THIRD DIVISION
[G.R. No. 144505.
August 6, 2002]
PEOPLE OF THE PHILIPPINES, plaintiff-appellee, vs. ERNESTO
SAN JUAN Y DELA PEÑA, accused-appellant.
D E C I S I O N
PUNO, J.:
It came from the mouth of the
accused San Juan himself that the blood of the victim Cortez is on his hands.
He claims that he killed his prey to defend himself, but the Court is not
persuaded.
On January 17, 1996, an
information was filed against the accused San Juan, viz:
“The undersigned accuses ERNESTO SAN JUAN Y DELA PEÑA alias NESTOR BUWANG of the crime of Murder, committed as follows:
That on or about (the) 13th day of January 1996, in the City of Manila, Philippines, the said accused did then and there willfully, unlawfully and feloniously, with intent to kill and with treachery and evident premeditation, attack, assault and use personal violence upon one BERNARDO CORTEZ Y CEZAR, by then and there stabbing the latter with a bladed weapon once in the body thereby inflicting upon the latter mortal wounds which were the direct and immediate cause of his/her death thereafter.
Contrary to law.”[1]
The accused pleaded not guilty.
Trial ensued.
Valentino Socorro, Chief Barangay
Tanod, took the witness stand. He knew the victim Cortez because the latter
always loitered at the corner of Salvador Street, Paco, Manila, where the barangay
hall was located. At around 2:30 a.m. on January 13, 1996, Socorro was at
the door of the barangay hall. He was then on duty. He saw Cortez
running to the hall and asking for help as he had a stab wound below his left
breast. Socorro also saw the accused running from Salvador Street to Trece de
Agosto Street. He knew the accused and saw him always drinking with the victim
and a group of men on Salvador Street. Socorro and another person known as
Tikoy brought Cortez to the hospital on a pedicab. Tikoy drove while
Socorro and the victim occupied the sidecar.
On the way to the hospital,
Socorro asked Cortez who stabbed him and he answered that it was Ernesto Buwang.
Cortez uttered, “Tulungan ninyo ako at sinaksak ako ni Ernesto Buwang.”[2] According to Socorro,
Cortez’ condition was “fifty-fifty” at the time he said this. It took the group
30 minutes to reach the Philippine General Hospital. The victim was still alive
when they arrived. When the doctors were already attending to Cortez, Socorro
fetched the victim’s parents. The latter immediately went to the hospital. The
following day, Cortez’ parents told Socorro that their son had expired. Socorro
executed a Sworn Statement regarding the stabbing incident. Later, Barangay
Kagawad Cesar Lopez informed Socorro that he apprehended the accused.
Socorro identified the accused
during his testimony. According to him, the accused was called “Ernesto Buwang”
in their neighborhood.[3]
Barangay Chairman Cesar Lopez
testified. On January 13, 1996, at about 1:30 a.m., he was at Leroy Street,
Barangay 679, Zone 74, District 5, Paco, Manila. He was then peeling
squash. All of a sudden, there was a commotion and when he looked around, he
saw a person stab another. He was about eight meters away. The place where the
stabbing took place was well-lighted. The back of the assailant was towards
him. The culprit immediately ran away after stabbing the victim. Being a barangay
official, Lopez approached the victim and recognized him as Cortez. The
latter told him that he was stabbed by Totoy Buwang. Cortez looked like he was
dying. He was weak and very pale. He, along with two barangay tanods, brought
the victim to the Philippine General Hospital, but the victim was already dead
when they arrived there. He and two policemen then looked for the victim’s
assailant. Two to three days after the stabbing incident, between 2:00 a.m. to
3:00 a.m., they found the accused at the corner of Paz and Trece de Agosto
Streets. They apprehended him and brought him to the police headquarters.
Lopez identified the accused in
court. He also said that the accused is the only person known as “Totoy Buwang”
in their barangay. He executed a Sworn Statement regarding the stabbing
incident.[4]
The accused took the witness
stand. On January 13, 1996, he was in his house near the Paco Church. Cortez
went to his house. They talked and later on had a heated exchange of words
regarding the job that he (the accused) gave Cortez. The latter boxed him on
the forehead. When he testified, he showed the court his scarred forehead.
