirt and short pants and then he slapped you several times, in that particular situation and position, what did your father do next?
WITNESS:
A He went down sir.
Q Kristine, is it not a fact that there was an occasion when you went to the Police Station of San Manuel, Pangasinan to report an incident regarding the rape being done by your own father?
A Yes sir.
Q And in that Police Station at San Manuel, Pangasinan, is it also true that you signed your sworn statement and answers all the questions profounded (sic) to you by the Police?
A Yes sir.
Q And in that sworn statement you narrated and told everything regarding this incident that you reported to them regarding the Rape?
A Yes sir.
Q Did you go to the Police Station voluntarily by your own initiative?
A Yes sir.
Q No body forced you to report the
incident?
A Yes sir.
Q I would like to show a sworn statement which you signed, will you tell us if that is the sworn statement that you gave before the Police Station of San Manuel, Pangasinan consisting of two (2) pages?
A Yes, sir, this is my sworn
statement.
Q And in this sworn statement which you just identified, in No. 5 question, which I quote: ‘When and where did these happen? A - Sometime in February 1998, last month, at about 11:00 o’clock in the evening, at Brgy. Cabacaraan, San Manuel, Pangasinan, and on or about 8:00 o’clock in the morning of March 6, 1998 at Barangay Cabancaraan, San Manuel, Pangasinan particularly inside our room at the upper floor of our house, sir.’ Did you understand this question when asked of you?
A I
cannot remember sir.
PROS. MENESES:
For purposes of marking, we pray that the sworn statement of the witness be marked as Exh. ‘C’ and the signature as Exh. ‘C-l’ for the Prosecution.
COURT: Mark it. PROS. MENESES:
Q So you cannot remember question No. 5. How about in Question No. 6, Please state briefly on how did these happen? And your answer: Sometime in February 1998, last month, at about 11:00 o’clock in the evening, at Brgy. Cabacaraan, San Manuel, Pangasinan, and on or about 8:00 o’clock in the morning of March 6, 1998 at Barangay Cabancaraan, San Manuel, Pangasinan particularly inside our room at the upper floor of our house, sir.’ Did you understand this question when asked of you?
A I cannot remember sir.
PROS. MENESES:
For purposes of marking, we pray that the sworn statement of the witness be marked as Exh. ‘C’ and the signature as Exh. ‘C- 1’ for the Prosecution.
COURT: Mark it.
PROS. MENESES:
Q So you cannot remember question No. 5.
How about in Question No. 6, Please state briefly on how did these happen?
and your answer: Sometime in February
1998, last month, at about 11:00 o’clock in the evening, while I and my two
younger brothers, Arvin and Rodolfo Ocomen, were sleeping inside our room my
father woke me up and told me to go with him downstair[s]. x x x So for
can you remember the answers that you gave to Question No. 6 which is now
written in Exh. ‘C’?
WITNESS:
A Yes
sir.
COURT:
Q Can you understand English?
WITNESS:
A Yes sir.
PROS. MENESES:
Q You still further answer in the first
question No. 6 of your statement marked Exh. ‘C’, which I quote: ‘Then he went
downstair[s] to get a chord (sic) and when he came back he tied my both hands
behind my back. He then ripped off my t-shirt and bra and pulled my short pants
and panty down to my legs. Then I started to cry and pleaded to him not to
continue his sexual desire but refused to heed my plea. Then, he laid on top of
me and inserted his penis inside my vagina. After satisfying himself, he went
downstair[s].’ Kristine, do you still remember that is your answer?
A Yes sir.
Q So Kristine, do you still affirm your answers what indeed happened on February 1998 at about 11:00 o’clock in the evening when your father raped you in your residence at Brgy. Cabacaraan, San Manuel, Pangasinan?
A No sir.
Q What do you mean by your answer, ‘No sir’?
A I do not confirm it anymore, sir.
Q But you made and confirmed that there was indeed a meeting at the PNP San Manuel, Pangasinan and that your testimony was reduced into writing?
