EN BANC
[A.M. No. RTJ-02-1693. August 21, 2002]
OSCAR M. POSO, complainant, vs. JUDGE JOSE H. MIJARES, RTC-Br. 21, Laoang, Northern Samar and FLOR SERIO, OIC Clerk of Court, Office of the Clerk of Court, respondents.
D E C I S I O N
PER CURIAM:
THIS IS NOT THE FIRST TIME that
respondent Judge Jose H. Mijares, RTC-Br. 21, Laoang, Northern Samar, is hailed
to Court to defend his integrity and competence. Previously, for dismissing a
petition for mandamus even long after a final and executory judgment thereon
had been rendered based on a compromise agreement executed by the parties, and
his open admission of negligence and lack of care in attending to incidents
brought before him for adjudication, this Court found him guilty of gross
ignorance of the law. We meted him a fine of P5,000.00 with stern warning that
repetition of the same or similar infractions complained of would be dealt with
more severely.[1] Obviously, by then,
particularly after our stern warning intended to be taken seriously and
committed to both heart and memory, he should have been more solicitous in his
task to steer clear of blunders, especially their repetitions, and to satisfy
claims in a manner which, although late in coming, he could have rightfully and
lawfully done.
Unfortunately, except for the
inclusion of respondent Flor Serio, OIC Clerk of Court, RTC, Northern Samar,
the instant complaint for administrative sanctions against Judge Mijares for
allegedly railroading the criminal case against a self-confessed killer and
admitting him to probation, which unduly obviated the accused’s otherwise
definite date with prison, reflects the same incompetence earlier established
on his part. Worse, the complaint demonstrates his apparent incorrigibility as
exhibited by documents on record showing res ipsa loquitur, a sinister
pattern of bad faith to favor the accused therein with a mere slap on the wrist
and to foist fraud upon this Court. While the rules excuse honest errors of
discretion as acceptable professional hazards, a defense ardently raised by
respondent Judge, the series of his unbelievable mistakes in the application of
basic legal principles on probation and criminal penalties together with his
clear attempt at deception ought to be exposed, and punished, despite his pretensions
of uprightness and sincerity.
The instant administrative case
stemmed from the proceedings in Crim. Case No. 2477 for murder, “People v.
Virgilio de Guia,” where the victim, a certain Lito M. Galupo, was a
relative of complainant Oscar M. Poso. On 6 February 1995 the criminal case was
raffled to RTC-Br. 21, Laoang, Northern Samar,[2] presided over by respondent
Judge Jose H. Mijares in an acting capacity by detail from his regular station
at RTC-Br. 26, San Juan, Southern Leyte.[3] On 16 October 1995 the
accused was arraigned and pleaded not guilty to the charge. Accordingly, the
case was set for pre-trial and trial on 10 November 1995 but the proceedings
were reset to 27 November 1995.[4]
On 27 November 1995, in the course
of the pre-trial conference in Crim. Case No. 2477,[5] the accused withdrew his
plea of not guilty[6] and pleaded guilty to the
lesser offense of homicide.[7] This was done with the open
consent of handling Public Prosecutor Napoleon C. Lagrimas and the private
offended parties therein including complainant Oscar Poso.[8] Parenthetically, it is
surprising for respondent Judge to testify that even before he assumed over
RTC-Br. 21 in an acting capacity in 1994, the Information in Crim. Case
No. 2477 had already been amended to homicide by crudely crossing out the
original caption of murder and writing the amended charge by hand when the same
Information was filed only in 1995 and other relevant proceedings
therein took place not later than the same year.[9] On the same day and
occasion of the pre-trial conference and without receiving evidence of
aggravating or mitigating circumstances, respondent Judge promulgated the
judgment or “Sentence,” finding the accused guilty of homicide.[10] Curiously, Judge Mijares
made allowance for three (3) mitigating circumstances, i.e., plea of guilty,
voluntary surrender and intoxication, and accordingly sentenced the accused to four
(4) years, two (2) months and one (1) day of prision correccional as
minimum to eight (8) years and one (1) day of prision mayor as maximum
and ordered him to indemnify the heirs of the victim at P40,000.00.[11]
Subsequent events in Crim. Case
No. 2477 however complicated the otherwise uneventful conviction of the
accused. To begin with, there was dispute as to whether the accused truly moved
for reconsideration of the penalty imposed on him by respondent Judge Mijares.
Complainant averred that respondent Judge had acted upon an unsigned motion
which the accused did not even file with RTC-Br. 21. To prove his point he
offered a two (2)-page unsigned document entitled “Motion for
Reconsideration” bearing no date of
receipt by RTC-Br. 21.[12] On the other hand,
respondent Judge presented a different motion for reconsideration which was
stamped received by RTC-Br. 21 with due notice to Public Prosecutor Napoleon C.
Lagrimas together with the Branch Clerk of Court,[13] as well as the trial
court’s notice of hearing of the motion duly addressed to and received by the
Public Prosecutor and the Public Attorney’s Office.[14] Judge Mijares further
asserted that the motion was actually heard on 28 December 1995 with both the
prosecution and the defense in attendance. There is however no question that
the prayer in the motion for reconsideration, whether the copy held by
complainant Poso or respondent Judge’s record on file, was invariably for the
reduction of the penalty from four (4) years, two (2) months and one (1) day
of prision correccional as minimum to eight (8) years and one (1) day of
prision mayor as maximum, to only two (2) years, four (4) months
and one (1) day of prision correccional as minimum to six (6) years and
one (1) day of prision mayor as maximum, and not to any penalty
below this.
Judge Mijares granted the motion
for reconsideration in a Resolution dated 10 January 1996. Unfortunately
however two (2) versions of the same Resolution, one being the alleged
draft version, and the other, a final copy thereof, although both were penned
by respondent Judge, surfaced and found circulation but each imposing different
maximum terms of the indeterminate sentence. Complainant submitted a copy of
the Resolution, Exh. “D,” reducing the penalty from four (4) years,
two (2) months and one (1) day of prision correccional as minimum to
eight (8) years and one (1) day of prision mayor as maximum, to two
(2) years, four (4) months and one (1) day of prision correccional
as minimum to six (6) years and one (1) day of prision mayor as
maximum.