On cross-examination, the accused
added that Cortez also had a fan knife at the time he boxed him. Aside from
boxing him, he claims that Cortez also stabbed him with a fan knife on the left
side of his face.[5]
After one week, the accused
retaliated. In another part of his testimony, he stated that he retaliated on
the same day that Cortez boxed him. He was very angry. He stabbed the victim
Cortez with a knife and hit him on the left side. That same day, he learned
that Cortez died. He then surrendered to his parents and the Manila Police. He
told the police that he killed Cortez in self-defense.
The trial court convicted the
accused San Juan, viz:
“The accused admitted stabbing the victim, but asserted that he did it in retaliation for earlier being boxed on the forehead by the victim. The previous act of the victim in hitting with his fist the forehead of the accused, could not justify the felony committed by the accused, given the fact that at the time the victim was stabbed he was sleeping so, there was no unlawful aggression on his part. Neither could such act of the victim be considered as a mitigating circumstance since the boxing incident did not immediately precede the stabbing incident (Arts. 11 & 13, Revised Penal Code).
WHEREFORE, the accused, Ernesto San Juan, is hereby convicted of the crime of murder and sentenced to suffer the penalty of reclusion perpetua with all the accessory penalties provided by law and to pay the costs.
On the civil liability of the accused, he is ordered to pay the
legal heirs of the victim moral and nominal damages in the sum of P200,000.00
and P100,000.00, respectively, and compensation for the loss of the life of the
victim in the amount of P50,000.00 with interest at the legal rate of 6% per
annum from this date until fully paid.”[6]
The accused appealed the decision
to this Court. But before filing his Brief, he filed a “Motion to Remand Case
to the Court a Quo for Further Reception of Defense Evidence.” The PAO
lawyers handling his case on appeal averred that while studying the case, they
discovered that a Medical Certificate dated October 6, 1997 and prepared by
Senior Inspector and Medical Officer Arthur G. Lorenzo of the Bureau of Jail
Management and Penology was attached to the case records. It stated that
accused San Juan was diagnosed to have “R/O Schizophrenia.” The medical
certificate was not, however, formally offered by the last PAO lawyer who
handled the case in the lower court. Neither was Dr. Lorenzo presented in
court. Invoking substantial justice, the accused’s new PAO lawyers prayed for
the remand of the case to the court a quo for further reception of
evidence of the accused’s insanity at the time of the commission of the crime
as his mental state would exempt him from liability.[7]
The Solicitor General filed an
Opposition to the Motion to Remand, pointing out that the medical certificate,
even if admitted, would only prove the accused’s insanity when he was diagnosed
on October 6, 1997, and not at the time the crime was committed on January 13,
1996. The Solicitor General argues that, in fact, the accused “consciously
admitted in court that he stabbed Bernardo Cortez with a knife on the date in
issue allegedly in retaliation for hitting (punching) him on his forehead. . .
Such admission indicates in clear terms that appellant understood the nature of
his act and the consequences thereof. In short, the act was willfully,
voluntarily and knowingly executed.”[8] Finally, the Solicitor
General avers that the Motion to Remand is procedurally flawed as it aims to
reopen the case, but a motion to reopen a case is proper only after either or
both parties have formally offered and closed their evidence, but before judgment.[9]
The parties then filed their
respective Briefs. The accused makes the following assignment of errors:
“I.
THE TRIAL COURT GRAVELY ERRED IN FINDING ACCUSED-APPELLANT GUILTY BEYOND REASONABLE DOUBT OF THE CRIME OF MURDER DESPITE INSUFFICIENCY OF EVIDENCE FOR THE PROSECUTION.
II.
ASSUMING ARGUENDO, THAT ACCUSED-APPELLANT
IS GUILTY, THE TRIAL COURT ERRED IN AWARDING DAMAGES WHICH ARE NOT ONLY
EXCESSIVE BUT ARE BEREFT OF ANY FACTUAL AND LEGAL BASIS.” [10]
The Solicitor General correctly
points out that even assuming that the October 6, 1997 medical certificate were
admitted in evidence, it would only prove the mental condition of the accused
on that date, and not at the time of the commission of the crime on January 13,
1996, over a year prior to the issuance of the medical certificate. In People v. Madarang,[11] we held that the evidence
of insanity must relate to the time preceding or coetaneous with the commission
of the offense with which he is charged. Although the accused is diagnosed with
schizophrenia a few months after the stabbing incident, the evidence of
insanity after the commission of the offense may be accorded weight only if
there is also proof of abnormal behavior immediately before or simultaneous to
the commission of the crime.[12] The Motion to Remand is
thus denied.
