EN BANC
[G.R. No. 149036.
April 2, 2002]
MA. J. ANGELINA G. MATIBAG, petitioner, vs. ALFREDO L. BENIPAYO, RESURRECCION Z. BORRA, FLORENTINO A. TUASON, JR., VELMA J. CINCO, and GIDEON C. DE GUZMAN in his capacity as Officer-In-Charge, Finance Services Department of the Commission on Elections, respondents.
D E C I S I O N
CARPIO,
J.:
The Case
Before us is an original
Petition for Prohibition with prayer for the issuance of a writ of preliminary
injunction and a temporary restraining order under Rule 65 of the 1997 Rules of
Civil Procedure. Petitioner Ma. J.
Angelina G. Matibag (“Petitioner” for brevity) questions the constitutionality
of the appointment and the right to hold office of the following: (1) Alfredo L. Benipayo (“Benipayo” for
brevity) as Chairman of the Commission on Elections (“COMELEC” for brevity);
and (2) Resurreccion Z. Borra (“Borra” for brevity) and Florentino A. Tuason,
Jr. (“Tuason” for brevity) as COMELEC Commissioners. Petitioner also questions the legality of the appointment of Velma
J. Cinco[1] (“Cinco” for brevity) as Director IV of the
COMELEC’s Education and Information Department (“EID” for brevity).
The Facts
On February 2, 1999, the
COMELEC en banc appointed petitioner as “Acting Director IV” of the
EID. On February 15, 2000, then
Chairperson Harriet O. Demetriou renewed the appointment of petitioner as
Director IV of EID in a “Temporary” capacity.
On February 15, 2001, Commissioner Rufino S.B. Javier renewed again the
appointment of petitioner to the same position in a “Temporary” capacity.[2]
On March 22, 2001,
President Gloria Macapagal Arroyo appointed, ad interim, Benipayo as
COMELEC Chairman,[3] and Borra[4] and Tuason[5] as COMELEC Commissioners, each for a term of
seven years and all expiring on February 2, 2008. Benipayo took his oath of office and assumed the position of
COMELEC Chairman. Borra and Tuason
likewise took their oaths of office and assumed their positions as COMELEC
Commissioners. The Office of the
President submitted to the Commission on Appointments on May 22, 2001 the ad
interim appointments of Benipayo, Borra and Tuason for confirmation.[6] However, the Commission on Appointments did
not act on said appointments.
On June 1, 2001,
President Arroyo renewed the ad interim appointments of Benipayo, Borra
and Tuason to the same positions and for the same term of seven years, expiring
on February 2, 2008.[7] They took their oaths of office for a second
time. The Office of the President
transmitted on June 5, 2001 their appointments to the Commission on
Appointments for confirmation.[8]
Congress adjourned before
the Commission on Appointments could act on their appointments. Thus, on June 8, 2001, President Macapagal
Arroyo renewed again the ad interim appointments of Benipayo, Borra and
Tuason to the same positions.[9] The Office of the President submitted their
appointments for confirmation to the Commission on Appointments.[10] They took their oaths of office anew.
In his capacity as
COMELEC Chairman, Benipayo issued a Memorandum dated April 11, 2001[11] addressed to petitioner as Director IV of
the EID and to Cinco as Director III also of the EID, designating Cinco
Officer-in-Charge of the EID and reassigning petitioner to the Law
Department. COMELEC EID
Commissioner-in-Charge Mehol K. Sadain objected to petitioner’s reassignment in
a Memorandum dated April 14, 2001[12] addressed to the COMELEC en
banc. Specifically,
Commissioner Sadain questioned Benipayo’s failure to consult the
Commissioner-in-Charge of the EID in the reassignment of petitioner.
On April 16, 2001,
petitioner requested Benipayo to reconsider her relief as Director IV of the
EID and her reassignment to the Law Department.[13] Petitioner cited Civil Service Commission
Memorandum Circular No. 7 dated April 10, 2001, reminding heads of government
offices that “transfer and detail of employees are prohibited during the
election period beginning January 2 until June 13, 2001.” Benipayo denied her
request for reconsideration on April 18, 2001,[14] citing COMELEC Resolution No. 3300 dated
November 6, 2000, which states in part:
“NOW, THEREFORE, the Commission on Elections by virtue of the powers conferred upon it by the Constitution, the Omnibus Election Code and other election laws, as an exception to the foregoing prohibitions, has RESOLVED, as it is hereby RESOLVED, to appoint, hire new employees or fill new positions and transfer or reassign its personnel, when necessary in the effective performance of its mandated functions during the prohibited period, provided that the changes in the assignment of its field personnel within the thirty-day period before election day shall be effected after due notice and hearing.”
Petitioner appealed the
denial of her request for reconsideration to the COMELEC en banc in a
Memorandum dated April 23, 2001.[15] Petitioner also filed an administrative and
criminal complaint[16] with the Law Department[17] against Benipayo, alleging that her
reassignment violated Section 261 (h) of the Omnibus Election Code, COMELEC
Resolution No. 3258, Civil Service Memorandum Circular No. 07, s. 001, and
other pertinent administrative and civil service laws, rules and regulations.
During the pendency of
her complaint before the Law Department, petitioner filed the instant petition
questioning the appointment and the right to remain in office of Benipayo,
Borra and Tuason, as Chairman and Commissioners of the COMELEC,
respectively. Petitioner claims that
the ad interim appointments of
Benipayo, Borra and Tuason violate the constitutional provisions on the
independence of the COMELEC, as well as on the prohibitions on temporary
appointments and reappointments of its Chairman and members. Petitioner also assails as illegal her
removal as Director IV of the EID and her reassignment to the Law Department. Simultaneously, petitioner challenges the
designation of Cinco as Officer-in-Charge of the EID. Petitioner, moreover, questions the legality of the
disbursements made by COMELEC Finance Services Department Officer-in-Charge
Gideon C. De Guzman to Benipayo, Borra and Tuason by way of salaries and other
emoluments.
In the meantime, on
September 6, 2001, President Macapagal Arroyo renewed once again the ad
interim appointments of Benipayo as COMELEC Chairman and Borra and Tuason
as Commissioners, respectively, for a term of seven years expiring on February
2, 2008.[18] They all took their oaths of office anew.
The Issues
The issues for resolution
of this Court are as follows:
1. Whether or not the instant petition satisfies all the requirements before this Court may exercise its power of judicial review in constitutional cases;
2. Whether or not the assumption of office by Benipayo, Borra and Tuason on the basis of the ad interim appointments issued by the President amounts to a temporary appointment prohibited by Section 1 (2), Article IX-C of the Constitution;
3. Assuming that the first ad interim appointments and the first assumption of office by Benipayo, Borra and Tuason are legal, whether or not the renewal of their ad interim appointments and subsequent assumption of office to the same positions violate the prohibition on reappointment under Section 1 (2), Article IX-C of the Constitution;
4. Whether or not Benipayo’s removal of petitioner from her position as Director IV of the EID and her reassignment to the Law Department is illegal and without authority, having been done without the approval of the COMELEC as a collegial body;
5. Whether or not the Officer-in-Charge of the COMELEC’s Finance Services Department, in continuing to make disbursements in favor of Benipayo, Borra, Tuason and Cinco, is acting in excess of jurisdiction.