In contrast, the Resolution dated
10 January 1996 proffered by respondent Judge, Exh. “6,” for no apparent
reason, deviated from the motion for reconsideration, oddly pegged both the
minimum and the maximum ranges of the indeterminate sentence at prision
correccional in violation of the Indeterminate Sentence Law, and ludicrously
decreased the penalty to only two (2) years four (4) months and one
(1) day of prision correccional as minimum to six (6) years of prision
correccional as maximum. It is at once apparent from the two (2) resolutions
that respondent Judge erased the words “and one (1) day of prision mayor” in
the dispositive portion of complainant’s copy thereof[15] and replaced them with “of prision correccional” as appearing in
Judge Mijares’ version of Resolution dated 10 January 1996.[16] Respondent Judge admitted
that complainant’s copy was actually only a draft of his Resolution dated
10 January 1996 which in its final form was allegedly the document in the
judge’s custody.[17]
On 11 January 1996, taking his cue
from the reduced penalty in Crim. Case No. 2477 and on the very day that the
accused filed his application for probation and release on recognizance, even
before respondent Judge could act upon the application for probation, he
ordered the provisional discharge of the accused from detention upon the
recognizance of OIC Clerk of Court Flor Serio without hearing the prosecution
or giving any opportunity for the private complainants to object.[18] It was only the next day,
or on 12 January 1996, that Judge Mijares ordered the Probation Officer to
initiate and conclude the necessary case study and investigation on the
application for probation. On 3 July 1996, upon the favorable recommendation of
the Probation Officer, respondent Judge placed the accused on probation without
objection from Public Prosecutor Napoleon C. Lagrimas in a hearing called for
this purpose.[19]
On 1 February 2001 the Office of
the Ombudsman referred to this Court the Complaint-Affidavit of Oscar M.
Poso concerning the turn of events in Crim. Case No. 2477 and charging
respondent Judge Mijares with Knowingly Rendering an Unjust Judgment,
Issuing Unjust Interlocutory Orders, Concealment of Documents and Commission of
Acts punishable under Sec. 3, pars. (e) and (f) of RA 3019, as
amended, otherwise known as the Anti-Graft and Corrupt Practices Act, and
respondent OIC Clerk of Court Flor Serio with conspiracy to commit the
foregoing acts and concealment of documents.
Specifically, complainant alleged
that respondent judge unjustly and to the prejudice of the People of the
Philippines and the private complainants committed the following acts in
the course of the criminal case: (a) convicted the accused of homicide, after
he had pleaded guilty to this lesser offense, when the charge was for murder of
which he should have been convicted; (b) acted favorably on 10 January 1996 on
an unsigned Motion for Reconsideration filed by the accused for the
reduction of the prison term imposed on him, i.e., from four (4) years, two
(2) months and one (1) day of prision correccional as minimum to eight
(8) years and one (1) day of prision mayor as maximum, to two (2)
years, four (4) months and one (1) day of prision correccional as
minimum to six (6) years and one (1) day of prision mayor as maximum,
without notice to the handling Public Prosecutor Napoleon C. Lagrimas; (c)
unjustly released the accused on 11 January 1996 on the recognizance of OIC
Clerk of Court, respondent Flor Serio, without notice and hearing; (d) gave due
course to the application of the accused for probation in his Order of 12
January 1996 without hearing and in violation of Sec. 9 of the Probation Law
which provides that the benefits of the law do not extend to those
sentenced to serve a maximum term of imprisonment of more than six (6) years;
and, (e) barred the issuance of certified copies of relevant documents in Crim.
Case No. 2477 requested by complainant for purposes of his appeal, in
conspiracy with the OIC Clerk of Court Flor Serio. Complainant contended that
respondent Judge violated Sec. 3, pars. (e) and (f), RA 3019, punishing
the acts of causing any undue injury to any party including the government or
giving any private party any unwarranted benefits, advantage or preference as
well as neglecting or refusing, after due request and without sufficient justification,
to act within a reasonable time on any matter pending for the purpose of
discriminating against any interested party.
With respect to respondent Flor
Serio, complainant alleged that the latter unjustly refused, in violation of
Sec. 3, par. (f), RA 3019, to furnish him with certified copies of the
following documents relative to Crim. Case No. 2477 which were requested for
purposes of perfecting an appeal, to wit: (a) Information; (b) Pre-Trial
Conference Order; (c) Sentence promulgated on 27 November 1995
finding the accused guilty of homicide after he pleaded guilty to this lesser
offense; (d) Resolution dated 10 January 1996 acting on accused’s Motion
for Reconsideration praying for reduction of his penalty; and, (e) Order
dated 12 January 1996 acting upon the application for probation despite the
absence of notice and hearing and the appropriate penalty exceeding six (6)
years.
On 11 April 2001 respondent Judge
filed his Comment denying the charges against him, particularly, that he
granted probation to one clearly disqualified under the Probation Law. As
proof thereof, respondent attached to his Comment the allegedly genuine
copy of the accused’s Motion for Reconsideration dated 12 December 1995[20] and the supposedly authentic copy of his Resolution dated 10
January 1996[21] wherein he reduced the
penalty imposed upon the accused from four (4) years, two (2) months and one
(1) day of prision correccional as minimum to eight (8) years and one
(1) day of prision mayor as maximum, to only two (2)
years, four (4) months and one (1) day of prision correccional as
minimum to six (6) years of prision correccional as maximum.
He disclaimed the due execution of complainant’s copy of Resolution dated
10 January 1996, and refuted the allegation of complainant that the penalty he
imposed upon the accused was six (6) years and one (1) day of prision
mayor as maximum which would have otherwise disqualified the accused
from probation. Respondent Judge also averred that the prosecution and the
defense were duly notified of the hearing of the motion for reconsideration and
were actually present thereat before he issued the assailed resolution.