A Yes sir. [37]
It is clear from the
foregoing that the prosecution failed to elicit any statement from Kristine
that would show how the alleged rape was consummated. No proof was adduced that
there was even a slightest penetration of the female organ aside from a general
statement that Kristine was “raped.” In People vs. Caingat, [38] this Court declared
that the use of the terms “sexual assault,” “rape” and “carnal knowledge” in
the testimony of the victim is not sufficient to establish the guilt of
accused-appellant for the crime of rape. According to the Court, said
statements fall short of the requirement of the law on the quantum of evidence
required in the prosecution of criminal cases.[39] Elaborating on what
constitutes consummated rape, the Court continued:
x x x We have said often enough that in concluding that carnal
knowledge took place, full penetration of the vaginal orifice is not an
essential ingredient, nor is the rupture of the hymen necessary; the mere
touching of the external genitalia by the penis capable of consummating the
sexual act is sufficient to constitute carnal knowledge. But the act of touching
should be understood here as inherently part of the entry of the penis into
the labias of the female organ and not mere touching alone of the
mons pubis or the pudendum.
xxx
The pudendum or vulva is the collective term for the
female genital organs that are visible in the perineal area, e.g., mons
pubis, labia majora, labia minora, the hymen, the clitoris, the vaginal
orifice, etc. The mons pubis is the rounded eminence that becomes hairy
after puberty, and is instantly visible within the surface. The next layer is
the labia majora or the outer lips of the female organ composed of the
outer convex surface and the inner surface. The skin of the outer convex
surface is covered with hair follicles and is pigmented, while the inner
surface is a thin skin which does not have any hair but has many sebaceous
glands. Directly beneath the labia majora is the labia minora. Jurisprudence
dictates that the labia majora must be entered for rape to be
consummated, and not merely for the penis to stroke the surface of the female
organ. Thus, a grazing of the surface of the female organ or touching the mons
pubis of the pudendum is not sufficient to constitute consummated
rape. Absent any showing of the slightest penetration of the female organ, i.e.,
touching of either labia of the pudendum by the penis, there
can be no consummated rape; at most, it can only be attempted rape, if not acts
of lasciviousness. [40]
It may be true that the
sworn statement of Kristine was more explicit, more particularly to the
following portion:
06. Q - Please state briefly on how did these happen?
A - Sometime in February 1998, last month, at about 11:00 o’clock in the evening, while I & my two younger brother, Arvin & Rodolfo Ocomen, were sleeping inside our room, my father woke me up & told me to go with him downstairs[s]. I queried him why and answered me (sic) to go with him downstair[s] & at the same time pulled my hand to follow him. Upon reaching downstair[s], he told me to have sex with him which I refused prompting him to slap my face & head repeatedly. After he stopped slapping me, I went back to the upper floor to sleep again. About 5 minutes after, he came back to me & told me again to have sex with him. When I refused again, he tried to persuade/insist to have sex with him & I continued refusing him. Then he went downstair[s] to get a chord (sic) & when he came back he tied my both hands behind my back. He then ripped off my t-shirt & bra & pulled my short pants & panty down to my legs. Then I started to cry & pleaded to him not to continue his sexual desire but refused to heed my plea. Then, he laid on top of me & inserted his penis inside my vagina. After satisfying himself, he went downstair[s].
However, when she was
presented as a witness before the court, Kristine refused to affirm the
contents of her affidavit. The discrepancies between the testimony and the
affidavit relate to significant facts and could not be disregarded by this
Court. It is a settled rule that between the affidavit and the testimony given
in open court, the latter prevails[41] and sworn statements are generally considered
inferior to the testimony in open court. [42]
While the testimony of
Dr. Obedoza may have proved the fact that Kristine had sexual relations, there
was nothing in it that would prove that she was raped, or that
accused-appellant was the perpetrator of the offense. Indeed, Kristine
testified on cross-examination:
ATTY. FLORENDO: (CROSS-EXAMINATION): With the kind permission of the Honorable Court.