First
Issue: Propriety of Judicial Review
Respondents assert that
the petition fails to satisfy all the four requisites before this Court may
exercise its power of judicial review in constitutional cases. Out of respect for the acts of the
Executive department, which is co-equal with this Court, respondents urge this
Court to refrain from reviewing the constitutionality of the ad interim
appointments issued by the President to Benipayo, Borra and Tuason unless all
the four requisites are present. These
are: (1) the existence of an actual and appropriate controversy; (2) a personal
and substantial interest of the party raising the constitutional issue; (3) the
exercise of the judicial review is pleaded at the earliest opportunity; and (4)
the constitutional issue is the lis mota of the case.[19]
Respondents argue that
the second, third and fourth requisites are absent in this case. Respondents maintain that petitioner does
not have a personal and substantial interest in the case because she has not
sustained a direct injury as a result of the ad interim appointments of
Benipayo, Borra and Tuason and their assumption of office. Respondents point out that petitioner does
not claim to be lawfully entitled to any of the positions assumed by Benipayo,
Borra or Tuason. Neither does
petitioner claim to be directly injured by the appointments of these three
respondents.
Respondents also contend
that petitioner failed to question the constitutionality of the ad interim
appointments at the earliest opportunity.
Petitioner filed the petition only on August 3, 2001 despite the fact
that the ad interim appointments of Benipayo, Borra and Tuason were
issued as early as March 22, 2001.
Moreover, the petition was filed after the third time that these three
respondents were issued ad interim appointments.
Respondents insist that
the real issue in this case is the legality of petitioner’s reassignment from
the EID to the Law Department.
Consequently, the constitutionality of the ad interim
appointments is not the lis mota of this case.
We are not persuaded.
Benipayo reassigned
petitioner from the EID, where she was Acting Director, to the Law Department,
where she was placed on detail service.[20] Respondents claim that the reassignment was “pursuant to x x
x Benipayo’s authority as Chairman of the Commission on Elections, and as the
Commission’s Chief Executive Officer.”[21] Evidently, respondents anchor the legality
of petitioner’s reassignment on Benipayo’s authority as Chairman of the
COMELEC. The real issue then turns on
whether or not Benipayo is the lawful Chairman of the COMELEC. Even if petitioner is only an Acting
Director of the EID, her reassignment is without legal basis if Benipayo is not
the lawful COMELEC Chairman, an office created by the Constitution.
On the other hand, if
Benipayo is the lawful COMELEC Chairman because he assumed office in accordance
with the Constitution, then petitioner’s reassignment is legal and she has no
cause to complain provided the reassignment is in accordance with the Civil
Service Law. Clearly, petitioner has a
personal and material stake in the resolution of the constitutionality of
Benipayo’s assumption of office.
Petitioner’s personal and substantial injury, if Benipayo is not the
lawful COMELEC Chairman, clothes her with the requisite locus standi to
raise the constitutional issue in this petition.
Respondents harp on
petitioner’s belated act of questioning the constitutionality of the ad
interim appointments of Benipayo, Borra and Tuason. Petitioner filed the instant petition only
on August 3, 2001, when the first ad interim appointments were issued as
early as March 22, 2001. However, it is not the date of filing of the petition
that determines whether the constitutional issue was raised at the earliest
opportunity. The earliest opportunity to raise a constitutional issue is to
raise it in the pleadings before a competent court that can resolve the same,
such that, “if it is not raised in the pleadings, it cannot be considered at
the trial, and, if not considered at the trial, it cannot be considered on
appeal.”[22] Petitioner questioned the constitutionality
of the ad interim appointments of Benipayo, Borra and Tuason when she
filed her petition before this Court, which is the earliest opportunity for
pleading the constitutional issue before a competent body. Furthermore, this Court may determine, in
the exercise of sound discretion, the time when a constitutional issue may be
passed upon.[23] There is no doubt petitioner raised the
constitutional issue on time.
Moreover, the legality of
petitioner’s reassignment hinges on the constitutionality of Benipayo’s ad
interim appointment and assumption of office. Unless the constitutionality of Benipayo’s ad interim
appointment and assumption of office is resolved, the legality of petitioner’s
reassignment from the EID to the Law Department cannot be determined. Clearly, the lis mota of this case is
the very constitutional issue raised by petitioner.
In any event, the issue
raised by petitioner is of paramount importance to the public. The legality of the directives and decisions
made by the COMELEC in the conduct of the May 14, 2001 national elections may
be put in doubt if the constitutional issue raised by petitioner is left unresolved. In keeping with this Court’s duty to
determine whether other agencies of government have remained within the limits
of the Constitution and have not abused the discretion given them, this Court
may even brush aside technicalities of procedure and resolve any constitutional
issue raised.[24] Here the petitioner has complied with all
the requisite technicalities. Moreover, public interest requires the resolution
of the constitutional issue raised by petitioner.
Second
Issue: The Nature of an Ad Interim
Appointment
Petitioner argues that an
ad interim appointment to the COMELEC is a temporary appointment that is
prohibited by Section 1 (2), Article IX-C of the Constitution, which provides
as follows:
“The Chairman and the Commissioners shall be appointed by the President with the consent of the Commission on Appointments for a term of seven years without reappointment. Of those first appointed, three Members shall hold office for seven years, two Members for five years, and the last Members for three years, without reappointment. Appointment to any vacancy shall be only for the unexpired term of the predecessor. In no case shall any Member be appointed or designated in a temporary or acting capacity.” (Emphasis supplied)
Petitioner
posits the view that an ad interim appointment can be withdrawn or
revoked by the President at her pleasure, and can even be disapproved or simply
by-passed by the Commission on Appointments.
For this reason, petitioner claims that an ad interim appointment
is temporary in character and consequently prohibited by the last sentence of
Section 1 (2), Article IX-C of the Constitution.
Based on petitioner’s
theory, there can be no ad interim appointment to the COMELEC or to the
other two constitutional commissions, namely the Civil Service Commission and
the Commission on Audit. The last
sentence of Section 1 (2), Article IX-C of the Constitution is also found in
Article IX-B and Article IX-D providing for the creation of the Civil Service
Commission and the Commission on Audit, respectively. Petitioner interprets the last sentence of Section 1 (2) of
Article IX-C to mean that the ad interim appointee cannot assume office
until his appointment is confirmed by the Commission on Appointments for only
then does his appointment become permanent and no longer temporary in character.