In a Letter-Comment dated 6
April 2001 respondent Flor Serio denied that she had refused to issue certified
copies of the documents requested by complainant Poso for the sole reason that
as the OIC Clerk of Court of the RTC of Northern Samar she had no custody of
the requested documents which were allegedly still in the possession of the
Clerk of Court for Branch 21 where Crim. Case No. 2477 was pending.
In a Reply-Affidavit dated
23 May 2001 complainant branded as falsified respondent Judge’s copy of Resolution
dated 10 January 1996; prayed that Judge Mijares be preventively suspended
pending resolution of this case to prevent further falsification of the records
in Crim. Case No. 2477; and, insisted that respondent Judge acted upon the Motion
for Reconsideration filed by the accused without notice to handling
Prosecutor Lagrimas, a fact allegedly admitted by the prosecutor himself in his
Counter-Affidavit[22] filed with the Office of the Ombudsman, and that the records in Crim.
Case No. 2477 were in the custody of OIC Clerk of Court Flor Serio at the time
the request for certified true copies thereof was made.
On 22 August 2001, confronted with
two (2) conflicting versions of the pivotal Resolution dated 10 January
1996, and the apparent mishandling of Crim. Case No. 2477, we referred the
instant case to Associate Justice Edgardo P. Cruz of the Court of Appeals for
an exhaustive investigation, report and recommendation. On 25 October 2001
Justice Cruz summoned the complainant and his adversaries, Judge Mijares and
OIC Clerk of Court Serio, for pre-trial conference. Evidence for the parties
was received in several hearings held for this purpose.[23] Thereafter complainant Poso
and respondent Judge submitted their respective Memoranda while
respondent Serio opted to file a Manifestation adopting in toto the
arguments and evidence of her co-respondent.
On 14 May 2002 Justice Cruz submitted
to this Court his Report and Recommendation of even date. His report
called attention to the reprehensible actuations of respondent Judge when he
reduced the penalty to ridiculous terms so as to qualify the accused for
probation; hastily ordered the discharge of the accused from jail on
recognizance without the benefit of notice and hearing afforded the prosecution
and the aggrieved parties, and even before he could order the Probation Officer
to conduct the requisite post-sentence investigation on the accused in
violation of the Probation Law; illegally admitted the accused to
probation despite the appropriate maximum penalty for homicide exceeding six
(6) years which he should have been sentenced to serve; and, ignorantly awarded
civil indemnity of P40,000.00 to the heirs of the victim of homicide when the
amount should have been P50,000.00.
Justice Cruz found him guilty of violating
Sec. 3, par. (e), of RA 3019 or, at the very least, gross ignorance of
the law to the prejudice of the prosecution and the private offended
parties in Crim. Case No. 2477. He however recommended the dismissal of the
charges for Knowingly Rendering an Unjust Judgment and Issuing Unjust
Interlocutory Orders since the questioned judgment and orders had not been
found in appropriate proceedings to be unjust or unfair. Also recommended for
dismissal was the count for Concealment of Documents on the ground that
there was no factual basis for tasking Judge Mijares with custody of the
requested documents. For the same reason, the investigating Justice recommended
the dismissal of the complaint as against OIC Clerk of Court Flor Serio. The
appropriate penalty for the culpable acts of respondent Judge, according to
Justice Cruz, was suspension from office for four (4) months without pay with
warning that repetition of the same or similar offenses would be penalized more
severely.
We find the investigation and
report of Justice Cruz to be well-taken, but the penalty he recommends appears
to be disproportionate to the gravity of the offenses. As has been
painstakingly observed, respondent Judge Mijares had been sternly warned in Dadap-Malinao
v. Mijares[24] that repetition of his mistakes, more so aggravations thereof, would be
dealt with more severely. Apparently the warning did not work and hence we see
no reason in employing it again for purposes of this disciplinary case.
Clearly, public interest in an adept and honest judiciary dictates that notice
of future harsher penalties should not be followed by another forewarning of
the same kind, ad infinitum, but by discipline through appropriate
penalties. This understanding should leave no doubt that, unless completely
absolved of the charges, respondent Judge faces a grimmer sentence than the
four (4) -month suspension and warning recommended by Justice Cruz.
First. We are not
convinced that the two (2) copies of the 10 January 1996 Resolution penned
by respondent Judge consist of the draft and the final versions thereof. The
fact that complainant received a signed copy of the Resolution, Exh.
“D,” in the ordinary course of court proceedings only shows that Exh. “D” was
the official and final determination of the motion for reduction of penalty
sought by the accused in Crim. Case No. 2477. Quite obviously, in offering Exh.
“6” as the supposedly final version of the Resolution dated 10 January
1996; respondent Judge is vainly attempting to justify the subsequent erroneous
grant of probation to the same accused since the penalty imposed under Exh. “D”
absolutely disqualifies him from probation. Exhibit “6” is clearly an
afterthought meant by Judge Mijares to deceive this Court into excusing him
from his patently flawed decision to allow probation and to practice fraud in
the fair and accurate disposition of the instant administrative case.
His lack of candor and outright
dishonesty are not without recorded precedent. In his previous administrative
case, Dadap-Malinao v. Mijares,[25] he already tried to mislead
this Court into believing that his assailed order therein actually dismissed a
mere motion and not the main petition itself, which would have been irregular,
by passing the blame upon his hapless typist for supposedly keying in the word “petition”
instead of “motion,” and by issuing another order two (2) years
later still claiming that he did not dismiss the petition in question.
Significantly, in our review of the record, we eventually found out that the
object of his order was indeed to dismiss the petition and not the supposedly
insignificant motion, and that his alleged honest error was in reality a cover
up to escape the disciplinary consequences of his foiled attempt to dismiss the
petition in flagrant violation of established precedents.
Second. Even if we
are to believe as true the allegation of respondent Judge that Exh. “D” was
merely a draft of Exh. “6” and proceed from this theory, his degenerate
professional character would nonetheless be unmistakable. For, whether by
design or out of sheer negligence, his inefficiency allowed the circulation of
a mere draft of his 10 January 1996 Resolution in Crim. Case No. 2477,
as he would himself admit, which pegged the maximum term of the indefinite
sentence to more than six (6) years, when it was his intention to lower further
the penalty imposed therein as he in fact did in the allegedly official copy of
the 10 January 1996 Resolution.