The accused asserts in his first
assignment of error that the prosecution’s evidence to establish that he was
Cortez’ assailant is insufficient. The accused, however, must not forget that
in his testimony, he admitted that he stabbed the victim, but invoked
self-defense. Thus, he cannot now raise the issue of identity which he has
already admitted. When the accused theorized self-defense, he, in effect,
assumed the onus probandi to substantiate the same. It became his
inescapable burden to prove clearly and convincingly the elements of
self-defense provided in Article 11, paragraph 1 of the Revised Penal Code.[13]
The Revised Penal Code provides in
Article 11, par. 1, viz:
“Art. 11. Justifying circumstances. - The following do not incur criminal liability:
1. Anyone who acts in defense of his person or rights, provided that the following circumstances occur:
First. Unlawful aggression;
Second. Reasonable necessity of the means employed to prevent or repel it;
Third. Lack of sufficient provocation on the part of the person defending himself.”
The Code also provides in Article 13, par. 1, viz:
“Art. 13. Mitigating circumstances. - the following are mitigating circumstances:
1. Those mentioned in the preceding chapter, when all the requisites necessary to justify the act or to exempt from criminal liability in the respective cases are not attendant.”
Unlawful aggression is an
indispensable element of self-defense, whether complete or incomplete under
Articles 11 or 13, respectively.[14] Unlawful aggression refers
to an actually materialized attack or at the very least, a clearly imminent
attack.[15] When an unlawful aggression
has ceased to exist, the one making a defense has no right to kill or injure
the former aggressor.[16]
The accused testified, viz:
“Q: Mr. Witness, you are being accused of killing of (sic) one Bernardo Cortez on January 13, 1996. What can you say about this accusation?
A: They hurt me and I hit them back.
x x x x x x x x x
THE COURT:
Q: Who hurt you on your forehead?
A: Bernardo Cortez.
Q: What was used by Bernardo Cortez in (sic) your head?
A: He just boxed me.
Q: Now, Mr. Witness, that happened on that same day, January 13, 1996?
A: Yes, sir.
Q: What time?
A: Noontime, sir.
Q: Prior to that fist blows (sic) by Bernardo Cortez what were you doing, Mr. Witness?
A: I was in my house and he went there.
Q: Where is your house, Mr. Witness?
A: Near the Paco Church.
Q: When the victim went to your house what happened?
A: We talked.
THE COURT:
Q: Then what happened?
A: We have (sic) a heated exchange of words.
Q: What were you arguing about?
A: Concerning our work. The work that I was able to give him.
Q: What happened after that heated argument?
A: He was the first one to hit me. He hit me in (sic) the forehead.
Q: After you were hit by Bernardo Cortez what did you do, Mr. Witness?
A: I went home and I retaliate (sic) when I came back.
Q: How long did it take for you to go back to retaliate?
A: After one week.
Q: On January 13, 1996, you said that the victim went to your house and then boxed you in (sic) the forehead?
A: Yes, sir.
Q: When he boxed you, what did you do?
A: I got hold of the knife and stabbed him.
Q: What part of the body were you able to hit him?
A: (Witness pointing to the left rear side of his body)
Q: What was the position of the victim when you hit him?
A: He was standing facing me.
Q: What happened after you were able to hit him with a knife?
A: I just stayed there at the house.
Q: Did you know what happened to Bernardo Cortez?
A: He died, sir.
Q: When did you come to know that Bernardo Cortez died?
A: That same day.
Q: What did you do, Mr. Witness, after you learned that he died?
A: I surrendered to my parents and also to the Manila Police.
Q: When you brought (sic) to the Manila Police did you tell them that you killed Bernardo Cortez for self-defense?
A: Yes, sir.” [17] (emphasis supplied)
The accused’s testimony is
uncorroborated. But even assuming arguendo that Cortez boxed the
accused, thus committing an unlawful aggression against him, the accused failed
to establish that the aggression had not ceased at the time he stabbed Cortez.
In one part of his testimony, the accused said that Cortez boxed him on January
13, 1996 and he stabbed Cortez on the same day, without indicating the interval
between the boxing and the stabbing. In another part of his testimony, he
stated that it was a week after Cortez boxed him that he retaliated and stabbed
Cortez. In the absence of proof that there was continued unlawful aggression on
the part of Cortez, the accused’s theory of self-defense cannot benefit him
whether as a justifying circumstance or a mitigating circumstance under
Articles 11 or 13 of the Revised Penal Code, respectively.