The rationale behind
petitioner’s theory is that only an appointee who is confirmed by the
Commission on Appointments can guarantee the independence of the COMELEC. A
confirmed appointee is beyond the influence of the President or members of the
Commission on Appointments since his appointment can no longer be recalled or
disapproved. Prior to his confirmation, the appointee is at the mercy of both
the appointing and confirming powers since his appointment can be terminated at
any time for any cause. In the words of
petitioner, a Sword of Damocles hangs over the head of every appointee whose
confirmation is pending with the Commission on Appointments.
We find petitioner’s
argument without merit.
An ad interim
appointment is a permanent appointment because it takes effect immediately and
can no longer be withdrawn by the President once the appointee has qualified
into office. The fact that it is subject to confirmation by the Commission on
Appointments does not alter its permanent character. The Constitution itself makes an ad interim appointment
permanent in character by making it effective until disapproved by the
Commission on Appointments or until the next adjournment of Congress. The second paragraph of Section 16, Article
VII of the Constitution provides as follows:
“The President shall have the power to make appointments during the recess of the Congress, whether voluntary or compulsory, but such appointments shall be effective only until disapproval by the Commission on Appointments or until the next adjournment of the Congress.” (Emphasis supplied)
Thus,
the ad interim appointment remains effective until such
disapproval or next adjournment, signifying that it can no longer be withdrawn
or revoked by the President. The fear
that the President can withdraw or revoke at any time and for any reason an ad
interim appointment is utterly without basis.
More than half a century
ago, this Court had already ruled that an ad interim appointment is
permanent in character. In Summers
vs. Ozaeta,[25] decided on October 25, 1948, we held that:
“x x x an ad interim appointment is one made in pursuance of paragraph (4), Section 10, Article VII of the Constitution, which provides that the ‘President shall have the power to make appointments during the recess of the Congress, but such appointments shall be effective only until disapproval by the Commission on Appointments or until the next adjournment of the Congress.’ It is an appointment permanent in nature, and the circumstance that it is subject to confirmation by the Commission on Appointments does not alter its permanent character. An ad interim appointment is disapproved certainly for a reason other than that its provisional period has expired. Said appointment is of course distinguishable from an ‘acting’ appointment which is merely temporary, good until another permanent appointment is issued.” (Emphasis supplied)
The Constitution imposes
no condition on the effectivity of an ad interim appointment, and thus
an ad interim appointment takes effect immediately. The appointee can at once assume office and
exercise, as a de jure officer, all the powers pertaining to the
office. In Pacete vs. Secretary of
the Commission on Appointments,[26] this Court elaborated on the nature of an ad interim appointment
as follows:
“A distinction is thus made between the exercise of such presidential prerogative requiring confirmation by the Commission on Appointments when Congress is in session and when it is in recess. In the former, the President nominates, and only upon the consent of the Commission on Appointments may the person thus named assume office. It is not so with reference to ad interim appointments. It takes effect at once. The individual chosen may thus qualify and perform his function without loss of time. His title to such office is complete. In the language of the Constitution, the appointment is effective ‘until disapproval by the Commission on Appointments or until the next adjournment of the Congress.’”
Petitioner cites Black’s
Law Dictionary which defines the term “ad interim” to mean “in the
meantime” or “for the time being.”
Hence, petitioner argues that an ad interim appointment is
undoubtedly temporary in character. This argument is not new and was answered
by this Court in Pamantasan ng Lungsod ng Maynila vs. Intermediate
Appellate Court,[27] where we explained that:
“x x x From the arguments, it is easy to see why the petitioner should experience difficulty in understanding the situation. Private respondent had been extended several ‘ad interim’ appointments which petitioner mistakenly understands as appointments temporary in nature. Perhaps, it is the literal translation of the word ‘ad interim’ which creates such belief. The term is defined by Black to mean “in the meantime” or “for the time being”. Thus, an officer ad interim is one appointed to fill a vacancy, or to discharge the duties of the office during the absence or temporary incapacity of its regular incumbent (Black’s Law Dictionary, Revised Fourth Edition, 1978). But such is not the meaning nor the use intended in the context of Philippine law. In referring to Dr. Esteban’s appointments, the term is not descriptive of the nature of the appointments given to him. Rather, it is used to denote the manner in which said appointments were made, that is, done by the President of the Pamantasan in the meantime, while the Board of Regents, which is originally vested by the University Charter with the power of appointment, is unable to act. x x x.” (Emphasis supplied)
Thus, the term “ad
interim appointment”, as used in letters of appointment signed by the
President, means a permanent appointment made by the President in the
meantime that Congress is in recess.
It does not mean a temporary appointment that can be withdrawn or
revoked at any time. The term,
although not found in the text of the Constitution, has acquired a definite
legal meaning under Philippine jurisprudence.
The Court had again occasion to explain the nature of an ad interim appointment
in the more recent case of Marohombsar vs. Court of Appeals,[28] where the Court stated:
“We have already mentioned that an ad interim appointment is not descriptive of the nature of the appointment, that is, it is not indicative of whether the appointment is temporary or in an acting capacity, rather it denotes the manner in which the appointment was made. In the instant case, the appointment extended to private respondent by then MSU President Alonto, Jr. was issued without condition nor limitation as to tenure. The permanent status of private respondent’s appointment as Executive Assistant II was recognized and attested to by the Civil Service Commission Regional Office No. 12. Petitioner’s submission that private respondent’s ad interim appointment is synonymous with a temporary appointment which could be validly terminated at any time is clearly untenable. Ad interim appointments are permanent but their terms are only until the Board disapproves them.” (Emphasis supplied)
An ad interim
appointee who has qualified and assumed office becomes at that moment a
government employee and therefore part of the civil service. He enjoys the constitutional protection that
”[n]o officer or employee in the civil service shall be removed or suspended
except for cause provided by law.”[29] Thus, an ad interim appointment becomes
complete and irrevocable once
the appointee has qualified into office.
The withdrawal or revocation of an ad interim appointment is
possible only if it is communicated to the appointee before the moment he
qualifies, and any withdrawal or revocation thereafter is tantamount to removal
from office.[30] Once an appointee has qualified, he acquires
a legal right to the office which is protected not only by statute but also by
the Constitution. He can only be
removed for cause, after notice and hearing, consistent with the requirements
of due process.
An ad interim
appointment can be terminated for two causes specified in the Constitution. The
first cause is the disapproval of his ad interim appointment by the
Commission on Appointments. The second
cause is the adjournment of Congress without the Commission on Appointments
acting on his appointment. These two causes are resolutory conditions expressly
imposed by the Constitution on all ad interim appointments. These resolutory conditions constitute, in
effect, a Sword of Damocles over the heads of ad interim appointees. No one, however, can complain because it is
the Constitution itself that places the Sword of Damocles over the heads of the
ad interim appointees.