The ineptitude and incompetence of
Judge Mijares and his sloven management of court records are, to say the least,
deplorable. As shown by complainant Poso’s possession of Exh. “D,” the premature
publication of a distinct version of the Resolution has no doubt
compromised the sanctity and confidentiality of the judgment process to the
detriment of every effort to promote trust and confidence in the decisions of
judges. Verily, an unrestricted glance into undeveloped and tentative opinions
of a judge, as he weighs the arguments of concerned parties, dangerously opens
avenues to pressure him to rule one way or the other and, falsely or not,
invites cynical attention to his shifts of opinions while judgment is being
purposely perfected as ostensible badges of partiality and impropriety.
Consequently, while a judge may have just stated an exploratory ruling in the
case, it becomes difficult for him to backtrack and change his opinion in the
final decision without losing his credibility and never recovering it in the
eyes of a distrustful litigant and the wary public.
As did happen in the instant case,
the divergent penalties in the draft and final 10 January 1996 Resolutions caused
complainant Poso to believe that he and his relatives, who were the private
offended parties in Crim. Case No. 2477, got the raw end of the deal. Their
suspicion was bolstered no end by the grant of probation to the accused, an
exercise of judicial discretion emanating precisely from the questioned Resolution.
The error of respondent Judge, more accurately his misconduct, veritably
flaunted Rule 3.07 of the Code of Judicial Conduct prohibiting
judges from making public comments on any pending or impending case when he
allowed the public, i.e., complainant Poso, access to a draft version of his 10
January 1996 Resolution. Unfortunately his flip-flopping dispositions
ruined every opportunity to appear credible and to project an image of probity.
As administrators of courts, judges
should adopt a fail-safe system of confidential records management which is
ever ready to fend off unhampered scavenging of a judge’s ideas and assessments
from the glare and gore of publicity and pressure by interested parties.[26] Not least of all this
mechanism is essential to protect the independence of decision-making by those
tasked to exercise judicial power. In the present case, the indiscriminate
availability of even a draft resolution indicates no less than gross
inexcusable negligence on the part of respondent Judge and a violation of Rule
3.08 of the Code of Judicial Conduct directing judges to perform
administrative responsibilities diligently and to maintain professional
competence assiduously in court management.
Third. But
contrary to the allegations of complainant Poso, respondent Judge Mijares did
not err when he convicted the accused in Crim. Case No. 2477 of homicide and
not of the original charge of murder. The conviction was the result of plea
bargaining whereby the accused pleaded guilty to the lesser offense of homicide
with the admitted consent of both handling Public Prosecutor Napoleon C.
Lagrimas and the private offended parties including herein complainant.
There was also no error in
respondent Judge’s action to disregard in the computation of the imposable
penalty the aggravating circumstances of treachery and evident premeditation
alleged in the Information in Crim. Case No. 2477. Simply because the accused
pleaded guilty does not necessarily imply his wholesale admission of the
presence of aggravating circumstances. This is especially true in the instant
case where the plea of guilty to the lesser offense of homicide was preceded by
a plea of not guilty to murder, thus indicating the intention of the accused to
deny the existence of evident premeditation and treachery.[27] At any rate, as we have
held in People v. Latupan,[28] qualifying and aggravating
circumstances, which are taken into consideration for the purpose of increasing
the degree of penalty to be imposed, must be proved with equal certainty as the
commission of the act charged and cannot be considered as being integrated with
the plea of guilty.
Fourth. In his “Sentence,”
despite the correct initial assessment made by respondent Judge, he however
egregiously credited the accused with three (3) mitigating circumstances, i.e.,
plea of guilty, voluntary surrender and intoxication, without receiving
evidence to warrant the action.[29] While respondent Judge could
have plausibly appreciated the plea of guilty of the accused as a mitigating
circumstance, since the guilty plea was entered and the sentence immediately
promulgated without any prosecution evidence having been offered,[30] we cannot say this of his
treatment of the other mitigating circumstances which violates basic legal
principles.
It is elementary that voluntary
surrender and intoxication cannot be admitted without evidence of factual
requisites.[31] For voluntary surrender to
be appreciated, effort must be made to present evidence showing the interest of
the accused to surrender unconditionally to the authorities either because he
acknowledges his guilt or because he wishes to save them the trouble and
expenses necessarily incurred in his search and capture.[32] In intoxication, it is
necessary that the accused present proof of having taken a quantity of
alcoholic beverage prior to the commission of the crime sufficient to produce
the effect of obfuscating reason.[33] At the same time, he must
prove that he is not a habitual drinker and that he did not take the alcoholic
drink purposely to reinforce his resolve to commit the crime.[34]
We need not belabor jurisprudence
to accommodate respondent Judge’s argument which in effect posits that not
every judicial error bespeaks ignorance of the law and that, if committed in
good faith, does not warrant administrative sanctions. So we have ruled and
acted consistently, for to decide otherwise would be nothing short of harassing
judges to take the fantastic and impossible oath of rendering infallible
judgments.
However, in the present case, the
rule shielding honest errors of opinion from punishment does not apply.
Admittedly judges cannot be held to account for erroneous judgments rendered in
good faith but this defense has been all too frequently cited to the point of
staleness. In truth, good faith in situations of fallible discretion inheres
only within the parameters of tolerable judgment and does not apply where the
issues are so simple and the applicable legal principle evident and basic as to
be beyond permissible margins of error.[35]
In the case at bar, Judge Mijares
was faced with the plain task of comprehending mitigating circumstances, a
topic in freshman criminal law. For a judge of respondent Judge’s stature and
experience of twenty-three (23) years of service in the judiciary, to still err
thereon must quite obviously be ignorance of the law or even a subterfuge for
an unworthy and corrupt purpose. While it may be true that the handling public
prosecutor did not object to his appreciation of the mitigating circumstances,
respondent Judge was no less excused from his judicial duty to observe the law
he was bound to know and sworn to uphold. A judge owes it to himself and his
office to know by heart basic legal principles and to harness his legal
know-how correctly and justly. Anything less than that, as respondent Judge
exhibited in Crim. Case No. 2477, is constitutive of the serious charge of
gross ignorance of the law, perhaps, grave misconduct.