We come now to the aggravating
circumstances. The trial court found the accused guilty of murder qualified by
treachery and evident premeditation, viz:
“And since the victim was sleeping when the accused repeatedly
stabbed him, thereby making it impossible for him to defend himself, the crime
committed is murder qualified by treachery and premeditation under Article 248
of the Revised Penal Code.”[18]
The trial court was in error in
appreciating the aggravating circumstances of treachery and evident
premeditation. For treachery to be appreciated, the manner of attack must be
proved. Without any particulars on the manner in which the aggression commenced
or how the act which resulted in the victim’s death unfolded, treachery cannot
be appreciated.[19] Circumstances qualifying criminal responsibility
cannot rest on mere conjectures, no matter how reasonable or probable, but must
be based on facts of unquestionable existence.[20] In the case at bar, no
evidence was presented that the victim was sleeping when the accused stabbed
him.
Neither can we appreciate evident
premeditation. The following are the elements of evident premeditation: (1) the
time when the accused decided to commit the crime; (2) an overt act manifestly
indicating that he has clung to his determination; (3) sufficient lapse of time
between decision and execution to allow the accused to reflect upon the
consequences of his act.[21] There is a dearth of
evidence with respect to these elements.
In the absence of any aggravating
circumstance to qualify the killing to murder, we adopt the recommendation of
the Solicitor General to lower the crime to homicide.
Anent the damages, the trial court
was correct in ordering the accused to pay civil indemnity of P50,000.00. We
reduce, however, the grant of moral damages in the amount of P200,000.00 to
P50,000.00 in accordance with prevailing jurisprudence.[22] With respect to nominal
damages, we cannot sustain the Solicitor General’s prayer for the deletion of
the award of nominal damages on the ground that “x x x the trial court had
already awarded civil indemnity and moral damages in the amount of P50,000.00,
and P200,000.00, respectively.”[23] Nominal damages are awarded
so that a right which has been violated may be recognized or vindicated, and
not for the purpose of indemnification. The award of civil indemnity and moral
damages do not preclude the recovery of nominal damages. We, however, reduce
the amount of nominal damages from P100,000.00 to P10,000.00.[24]
IN VIEW WHEREOF, the impugned decision is MODIFIED. The
accused-appellant is found guilty of Homicide and sentenced to suffer the
indeterminate sentence of six (6) years, eight (8) months and ten (10) days of prision
mayor minimum as minimum, to fourteen (14) years, ten (10) months and
twenty (20) days of reclusion temporal medium as maximum,[25] and to pay the heirs of the
victim P50,000.00 as civil indemnity, P50,000.00 as moral damages, and P
10,000.00 as nominal damages. No costs.
SO ORDERED.
Panganiban, Sandoval-Gutierrez, and Carpio, JJ., concur.
[1] Original Records, p. 1.
[2] TSN, Valentino Socorro, July 29, 1998, p. 2.
[3] Id., pp. 2-7.
[4] TSN, Cesar Lopez, October 21, 1999, pp. 2-5.
[5] TSN, Ernesto San Juan, February 4, 2000, pp. 2-5;
April 14, 2000, pp. 2-4.
[6] Rollo, p. 14; Decision, p. 2.
[7] Id., pp. 25-27.
[8] Id., pp. 1-2.
[9] Id., p. 52.
[10] Rollo, p. 35.
[11] 332 SCRA 99 (2000).
[12] Ibid.
[13] People v.
Borreros, 306 SCRA 680 (1999).
[14] People v.
Antonio, 303 SCRA 414 (1999).
[15] People v.
Borreros, 306 SCRA 680 (1999).
[16] People v.
Bitoon, 309 SCRA 209 (1999).
[17] TSN, Ernesto San Juan, February 4, 2000, pp. 3-5.
[18] Rollo, p. 14; Decision, p. 2.
[19] People v.
Rios, 333 SCRA 823 (2000), citing People v. Nalangan, 336 Phil. 970,
975 (1997).
[20] People v.
Cantonjos, G.R. No. 136748, November 21, 2001.
[21] People v.
Tan, et al., G.R. No. 116200-02, June 21, 2001, citing People v. Jose, G.R. No. 130666,
January 31, 2000.
[22] People v.
Panado, et al., 348 SCRA 679 (2000).
[23] Rollo, pp. 100-101.
[24] People v.
Carillo, 333 SCRA 338 (2000).
[25] People v.
Anacan, G.R. No. 144318, April 3, 2002.