While an ad interim
appointment is permanent and irrevocable except as provided by law, an
appointment or designation in a temporary or acting capacity can be withdrawn
or revoked at the pleasure of the appointing power.[31] A temporary or acting appointee does not
enjoy any security of tenure, no matter how briefly. This is the kind of appointment that the Constitution prohibits
the President from making to the three independent constitutional commissions,
including the COMELEC. Thus, in Brillantes
vs. Yorac,[32] this Court struck down as
unconstitutional the designation
by then President Corazon Aquino of Associate
Commissioner Haydee Yorac as Acting Chairperson of the COMELEC. This Court ruled that:
“A designation as Acting Chairman is by its very terms essentially temporary and therefore revocable at will. No cause need be established to justify its revocation. Assuming its validity, the designation of the respondent as Acting Chairman of the Commission on Elections may be withdrawn by the President of the Philippines at any time and for whatever reason she sees fit. It is doubtful if the respondent, having accepted such designation, will not be estopped from challenging its withdrawal.
x x x
The Constitution provides for many safeguards to the independence of the Commission on Elections, foremost among which is the security of tenure of its members. That guarantee is not available to the respondent as Acting Chairman of the Commission on Elections by designation of the President of the Philippines.”
Earlier, in Nacionalista
Party vs. Bautista,[33] a case decided under the 1935 Constitution,
which did not have a provision prohibiting temporary or acting appointments to
the COMELEC, this Court nevertheless declared unconstitutional the designation
of the Solicitor General as acting member of the COMELEC. This Court ruled that the designation of an
acting Commissioner would undermine the independence of the COMELEC and hence
violate the Constitution. We declared
then: “It would be more in keeping with the intent, purpose and aim of the
framers of the Constitution to appoint a permanent Commissioner
than to designate one to act temporarily.” (Emphasis supplied)
In the instant case, the
President did in fact appoint permanent Commissioners to fill the vacancies in
the COMELEC, subject only to confirmation by the Commission on
Appointments. Benipayo, Borra and
Tuason were extended permanent appointments during the recess of Congress. They were not appointed or designated in a
temporary or acting capacity, unlike Commissioner Haydee Yorac in Brillantes
vs. Yorac[34] and Solicitor General Felix Bautista in Nacionalista Party vs.
Bautista.[35] The ad interim appointments of
Benipayo, Borra and Tuason are expressly allowed by the Constitution which
authorizes the President, during the recess of Congress, to make appointments
that take effect immediately.
While the Constitution
mandates that the COMELEC “shall be independent”[36], this provision should be harmonized with
the President’s power to extend ad interim appointments. To hold that
the independence of the COMELEC requires the Commission on Appointments to
first confirm ad interim appointees before the appointees can assume
office will negate the President’s power to make ad interim
appointments. This is contrary to the
rule on statutory construction to give meaning and effect to every provision of
the law. It will also run counter to
the clear intent of the framers of the Constitution.
The original draft of
Section 16, Article VII of the Constitution - on the nomination of officers
subject to confirmation by the Commission on Appointments - did not provide for
ad interim appointments. The
original intention of the framers of the Constitution was to do away with ad
interim appointments because the plan was for Congress to remain in session
throughout the year except for a brief 30-day compulsory recess. However, because of the need to avoid
disruptions in essential government services, the framers of the Constitution
thought it wise to reinstate the provisions of the 1935 Constitution on ad
interim appointments. The
following discussion during the deliberations of the Constitutional Commission
elucidates this:
“FR. BERNAS: X x x our compulsory recess now is only 30 days. So under such circumstances, is it necessary to provide for ad interim appointments? Perhaps there should be a little discussion on that.
x x x
MS. AQUINO: My concern is that unless this problem is addressed, this might present problems in terms of anticipating interruption of government business, considering that we are not certain of the length of involuntary recess or adjournment of the Congress. We are certain, however, of the involuntary adjournment of the Congress which is 30 days, but we cannot leave to conjecture the matter of involuntary recess.
FR. BERNAS: That is correct, but we are trying to look for a formula. I wonder if the Commissioner has a formula x x x.
x
x x
MR. BENGZON: Madam President, apropos of the matter raised by Commissioner Aquino and after conferring with the Committee, Commissioner Aquino and I propose the following amendment as the last paragraph of Section 16, the wordings of which are in the 1935 Constitution: THE PRESIDENT SHALL HAVE THE POWER TO MAKE APPOINTMENTS DURING THE RECESS OF CONGRESS WHETHER IT BE VOLUNTARY OR COMPULSORY BUT SUCH APPOINTMENTS SHALL BE EFFECTIVE ONLY UNTIL DISAPPROVAL BY THE COMMISSION ON APPOINTMENTS OR UNTIL THE NEXT ADJOURNMENT OF THE CONGRESS.
This is otherwise called the ad interim appointments.
x x x
THE PRESIDENT: Is there any
objection to the proposed amendment of Commissioners Aquino and Bengzon, adding
a paragraph to the last paragraph of Section 16? (Silence) The Chair hears none; the amendment is
approved.”[37] (Emphasis
supplied)
Clearly, the
reinstatement in the present Constitution of the ad interim appointing
power of the President was for the purpose of avoiding interruptions in vital
government services that otherwise would result from prolonged vacancies in
government offices, including the three constitutional commissions. In his concurring opinion in Guevara vs.
Inocentes,[38] decided under the 1935 Constitution, Justice
Roberto Concepcion, Jr. explained the rationale behind ad interim
appointments in this manner:
“Now, why is the lifetime of ad interim appointments so limited? Because, if they expired before the session of Congress, the evil sought to be avoided – interruption in the discharge of essential functions – may take place. Because the same evil would result if the appointments ceased to be effective during the session of Congress and before its adjournment. Upon the other hand, once Congress has adjourned, the evil aforementioned may easily be conjured by the issuance of other ad interim appointments or reappointments.” (Emphasis supplied)
Indeed, the timely
application of the last sentence of Section 16, Article VII of the Constitution
barely avoided the interruption of essential government services in the May
2001 national elections. Following the
decision of this Court in Gaminde vs. Commission on Appointments,[39] promulgated on December 13, 2000, the terms
of office of constitutional officers first appointed under the Constitution
would have to be counted starting February 2, 1987, the date of ratification of
the Constitution, regardless of the date of their actual appointment. By this reckoning, the terms of office of
three Commissioners of the COMELEC, including the Chairman, would end on
February 2, 2001.[40]
Then COMELEC Chairperson
Harriet O. Demetriou was appointed only on January 11, 2000 to serve, pursuant
to her appointment papers, until February 15, 2002,[41] the original expiry date of the term of her
predecessor, Justice Bernardo P. Pardo, who was elevated to this Court. The original expiry date of the term of
Commissioner Teresita Dy-Liacco Flores was also February 15, 2002, while that
of Commissioner Julio F. Desamito was November 3, 2001.[42] The original expiry dates of the terms of
office of Chairperson Demetriou and Commissioners Flores and Desamito were
therefore supposed to fall after the May 2001 elections.