Fifth. While we
do not give credence to complainant’s accusation that Judge Mijares acted upon
an unsigned motion for reconsideration and that he granted the same without
notice and hearing to the prosecution, for the documents on record indubitably
prove otherwise, we find several glaring irregularities in the rendition of the
10 January 1996 Resolution. To begin with, there was confusion as to
which version of the Resolution, Exh. “6” or Exh. “D,” was authentic, a
matter made worse not only by the public’s improvident access to a draft
version of the Resolution, if respondent’s account were true, but also
the deception foisted upon this Court in the form of the devious Exh. “6.”
Equally lamentable and incriminating is the penalty appearing in the allegedly
official and final copy of the 10 January 1996 Resolution granting the
motion for reduction of penalty in Crim. Case No. 2477.
The Resolution speaks for
its own monstrosity: “two (2) years, four (4) months and one (1) day of prision
correccional as minimum to six (6) years of prision correccional as
maximum.” Evidently, this penalty upon which the accused applied for and
was granted probation is contrary to the mandate of the Indeterminate
Sentence Law. If only to illustrate the rudimentary character of this
principle and its obvious misapplication, we quote from a freshman criminal law
textbook-
If the offense is punished by the Revised Penal Code, the court
shall sentence the accused to an indeterminate penalty the maximum term of
which shall be that which, in view of the attending circumstances, could be
properly imposed under the rules of the Revised Penal Code, and the minimum
term of which shall be within the range of the penalty next lower to that
prescribed by the Code for the offense (Sec. 1, Act No. 4103 as amended by Act
No. 4225). The court cannot put the minimum penalty in the same period and
the same degree as the maximum penalty, because the minimum penalty “shall be
within the range of the penalty next lower to that prescribed by the Code for
the offense” (underscoring supplied).[36]
Moreover, the penalty fixed by
respondent Judge does not conform to the sentence which the accused sought in
his motion for reduction of penalty from four (4) years, two (2) months and
one (1) day of prision correccional as minimum to eight (8) years and one (1)
day of prision mayor as maximum, to two (2) years, four (4) months and
one (1) day of prision correccional as minimum to six (6) years and one
(1) day of prision mayor as maximum, and not to a prison term below
this as was ordered by respondent Judge. While a judge as a rule is not barred
from granting relief other than or even more beneficial than the relief prayed
for, the disposition must be consistent with law and equity. This certainly is
not the situation here. In violating the Indeterminate Sentence Law to
grant a relief more favorable to the accused than what the accused himself
asked for and ostensibly in preparation for other legal maneuvers, i.e.,
probation to assure his unfettered pass from detention, respondent Judge
indubitably acted with grave abuse of discretion and caused undue injury to
complainant Poso and the other private offended parties.
The grievous exercise of
discretion by respondent judge constitutes desecration of his sacred oath to do
impartial justice to every one and an infringement of Sec. 3, par. (e), RA
3019 or the Anti-Graft and Corrupt Practices Act, penalizing the
criminal act of causing any undue injury to any party including the government
or giving any private party any unwarranted benefits, advantage or preference.
His manifest partiality in granting the precipitate discharge of the accused
from jail is notoriously remarkable. No doubt the elements of the offense are
present in the instant case: (1) the respondent is a public officer or a
private person charged in conspiracy with the former; (2) the public officer
committed the prohibited acts in the performance of his official duties or in
relation to his or her public positions; (3) he caused undue injury to any party,
whether the government or a private party; and, (4) the public officer acted
with manifest partiality, evident bad faith, or gross inexcusable negligence.[37]
Sixth. On 11
January 1996, with undue and irresponsible haste, respondent Judge allowed the
accused in Crim. Case No. 2477 the privilege of temporary liberty under the
recognizance of respondent Flor Serio even before he could act on the
application for probation and without the benefit of notice and hearing for
both the prosecution and the private complainants. His unwarranted eagerness to
free the accused from jail is even more manifest from the fact that the
application for probation was filed also on the same day that he directed the
release of the accused on recognizance. Under the Probation Law, i.e., P.D.
968 as amended by P.D. 1990, respondent Judge could have authorized
the temporary liberty of the accused only while “[p]ending submission of the
investigation report and the resolution of the petition.”[38] This was evidently
contravened for it was only on 12 January 1996 that Judge Mijares instructed
the Probation Officer to initiate and conduct the necessary case study and
investigation on the application for probation.
It must be stressed that the
statutory sequence of actions, i.e., order to conduct case study prior to
action on application for release on recognizance, was prescribed precisely to
underscore the interim character of the provisional liberty envisioned under
the Probation Law. Stated differently, the temporary liberty of an
applicant for probation is effective no longer than the period for awaiting the
submission of the investigation report and the resolution of the petition, which
the law mandates as no more than sixty (60) days to finish the case study and
report and a maximum of fifteen (15) days from receipt of the report for the
trial judge to resolve the application for probation.[39] By allowing the temporary
liberty of the accused even before the order to submit the case study and
report, respondent Judge unceremoniously extended the pro tem discharge
of the accused to the detriment of the prosecution and the private
complainants.
Furthermore, it is apparent that
respondent Judge ordered the release of the accused even before he could assess
that the latter was not a “disqualified offender” under Sec. 9 of the Probation
Law, i.e., “sentenced to serve a maximum term of imprisonment of more
than six years,” which he could have otherwise done had he ordered the
release only after he had instructed the accomplishment of the case study.
Putting the discharge of the accused on hold would have allowed Judge Mijares
more time to pass upon the request for provisional liberty. In addition, the
unsolicited fervor to release the accused significantly deprived the
prosecution and the private complainants of their right to due process.