Q Kristine, your father is Arturo Ocomen and your mother is Elvira Ocomen, am I correct?
WITNESS:
A Yes, sir.
Q According to you sometime in February, 1998 in the evening you claimed that your father slapped your head and after slapping you, he went down and slept, am I correct?
Q After that he did
nothing more, am I correct?
A Yes sir.
Q So, I have to be clear
on this. You said that your father slapped on (sic) your head and after
slapping you he went down and slept, he did nothing am I correct?
A Yes sir. (Emphasis
supplied.) [43]
Accused-appellant could
not even be convicted for acts of lasciviousness. The most that Kristine
testified to was that her father removed her t-shirt and shorts. There was
nothing in the testimony that would show that her father touched her in any manner,
aside from a general reference to “rape” which as earlier stated, this Court
could not accept.
Verily, the evidence
presented by the defense is equally weak. However, the evidence for the
prosecution must stand or fall on its own merits and cannot be allowed to draw
strength from the weakness for the evidence of the defense. [44]
WHEREFORE, accused-appellant Arturo Ocomen y Abrasaldo
is ACQUITTED for failure of the prosecution to prove his guilt beyond
reasonable doubt. The Director of the Bureau of Corrections is hereby ordered
to cause the release of appellant forthwith, unless he is being held lawfully
for another cause.
SO ORDERED.
Davide, Jr., C. J.,
Bellosillo, Melo, Puno, Vitug, Mendoza, Panganiban, Quisumbing,
Ynares-Santiago, Sandoval-Gutierrez, Carpio, Austria-Martinez, and Corona, JJ., concur.
De Leon, Jr., J., on official leave.
[1] Penned by Judge
Modesto C. Juanson.
[2] Her registered name
is "Christine" but in her sworn statement and complaint, the victim
signed her name "Kristine Ocomen", Records, at 4.
[3] Exh. "C,"
Records, at 5.
[4] Rollo, at 11.
[5] Records, at 42.
[6] TSN, 15 June 1998,
at 4.
[7] Id., at 5-6.
[8] Id., at 7.
[9] Id., at 6.
[10] Id., at 8.
[11] TSN, 15 June 1998,
at 10.
[12] Id., at
11-12.
[13] Id., at 12.
[14] Records, at 50.
[15] 1st Indorsement, dated 02 June 1998, id.,
at 59.
[16] Id., at 62.
[17] Id., at 64.
[18] Id., at 69.
[19] See TSN of Dr. Obedoza, 15 June 1998, at 2.
[20] TSN, 22 June 1998,
at 5-7.
[21] Id., at 7.
[22] See p. 2 of this
Decision.
[23] Id., at 7-10.
[24] TSN, 23 June 1998,
at 4.
[25] TSN, 07 July 1998,
at 5-6.
[26] Id., at 3.
[27] Id.
[28] Id., at 4.
[29] Id., at 5.
[30] Id., at 7.
[31] Rollo, at
18-19.
[32] Id., at 40.
[33] People vs.
Aranjuez, 285 SCRA 466 (1998).
[34] People vs.
Albao, 287 SCRA 129 (1998).
[35] People vs. De
la Cruz, G.R. No. 137969, 19 April 2001.
[36] People vs. Banaya,
327 SCRA 771 (2000).
[37] TSN, 22 June 1998,
at 5-10.
[38] G.R. No. 137963, 06
February 2002.
[39] Id., citing People vs. Laguerta, 344 SCRA
453 (2000).
[40] Id., citing People
vs. Campuhan, 329 SCRA 270 (2000).
[41] People vs. Mercado,
304 SCRA 504 (1999).
[42] People vs.
Cristobal, 306 SCRA 358 (1999).
[43] TSN, 22 June 1998,
at 12-13.
[44] People vs.
Manggasin, 306 SCRA 228 (1999); People vs. Vidal, 308 SCRA 1 (1999).