Suddenly and unexpectedly, because of the Gaminde ruling, there
were three vacancies in the seven-person COMELEC, with national elections
looming less than three and one-half months away. To their credit, Chairperson
Demetriou and Commissioner Flores vacated their offices on February 2, 2001 and
did not question any more before this Court the applicability of the Gaminde
ruling to their own situation.
In a Manifestation[43] dated December 28, 2000 filed with this
Court in the Gaminde case, Chairperson Demetriou stated that she was
vacating her office on February 2, 2001, as she believed any delay in choosing
her successor might create a “constitutional crisis” in view of the proximity
of the May 2001 national elections.
Commissioner Desamito chose to file a petition for intervention[44] in the Gaminde case but this Court
denied the intervention. Thus, Commissioner Desamito also vacated his office on
February 2, 2001.
During an election year,
Congress normally goes on voluntary recess between February and June
considering that many of the members of the House of Representatives and the
Senate run for re-election. In 2001,
the Eleventh Congress adjourned from January 9, 2001 to June 3, 2001.[45] Concededly, there was no more time for
Benipayo, Borra and Tuason, who were originally extended ad interim
appointments only on March 22, 2001, to be confirmed by the Commission on
Appointments before the May 14, 2001 elections.
If Benipayo, Borra and
Tuason were not extended ad interim appointments to fill up the three
vacancies in the COMELEC, there would only have been one division functioning
in the COMELEC instead of two during the May 2001 elections. Considering that
the Constitution requires that “all x x x election cases shall be heard and
decided in division”,[46] the remaining one division would have been
swamped with election cases. Moreover,
since under the Constitution motions for reconsideration “shall be decided by
the Commission en banc”, the mere absence of one of the four remaining
members would have prevented a quorum, a less than ideal situation considering
that the Commissioners are expected to travel around the country before, during
and after the elections. There was a
great probability that disruptions in the conduct of the May 2001 elections
could occur because of the three vacancies in the COMELEC. The successful
conduct of the May 2001 national elections, right after the tumultuous EDSA II
and EDSA III events, was certainly essential in safeguarding and strengthening
our democracy.
Evidently, the exercise
by the President in the instant case of her constitutional power to make ad
interim appointments prevented the occurrence of the very evil sought to be
avoided by the second paragraph of Section 16, Article VII of the
Constitution. This power to make ad
interim appointments is lodged in the President to be exercised by her in
her sound judgment. Under the second
paragraph of Section 16, Article VII of the Constitution, the President can
choose either of two modes in appointing officials who are subject to confirmation
by the Commission on Appointments.
First, while Congress is in session, the President may nominate the
prospective appointee, and pending consent of the Commission on Appointments,
the nominee cannot qualify and assume office.
Second, during the recess of Congress, the President may extend an ad
interim appointment which allows the appointee to immediately qualify and
assume office.
Whether the President
chooses to nominate the prospective appointee or extend an ad interim
appointment is a matter within the prerogative of the President because the
Constitution grants her that power. This Court cannot inquire into the
propriety of the choice made by the President in the exercise of her
constitutional power, absent grave abuse of discretion amounting to lack or
excess of jurisdiction on her part, which has not been shown in the instant
case.
The issuance by
Presidents of ad interim appointments to the COMELEC is a long-standing
practice. Former President Corazon
Aquino issued an ad interim appointment to Commissioner Alfredo
E. Abueg.[47] Former President Fidel V. Ramos extended ad
interim appointments to Commissioners Julio F. Desamito, Japal M. Guiani,
Graduacion A. Reyes-Claravall and Manolo F. Gorospe.[48] Former President Joseph Estrada also
extended ad interim appointments to Commissioners Abdul Gani M.
Marohombsar, Luzviminda Tancangco, Mehol K. Sadain and Ralph C. Lantion.[49]
The President’s power to
extend ad interim appointments may indeed briefly put the appointee at
the mercy of both the appointing and confirming powers. This situation, however, is only for a
short period - from the time of issuance of the ad interim appointment
until the Commission on Appointments gives or withholds its consent. The Constitution itself sanctions this
situation, as a trade-off against the evil of disruptions in vital government
services. This is also part of the
check-and-balance under the separation of powers, as a trade-off against the
evil of granting the President absolute and sole power to appoint. The Constitution has wisely subjected the
President’s appointing power to the checking power of the legislature.
This situation, however,
does not compromise the independence of the COMELEC as a constitutional body.
The vacancies in the COMELEC are precisely staggered to insure that the
majority of its members hold confirmed appointments, and not one President will
appoint all the COMELEC members.[50] In the instant case, the Commission on
Appointments had long confirmed four[51] of the incumbent COMELEC members, comprising
a majority, who could now be removed from office only by impeachment. The special constitutional safeguards that
insure the independence of the COMELEC remain in place.[52] The COMELEC enjoys fiscal autonomy, appoints
its own officials and employees, and promulgates its own rules on pleadings and
practice. Moreover, the salaries of
COMELEC members cannot be decreased during their tenure.
In fine, we rule that the
ad interim appointments extended by the President to Benipayo, Borra and
Tuason, as COMELEC Chairman and Commissioners, respectively, do not constitute
temporary or acting appointments prohibited by Section 1 (2), Article IX-C of
the Constitution.
Third
Issue: The Constitutionality of
Renewals of Appointments
Petitioner also agues
that assuming the first ad interim appointments and the first assumption
of office by Benipayo, Borra and Tuason are constitutional, the renewal of the
their ad interim appointments and their subsequent assumption of office
to the same positions violate the prohibition on reappointment under Section 1
(2), Article IX-C of the Constitution, which provides as follows:
“The Chairman and the Commissioners shall be appointed by the President with the consent of the Commission on Appointments for a term of seven years without reappointment. Of those first appointed, three Members shall hold office for seven years, two Members for five years, and the last members for three years, without reappointment. X x x.” (Emphasis supplied)
Petitioner
theorizes that once an ad interim appointee is by-passed by the
Commission on Appointments, his ad interim appointment can no longer be
renewed because this will violate Section 1 (2), Article IX-C of the
Constitution which prohibits reappointments.
Petitioner asserts that this is particularly true to permanent
appointees who have assumed office, which is the situation of Benipayo, Borra
and Tuason if their ad interim appointments are deemed permanent in
character.
There is no dispute that
an ad interim appointee disapproved by the Commission on Appointments
can no longer be extended a new appointment.
The disapproval is a final decision of the Commission on Appointments in
the exercise of its checking power on the appointing authority of the
President. The disapproval is a decision on the merits, being a refusal by the
Commission on Appointments to give its consent after deliberating on the
qualifications of the appointee. Since the Constitution does not provide for
any appeal from such decision, the disapproval is final and binding on the appointee
as well as on the appointing power. In
this instance, the President can no longer renew the appointment not because of
the constitutional prohibition on reappointment, but because of a final
decision by the Commission on Appointments to withhold its consent to the
appointment.