Contrary to the argument of respondent Judge, the prosecution along with the
private complainants has every right to be heard on the application of the
accused for temporary liberty upon recognizance. To stress, probation is a mere
privilege and discretionary upon the court, to be exercised primarily for justice and public interest and merely
incidentally for the benefit of the accused.[40] Certainly, if respondent
Judge’s discretion is to be exercised soundly, as he should have done, he had
no better witnesses to hear than the prosecution and the private complainants
who, having definitely greater stakes than others in the untimely liberty of
the accused, could have disproved the propriety of his provisional discharge of
the accused for being disadvantageous to society.
More than anything else,
respondent-Judge has shown either utter disregard for or total ignorance of the
basic provisions of the Probation Law. It need not be underscored that
one of his basic obligations is to understand the law fully and uphold it
conscientiously. When the law is sufficiently basic, a judge owes it to his
office to know and simply apply it for anything less is constitutive of gross
ignorance of the law and manifest partiality punishable under Sec. 3, par. (e),
RA 3019.[41]
Seventh. Respondent
Judge abused the mandate of his office when he granted probation to the accused
in Crim. Case No. 2477. Obviously, the accused was a “disqualified offender”
under Sec. 9 of the Probation Law, since under the undisputed facts
of the case the imposable maximum term of imprisonment upon him is more than
six (6) years.[42] The penalty for homicide,
the crime to which the accused confessed guilt, is reclusion temporal.[43] Even if respondent Judge
were correct in appreciating three (3) mitigating circumstances, i.e., plea of
guilty, voluntary surrender and intoxication, the imposable maximum prison term
would nonetheless be prision mayor which carries a period of
incarceration ranging from six (6) years and one (1) day to twelve (12) years.[44]
There is no merit in respondent
Judge’s view, citing Del Rosario v. Rosero[45] and BP 76 amending
the Probation Law,[46] that a conviction for six
(6) years and one (1) day of prision mayor did not have the effect of
disqualifying the accused from probation. Due diligence should have elicited
the indispensable information that Del Rosario had been superceded and
that BP 76 had been modified in relevant parts. In Amandy v. People,[47] wherein the accused was
sentenced to six (6) years and one (1) day, we held that PD 1990 had
amended BP 76 so as to disqualify offenders sentenced to more than six
(6) years as maximum term of imprisonment.[48] Clearly, as the facts
demonstrate, respondent Judge wrongly granted probation to an ineligible
applicant in a manner embarrassing to his vocation as judge of a court of
justice.
Eighth. We agree
with the findings of the Investigating Justice that no evidence adequately
proves the charge that OIC Clerk of Court Flor Serio conspired with respondent
Judge to cause any undue injury to complainant and the other private offended
parties in Crim. Case No. 2477 or to give the accused therein the unwarranted
benefit of probation, it being clear from the evidence that only Judge Mijares
perpetrated the act. Neither did they refuse to issue certified true copies of
relevant documents in Crim. Case No. 2477 since it was established that the
custody of the requested documents was not with respondents so that they could
not have refused the request. Something more had to be presented than
complainant’s loose statements. However, we do not agree with the other
conclusion in the report that the offense of Knowingly Rendering an Unjust
Judgment or Issuing Unjust Interlocutory Orders has not been established since,
according to Justice Cruz, the basic fact of injustice must still be determined
a priori by a competent court in an appropriate proceeding, thus
implying that the present administrative case is not suited for this purpose.
We stress that the instant
proceeding is itself an appropriate process to assail the injustice caused by
respondent Judge’s orders and to penalize him for it. In De Vera v. Pelayo[49] we said that a decision or order may be pronounced “unjust” in the same
administrative proceeding where a judge is taken to task for promulgating an
allegedly unjust judgment or order. Particularly, to prove the transgression in
the administrative proceeding, it must be established that the respondent
rendered judgment or decision without basis in law and/or evidence and in a
manner actuated by hatred, envy, revenge, greed or some other similar motive.[50] Stated otherwise, if in
rendering judgment the judge fully knew or could not but have known that the
same is unjust in the sense aforesaid then he must have acted maliciously. Bad
faith in the sense of a dishonest purpose, not the error, bad judgment or
negligence per se, is the cause for liability as well as the ground for
penalty.
It is crystal clear that the
assailed orders of respondent Judge are contrary to law and are motivated by
premeditated efforts to cause injustice. To recall, by his own admission, he
lowered the penalty imposed upon the accused in Crim. Case No. 2477 to absurd
limits and later authorized his pass from jail, first provisionally then
permanently, to the prejudice of the prosecution and the private offended
parties. Downgrading the penalty to a range lower than the prison term
prescribed by law enabled the accused to elude incarceration and apply for
probation as he in fact did. In so deciding, respondent Judge trifled with
express provisions of our penal laws. Not only did he display gross ignorance
of the law, he also capriciously tinkered with established legal precepts.
The protestations of respondent
Judge that the error committed can only be an honest error of judgment
precluding administrative sanction are errant and insipid. In the first place,
he ought to have known that his authority to fix penalties in accordance with
his actual findings is circumscribed by law. More than that, a visible thread
of partiality for the accused runs through the entire proceedings, particularly
during the last stages. Truly, the severity of the divergence between his
hurried, although calculated, actions and the indubitable principles as well as
precedents governing criminal penalties suggests no other conclusion than that
he deliberately wanted to set the accused free regardless of the dictates of
conscience and the imperatives of law.
Res ipsa loquitur. The questioned actuations of respondent Judge and the
attendant circumstances brook no explanation consistent with good faith or lack
of malice and must be counted as constitutive of serious misconduct. On the
face of the assailed orders, there was an inexplicable series of grave errors
bereft of any redeeming feature and signifying an unjust decision. Indeed, when
the inefficiency springs from failure to consider so basic and elemental a
rule, law or principle in the discharge of duties, the judge is either insufferably
incompetent and undeserving of the position and title he holds, or is too
vicious that the oversight or omission was deliberately done in bad faith and
in grave abuse of judicial authority. This is the case here. Moreover, the
absence of credible explanation from respondent Judge to disprove or otherwise
mitigate the strong inference of malicious design unfortunately exacerbates the
situation. When asked to explain, he was unable to give any rational
justification for his actions even as his explanations, off-tangent as they
were, only reinforced the depths of the injustice he had created. It is
therefore our finding that he perpetrated the offense of Knowingly Issuing
Unjust Orders.