An ad interim
appointment that is by-passed because of lack of time or failure of the
Commission on Appointments to organize is another matter. A by-passed appointment is one that has not
been finally acted upon on the merits by the Commission on Appointments at the
close of the session of Congress. There
is no final decision by the Commission on Appointments to give or withhold its
consent to the appointment as required by the Constitution. Absent such
decision, the President is free to renew the ad interim appointment of a
by-passed appointee. This is recognized in Section 17 of the Rules of the
Commission on Appointments, which provides as follows:
“Section 17. Unacted Nominations or Appointments Returned to the President. Nominations or appointments submitted by the President of the Philippines which are not finally acted upon at the close of the session of Congress shall be returned to the President and, unless new nominations or appointments are made, shall not again be considered by the Commission.” (Emphasis supplied)
Hence,
under the Rules of the Commission on Appointments, a by-passed appointment can
be considered again if the President renews the appointment.
It is well settled in
this jurisdiction that the President can renew the ad interim
appointments of by-passed appointees.
Justice Roberto Concepcion, Jr. lucidly explained in his concurring
opinion in Guevara vs. Inocentes[53] why by-passed ad interim appointees could be extended new
appointments, thus:
“In short, an ad interim appointment ceases to be effective upon disapproval by the Commission, because the incumbent can not continue holding office over the positive objection of the Commission. It ceases, also, upon “the next adjournment of the Congress”, simply because the President may then issue new appointments - not because of implied disapproval of the Commission deduced from its inaction during the session of Congress, for, under the Constitution, the Commission may affect adversely the interim appointments only by action, never by omission. If the adjournment of Congress were an implied disapproval of ad interim appointments made prior thereto, then the President could no longer appoint those so by-passed by the Commission. But, the fact is that the President may reappoint them, thus clearly indicating that the reason for said termination of the ad interim appointments is not the disapproval thereof allegedly inferred from said omission of the Commission, but the circumstance that upon said adjournment of the Congress, the President is free to make ad interim appointments or reappointments.” (Emphasis supplied)
Guevara was decided under the 1935 Constitution from
where the second paragraph of Section 16, Article VII of the present
Constitution on ad interim appointments was lifted verbatim.[54] The jurisprudence under the 1935
Constitution governing ad interim appointments by the President is
doubtless applicable to the present Constitution. The established practice
under the present Constitution is that the President can renew the appointments
of by-passed ad interim appointees.
This is a continuation of the well-recognized practice under the 1935
Constitution, interrupted only by the 1973 Constitution which did not provide
for a Commission on Appointments but vested sole appointing power in the
President.
The prohibition on
reappointment in Section 1 (2), Article IX-C of the Constitution applies
neither to disapproved nor by-passed ad interim appointments. A disapproved ad interim appointment
cannot be revived by another ad interim appointment because the
disapproval is final under Section 16, Article VII of the Constitution, and not
because a reappointment is prohibited under Section 1 (2), Article IX-C of the
Constitution. A by-passed ad
interim appointment can be revived by a new ad interim appointment
because there is no final disapproval under Section 16, Article VII of the
Constitution, and such new appointment will not result in the appointee serving
beyond the fixed term of seven years.
Section 1 (2), Article
IX-C of the Constitution provides that “[t]he Chairman and the Commissioners
shall be appointed x x x for a term of seven years without
reappointment.” (Emphasis supplied) There are four situations
where this provision will apply. The
first situation is where an ad interim appointee to the COMELEC, after
confirmation by the Commission on Appointments, serves his full seven-year
term. Such person cannot be reappointed
to the COMELEC, whether as a member or as a chairman, because he will then be
actually serving more than seven years. The second situation is where the appointee, after confirmation,
serves a part of his term and then resigns before his seven-year term of office
ends. Such person cannot be
reappointed, whether as a member or as a chair, to a vacancy arising from
retirement because a reappointment will result in the appointee also serving
more than seven years. The third
situation is where the appointee is confirmed to serve the unexpired term of
someone who died or resigned, and the appointee completes the unexpired
term. Such person cannot be
reappointed, whether as a member or chair, to a vacancy arising from retirement
because a reappointment will result in the appointee also serving more than
seven years.
The fourth situation is
where the appointee has previously served a term of less than seven years, and
a vacancy arises from death or resignation.
Even if it will not result in his serving more than seven years, a
reappointment of such person to serve an unexpired term is also prohibited
because his situation will be similar to those appointed under the second
sentence of Section 1 (2), Article IX-C of the Constitution. This provision
refers to the first appointees under the Constitution whose terms of office are
less than seven years, but are barred from ever being reappointed under any
situation. Not one of these four
situations applies to the case of Benipayo, Borra or Tuason.
The framers of the
Constitution made it quite clear that any person who has served any term of
office as COMELEC member – whether for a full term of seven years,
a truncated term
of five or three years, or even for an unexpired
term of any length of time – can no longer be reappointed to the COMELEC. Commissioner Foz succinctly explained this
intent in this manner:
“MR. FOZ. But there is the argument made in the concurring opinion of Justice Angelo Bautista in the case of Visarra vs. Miraflor, to the effect that the prohibition on reappointment applies only when the term or tenure is for seven years. But in cases where the appointee serves only for less than seven years, he would be entitled to reappointment. Unless we put the qualifying words “without reappointment” in the case of those appointed, then it is possible that an interpretation could be made later on their case, they can still be reappointed to serve for a total of seven years.
Precisely, we
are foreclosing that possibility by making it clear that even in the case of
those first appointed under the Constitution, no reappointment can be made.”[55] (Emphasis supplied)
In
Visarra vs. Miraflor,[56] Justice Angelo Bautista, in his concurring
opinion, quoted Nacionalista vs. De Vera[57] that a “[r]eappointment is not prohibited when a Commissioner has held
office only for, say, three or six years, provided his term will not exceed
nine years in all.” This was the
interpretation despite the express provision in the 1935 Constitution that a
COMELEC member “shall hold office for a term of nine years and may not be
reappointed.”
To foreclose this
interpretation, the phrase “without reappointment” appears twice in Section 1
(2), Article IX-C of the present Constitution.
The first phrase prohibits reappointment of any person previously
appointed for a term of seven years.
The second phrase prohibits reappointment of any person previously
appointed for a term of five or three years pursuant to the first set of
appointees under the Constitution. In
either case, it does not matter if the person previously appointed completes
his term of office for the intention is to prohibit any reappointment of any
kind.
However, an ad interim
appointment that has lapsed by inaction of the Commission on Appointments does
not constitute a term of office. The period from the time the ad interim
appointment is made to the time it lapses is neither a fixed term nor an
unexpired term. To hold otherwise would mean that the President by his
unilateral action could start and complete the running of a term of office in
the COMELEC without the consent of the Commission on Appointments. This interpretation renders inutile the
confirming power of the Commission on Appointments.