Ninth. It will
not do, however, to dispose of the controversy by simply declaring the
administrative culpability of respondent Judge upon a matter literally dealing
with life and death. To maintain the status quo in Crim. Case No. 2477
would surely leave hanging or in suspended animation the underlying issue of
justice not only in the instant proceeding but in the criminal action as well.
Clearly, we cannot stop short of
annulling the tainted proceedings in Crim. Case No. 2477 and in the process
enshrine an appearance of doing justice only by halves. Marred by what is obviously
a miscarriage of judicial ethics, the proceedings beginning with the issuance
of the controversial 10 January 1996 Resolution are patently void and
therefore produce no legal effects whatsoever. From the lowering of the penalty
to qualify the accused for probation, the authorization for temporary liberty
on recognizance, and finally the grant of probation, the orders of respondent
Judge arising from these proceedings do not compel respectability and finality
to constitute res judicata or even double jeopardy.
A judgment rendered with grave
abuse of discretion or without due process does not exist in legal
contemplation and cannot be considered to have attained finality for the simple
reason that a void judgment has no legality from its inception.[51] It may be attacked directly
or collaterally and set aside as in the instant case. To be sure, it has been
said that probation is not a sentence but is in effect a suspended sentence or
an interlocutory judgment,[52] for which reason, it cannot
be argued that courts are barred from correcting manifest injustice in the
improvident and corrupt grant of probation. At any rate, and without tinge of
doubt, bare technical adherence to the letter of the law and jurisprudence
should not excuse our obligation in settings attended by unusual circumstances
to rectify evident iniquity.
We recognize the general rule that
this Court does not review a trial court’s decision in an administrative
proceeding since its main concern therein is to determine the ethical
responsibilities of judicial conduct.[53] Nonetheless, in the instant
case, it is our considered opinion that the salutary principle is not
controlling. Under clear considerations before us, the situation calls for the
exercise of our equity jurisdiction to the end that we render complete justice
to all affected parties. As we have said, “Equity as the complement of legal
jurisdiction seeks to reach and do complete justice where courts, of law,
through the inflexibility of their rules and want of power to adapt their judgments
to the special circumstances of cases, are incompetent so to do. Equity regards
the spirit of and not the letter, the intent and not the form, the substance
rather than the circumstance, as it is variously expressed by different
courts.”[54] Indeed, a court of equity
which has taken jurisdiction and cognizance of a cause for any purpose will
ordinarily retain jurisdiction for all purposes and award relief so as to
accomplish full justice between the party litigants, prevent future litigation
and make performance of the court’s decree perfectly safe to those who may be
compelled to obey it.[55]
In this regard, we instruct
RTC-Br. 21, Laoang, Northern Samar, in Crim. Case No. 2477 to call the case
once again taking stock of our pronouncements in the instant case. The trial
court shall order the arrest of accused Virgilio de Guia to restore the status quo
ante prior to his release on recognizance. It shall forthwith hear the
accused and the prosecution solely for the purpose of establishing the mitigating
or aggravating circumstances, as the case may be. The trial court shall then
promulgate judgment paying particular attention to the proper application of
the Indeterminate Sentence Law and the plea of guilty of the accused to
homicide. From thereon, let justice take its proper course.
Faith in the administration of
justice exists only if every party-litigant is assured that the occupants of
the bench are rich in moral fiber and strong in their grasp of legal
principles. Unfortunately, respondent Judge failed to exhibit these qualities
in both his discharge of sworn duties and his manner of defending himself
before this Court in the instant proceedings. The brazen flaunting of our
disciplining authority through the fraudulent imposition of the doctored 10
January 1996 Resolution along with the persistent and deliberate
heedlessness of key precedents and elementary legal precepts is palpable from
his actions. Having been judge for twenty-three (23) years, he should have
appreciated by now that no position in government service exacts greater demand
on honesty and integrity upon the individual than a seat in the judiciary. He
should have taken this lesson to heart if not for the fact of his status as
judge then for the consideration that a previous administrative case had once
been decided against him.
WHEREFORE, the Court finds respondent JUDGE JOSE H. MIJARES,
detailed to RTC-Br. 21, Laoang, Northern Samar, with permanent station at
RTC-Br. 26, San Juan, Southern Leyte, guilty Gross Dishonesty for foisting
upon this Court a fraudulent copy of his 10 January 1996 Resolution, or
otherwise, of Gross Inexcusable Negligence for allowing a draft of his
10 January 1996 Resolution to circulate freely and unhampered, in
violation of the rule of strict confidentiality, and of Gross Ignorance of
the Law, Knowingly Issuing Unjust Orders and Commission of Acts punishable
under Sec. 3, par. (e) of RA 3019, otherwise known as
the Anti-Graft and Corrupt Practices Act, as amended, as a result
of his actions in Crim. Case No. 2477 entitled, “People v. Virgilio de Guia”
for lowering the penalty upon the accused to absurd limits in order that
the latter may avail of, as he was indeed granted, temporary liberty on
recognizance and thereafter probation.
Consequently, JUDGE JOSE H.
MIJARES is ordered DISMISSED from the service effective immediately with
prejudice to re-employment in any branch or instrumentality of the government
including government-owned or controlled corporations, with forfeiture of all
his retirement benefits, except the value of his earned leave credits which he
shall be paid in full. He is further ordered to IMMEDIATELY CEASE AND DESIST
from discharging the functions of the office from which he is removed.
Moreover, RTC-Br. 21, Laoang, Northern Samar, in connection with Crim. Case No.