The phrase “without
reappointment” applies only to one who has been appointed by the President and
confirmed by the Commission on Appointments, whether or not such person
completes his term of office. There
must be a confirmation by the Commission on Appointments of the previous
appointment before the prohibition on reappointment can apply. To hold otherwise will lead to absurdities
and negate the President’s power to make ad interim appointments.
In the great majority of
cases, the Commission on Appointments usually fails to act, for lack of time,
on the ad interim appointments first issued to appointees. If such ad interim appointments can
no longer be renewed, the President will certainly hesitate to make ad
interim appointments because most of her appointees will effectively be
disapproved by mere inaction of the Commission on Appointments. This will nullify the constitutional power
of the President to make ad interim appointments, a power intended to
avoid disruptions in vital government services. This Court cannot subscribe to a proposition that will wreak
havoc on vital government services.
The prohibition on
reappointment is common to the three constitutional commissions. The framers of the present Constitution
prohibited reappointments for two reasons. The first is to prevent a second
appointment for those who have been previously appointed and confirmed even if
they served for less than seven years.
The second is to insure that the members of the three constitutional
commissions do not serve beyond the fixed term of seven years. As reported in the Journal of the
Constitutional Commission, Commissioner Vicente B. Foz, who sponsored[58]the proposed articles on the three
constitutional commissions, outlined the four important features of the
proposed articles, to wit:
“Mr. Foz stated that
the Committee had introduced basic changes in the common provision affecting
the three Constitutional Commissions, and which are: 1) fiscal autonomy which
provides (that) appropriations shall be automatically and regularly released to
the Commission in the same manner (as) provided for the Judiciary; 2) fixed
term of office without reappointment on a staggered basis to ensure
continuity of functions and to minimize the opportunity of the President to
appoint all the members during his incumbency; 3) prohibition to decrease
salaries of the members of the Commissions during their term of office; and 4)
appointments of members would not require confirmation.”[59] (Emphasis
supplied)
There were two important
amendments subsequently made by the Constitutional Commission to these four
features. First, as discussed earlier, the framers of the Constitution decided
to require confirmation by the Commission on Appointments of all appointments
to the constitutional commissions.
Second, the framers decided to strengthen further the
prohibition on serving beyond the fixed seven-year term, in the light of a
former chair of the Commission on Audit remaining in office for 12 years
despite his fixed term of seven years.
The following exchange in the deliberations of the Constitutional
Commission is instructive:
“MR. SUAREZ: These are only clarificatory questions, Madam President. May I call the sponsor’s attention, first of all, to Section 2 (2) on the Civil Service Commission wherein it is stated: “In no case shall any Member be appointed in a temporary or acting capacity.” I detect in the Committee’s proposed resolutions a constitutional hangover, if I may use the term, from the past administration. Am I correct in concluding that the reason the Committee introduced this particular provision is to avoid an incident similar to the case of the Honorable Francisco Tantuico who was appointed in an acting capacity as Chairman of the Commission on Audit for about 5 years from 1975 until 1980, and then in 1980, was appointed as Chairman with a tenure of another 7 years. So, if we follow that appointment to (its) logical conclusion, he occupied that position for about 12 years in violation of the Constitution?
MR. FOZ: It is only one of the considerations. Another is really to make sure that
any member who is appointed to any of the commissions does not serve beyond 7
years.”[60] (Emphasis supplied)
Commissioner Christian
Monsod further clarified the prohibition on reappointment in this manner:
"MR. MONSOD. If the (Commissioner) will read the whole
Article, she will notice that there is no reappointment of any kind
and, therefore as a whole there is no way that somebody can serve for more than
seven years. The purpose of the last sentence is to make sure that this
does not happen by including in the appointment both temporary and acting
capacities."[61] (Emphasis
supplied)
Plainly,
the prohibition on reappointment is intended to insure that there will be no
reappointment of any kind. On the other
hand, the prohibition on temporary or acting appointments is intended to
prevent any circumvention of the prohibition on reappointment that may result in
an appointee’s total term of office exceeding seven years. The evils sought to
be avoided by the twin prohibitions are very specific - reappointment of any
kind and exceeding one’s term in office beyond the maximum period of seven
years.
Not contented with these
ironclad twin prohibitions, the framers of the Constitution tightened even
further the screws on those who might wish to extend their terms of
office. Thus, the word “designated” was
inserted to plug any loophole that might be exploited by violators of the
Constitution, as shown in the following discussion in the Constitutional
Commission:
“MR. DE LOS REYES: On line 32, between the words “appointed” and “in”, I propose to insert the words OR DESIGNATED so that the whole sentence will read: “In no case shall any Member be appointed OR DESIGNATED in a temporary or acting capacity.”
THE PRESIDING OFFICER (Mr. Trenas): What does the Committee say?
MR. FOZ: But it changes the meaning of this sentence. The sentence reads: “In no case shall any Member be appointed in a temporary or acting capacity.”
MR. DE LOS REYES: Mr. Presiding Officer, the reason for this amendment is that some lawyers make a distinction between an appointment and a designation. The Gentleman will recall that in the case of Commissioner on Audit Tantuico, I think his term exceeded the constitutional limit but the Minister of Justice opined that it did not because he was only designated during the time that he acted as Commissioner on Audit. So, in order to erase that distinction between appointment and designation, we should specifically place the word so that there will be no more ambiguity. “In no case shall any Member be appointed OR DESIGNATED in a temporary or acting capacity.”
MR. FOZ: The amendment is accepted, Mr. Presiding Officer.
MR. DE LOS REYES: Thank you.
THE PRESIDING OFFICER (Mr. Trenas): Is there any objection? (Silence) The Chair hears none; the amendment is
approved.”[62]
The ad interim appointments
and subsequent renewals of appointments of Benipayo, Borra and Tuason do not
violate the prohibition on reappointments because there were no previous
appointments that were confirmed by the Commission on Appointments. A reappointment presupposes a previous
confirmed appointment. The same ad
interim appointments and renewals of appointments will also not breach the
seven-year term limit because all the appointments and renewals of
appointments of Benipayo, Borra and Tuason are for a fixed term expiring on
February 2, 2008.[63] Any delay in their confirmation will not
extend the expiry date of their terms of office. Consequently, there is no
danger whatsoever that the renewal of the ad interim appointments of
these three respondents will result in any of the evils intended to be
exorcised by the twin prohibitions in the Constitution. The continuing renewal
of the ad interim appointment of these three respondents, for so long as
their terms of office expire on February 2, 2008, does not violate the
prohibition on reappointments in Section 1 (2), Article IX-C of the Constitution.
Fourth
Issue: Respondent Benipayo’s Authority
to Reassign Petitioner
Petitioner claims that
Benipayo has no authority to remove her as Director IV of the EID and reassign
her to the Law Department. Petitioner
further argues that only the COMELEC, acting as a collegial body, can authorize
such reassignment. Moreover, petitioner
maintains that a reassignment without her consent amounts to removal from
office without due process and therefore illegal.