2477, is directed to ORDER THE ARREST of accused Virgilio de Guia in
order to restore the status quo ante prior to his release on
recognizance. Forthwith the trial court shall CALL A HEARING for the
sole purpose of affording the accused and the prosecution an opportunity to
present evidence proving mitigating or aggravating circumstances as the case
may be. The trial court shall then RE-PROMULGATE JUDGMENT in Crim. Case
No. 2477 paying particular attention to the proper application of the Indeterminate
Sentence Law and the plea of guilty of the accused to homicide. The Administrative
Complaint against respondent Judge for concealment of documents, and
against respondent Flor Serio, OIC Clerk of Court, RTC, Northern Samar, for
concealment of documents and conspiracy to commit the foregoing acts is
DISMISSED for lack of merit.
SO ORDERED.
Bellosillo ( Acting C. J.,),
Puno, Vitug, Mendoza, Panganiban, Quisumbing, Ynares-Santiago, Carpio,
Austria-Martinez, and Corona, JJ., concur.
Davide, Jr., C.J., on official leave.
Sandoval-Gutierrez J., on leave.
[1] Dadap-Malinao
v. Mijares, A.M. No. RTJ-99-1475, 12 December 2001.
[2] Report and Recommendation dated 14 May 2002, P. 4.
[3] TSN, 10 January 2002, p. 30.
[4] Id., p. 41.
[5] TSN, 10 January 2002, pp. 42-45; TSN, 12 December
2001, p. 31; Complaint-Affidavit, pp. 2-3; Rollo, p. 29.
[6] See Note 2.
[7] Exhs. “B” and “3.”
[8] Complaint-Affidavit, p. 2; Rollo, p. 29.
[9] See Note 4.
[10] See Note 7.
[11] Ibid.
[12] Exh. “C.”
[13] Exh. “4.”
[14] Exh. “5.”
[15] Exh. “D.”
[16] Exh “6.”
[17] TSN, 10 January 2002, pp. 61, 66-69.
[18] Order dated 11 January 1996; Exhs. “E,” “F” and
“G.”
[19] TSN, 10 January 2002, pp. 72, 77-78; Exh. “9.”
[20] Annexes “1” and “1-A” of Comment; Exh. “4.”
[21] Annexes “3” and “3-A,” id.; Exh. “6.”
[22] Annex “A” of Reply-Affidavit.
[23] Hearings were conducted on 30 October 2001, 27
November 2001, 12 December 2001, 8 January 2002, and 10 January 2002.
[24] See Note 1.
[25] Ibid.
[26] Tolentino
v. Cabral, A.M. No. RTJ-00-1528, 28 March 2000, 329 SCRA 1.
[27] See People v. De Luna, G.R. No.
77969, 22 June 1989, 174 SCRA 204.
[28] G.R. Nos. 112453-56, 28 June 2001; People vs.
Derilo, G.R. No. 117818, 18 April 1997, 271 SCRA 633; People v. Tampus,
No. L-44690, 28 March 1980, 96 SCRA 624.
[29] The indemnity of P40,000.00 awarded in Crim. Case No.
2477 may be excused as exercise of respondent Judge’s permissible discretion.
[30] People v. Intal, 101 Phil. 306 (1957).
[31] People v. Kayanan, No. L-30355, 31 May 1978,
83 SCRA 437.
[32] Id.; People v. Noble, 77 Phil. 104
(1946).
[33] People v.
Cortes, G.R. No. 137050, 11 July 2001.
[34] Ibid.
[35] Daracan
v. Natividad, A.M. No. RTJ-99-1447, 27 September 2000, 341 SCRA 161.
[36] L.B. Reyes, The Revised Penal Code: Book One (1993),
p. 774.
[37] Arroyo v.
Alcantara, A.M. No. P-01-1518, 14 November 2001.
[38] Sec. 7.
[39] Ibid.
[40] Bala v. Martinez, G.R. No. 67301, 29 January
1990, 181 SCRA 459.
[41] Creer
v. Fabillar, A.M. No. MTJ-99-1218, 14 August 2000, 337 SCRA 632.
[42] Sec. 9 reads in part: “The benefits of this Decree
shall not be extended to those x x x (a) sentenced to serve a maximum term of
imprisonment of more than six years.”
[43] Art. 249, The Revised Penal Code.
[44] Under Art. 64, par. 5, id., “[w]hen there are two or
more mitigating circumstances and no aggravating circumstances are present, the
court shall impose the penalty next lower to that prescribed by law, in the
period that it may deem applicable, according to the number and nature of such
circumstances.”
[45] 211 Phil. 406 (1983).
[46] In 1980, BP 76 amended Sec. 9 of PD 968 by stating
that the benefits of the Decree shall not be extended to those “sentenced to
serve a maximum term of imprisonment of more than six years and one day.”
[47] G.R. No. 76258, 23 May 1988, 161 SCRA 436; see Palo v.
Militante, G.R. No. 76100, 18 April 1990, 184 SCRA 395.
[48] Thus we said: “Subsequently, in 1985 then President
Marcos promulgated PD 1990 which amended BP 76 and returned to the earlier
formulation in PD 968. The latest
decree on the matter excludes from the benefits of the Probation Law any
applicant who has been ‘sentenced to serve a maximum term of imprisonment of
more than six years.’”
[49] G.R. No. 137354, 6 July 2000, 335 SCRA 281; In Re
Joaquin T. Borromeo, A.M. No. 93-7-696-0, 21 February 1995, 241 SCRA 405.
[50] See Note 35.
[51] People v.
Velasco, G.R. No. 127444, 13 September 2000, 340 SCRA 207; People v. Magat, G.R. No. 130026,
31 May 2000, 332 SCRA 517; People v.
Court of Appeals, G.R. No. 128986, 21 June 1999, 308 SCRA 687.
[52] See Note 40.
[53] Belga
v. Buban, A.M. No. RTJ-99-1512, 9 May 2000, 331 SCRA 531; Ng v.
Alfaro, A.M. No. P-93-959, 1 December 1994, 238 SCRA 486.
[54] Agcaoili v. Government Service Insurance
System, No. L-30056, 30 August 1988, 165 SCRA 1, quoting Air Manila, Inc. v.
Court of Industrial Relations, 83 SCRA 579, 589 (1978).
[55] Armamento v. Guerrero, No. L-34228, 21
February 1980, 96 SCRA 178, citations omitted.