Petitioner’s posturing
will hold water if Benipayo does not possess any color of title to the office
of Chairman of the COMELEC. We have
ruled, however, that Benipayo is the de jure COMELEC Chairman, and
consequently he has full authority to exercise all the powers of that office
for so long as his ad interim appointment remains
effective. Under Section 7 (4),
Chapter 2, Subtitle C, Book V of the Revised Administrative Code, the Chairman
of the COMELEC is vested with the following power:
“Section 7. Chairman as Executive Officer; Powers and Duties. The Chairman, who shall be the Chief Executive Officer of the Commission, shall:
x x x
(4) Make temporary assignments, rotate and transfer personnel in accordance with the provisions of the Civil Service Law.” (Emphasis supplied)
The
Chairman, as the Chief Executive of the COMELEC, is expressly empowered on his
own authority to transfer or reassign COMELEC personnel in accordance with the
Civil Service Law. In the exercise of
this power, the Chairman is not required by law to secure the approval of the
COMELEC en banc.
Petitioner’s appointment
papers dated February 2, 1999, February 15, 2000 and February 15, 2001,
attached as Annexes “X“, “Y” and “Z” to her Petition, indisputably show that
she held her Director IV position in the EID only in an acting or
temporary capacity.[64] Petitioner is not a Career Executive Service
(CES) officer, and neither does she hold Career Executive Service Eligibility,
which are necessary qualifications for holding the position of Director IV as
prescribed in the Qualifications Standards (Revised 1987) issued by the Civil
Service Commission.[65] Obviously, petitioner does not enjoy
security of tenure as Director IV. In Secretary
of Justice Serafin Cuevas vs. Atty. Josefina G. Bacal,[66] this Court held that:
“As respondent does not have the rank appropriate for the position of Chief Public Attorney, her appointment to that position cannot be considered permanent, and she can claim no security of tenure in respect of that position. As held in Achacoso v. Macaraig:
‘It is settled that a permanent appointment can be issued only ‘to a person who meets all the requirements for the position to which he is being appointed, including the appropriate eligibility prescribed.’ Achacoso did not. At best, therefore, his appointment could be regarded only as temporary. And being so, it could be withdrawn at will by the appointing authority and ‘at a moment’s notice’, conformably to established jurisprudence x x x.
The mere fact that a position belongs to the Career Service does not automatically confer security of tenure on its occupant even if he does not possess the required qualifications. Such right will have to depend on the nature of his appointment, which in turn depends on his eligibility or lack of it. A person who does not have the requisite qualifications for the position cannot be appointed to it in the first place, or as an exception to the rule, may be appointed to it merely in an acting capacity in the absence of appropriate eligibles. The appointment extended to him cannot be regarded as permanent even if it may be so designated x x x.’”
Having been appointed
merely in a temporary or acting capacity, and not possessed of the necessary
qualifications to hold the position of Director IV, petitioner has no legal
basis in claiming that her reassignment was contrary to the Civil Service
Law. This time, the vigorous argument
of petitioner that a temporary or acting appointment can be withdrawn or
revoked at the pleasure of the appointing power happens to apply squarely to
her situation.
Still, petitioner assails
her reassignment, carried out during the election period, as a prohibited act
under Section 261 (h) of the Omnibus Election Code, which provides as follows:
“Section 261. Prohibited Acts. The following shall be guilty of an election offense:
x x x
(h) Transfer of officers and employees in the civil service - Any public official who makes or causes any transfer or detail whatever of any officer or employee in the civil service including public school teachers, within the election period except upon prior approval of the Commission.”
Petitioner
claims that Benipayo failed to secure the approval of the COMELEC en banc
to effect transfers or reassignments of COMELEC personnel during the election
period.[67] Moreover, petitioner insists that the
COMELEC en banc must concur to every transfer or reassignment of COMELEC
personnel during the election period.
Contrary to petitioner’s
allegation, the COMELEC did in fact issue COMELEC Resolution No. 3300 dated
November 6, 2000,[68] exempting the COMELEC from Section 261 (h)
of the Omnibus Election Code. The
resolution states in part:
“WHEREAS, Sec. 56 and Sec. 261, paragraphs (g) and (h), of the Omnibus Election Code provides as follows:
x x x
Sec. 261. Prohibited Acts. The following shall be guilty of an election offense:
x x x
(h) Transfer of officers and employees in the civil service – Any public official who makes or causes any transfer or detail whatever of any officer or employee in the civil service including public school teachers, within the election period except upon approval of the Commission.
WHEREAS, the aforequoted provisions are applicable to the national and local elections on May 14, 2001;
WHEREAS, there is an urgent need to appoint, transfer or reassign personnel of the Commission on Elections during the prohibited period in order that it can carry out its constitutional duty to conduct free, orderly, honest, peaceful and credible elections;
“NOW, THEREFORE, the Commission on Elections by virtue of the powers conferred upon it by the Constitution, the Omnibus Election Code and other election laws, as an exception to the foregoing prohibitions, has RESOLVED, as it is hereby RESOLVED, to appoint, hire new employees or fill new positions and transfer or reassign its personnel, when necessary in the effective performance of its mandated functions during the prohibited period, provided that the changes in the assignment of its field personnel within the thirty-day period before election day shall be effected after due notice and hearing.” (Emphasis supplied)
The
proviso in COMELEC Resolution No. 3300, requiring due notice and hearing before
any transfer or reassignment can be made within thirty days prior to election
day, refers only to COMELEC field personnel and not to head office
personnel like the petitioner. Under the Revised Administrative Code,[69] the COMELEC Chairman is the sole officer specifically vested
with the power to transfer or reassign COMELEC personnel. The COMELEC Chairman will logically exercise
the authority to transfer or reassign COMELEC personnel pursuant to COMELEC
Resolution No. 3300. The COMELEC en
banc cannot arrogate unto itself this power because that will mean amending
the Revised Administrative Code, an act the COMELEC en banc cannot
legally do.
COMELEC Resolution No.
3300 does not require that every transfer or reassignment of COMELEC personnel
should carry the concurrence of the COMELEC as a collegial body. Interpreting Resolution No. 3300 to require
such concurrence will render the resolution meaningless since the COMELEC en
banc will have to approve every personnel transfer or reassignment, making
the resolution utterly useless.
Resolution No. 3300 should be interpreted for what it is, an approval to
effect transfers and reassignments of personnel, without need of securing a
second approval from the COMELEC en banc to actually implement such
transfer or reassignment.
The COMELEC Chairman is
the official expressly authorized by law to transfer or reassign COMELEC
personnel. The person holding that
office, in a de jure capacity, is Benipayo. The COMELEC en banc, in COMELEC Resolution No. 3300,
approved the transfer or reassignment of COMELEC personnel during the election
period. Thus, Benipayo’s order
reassigning petitioner from the EID to the Law Department does not violate
Section 261 (h) of the Omnibus Election Code.
For the same reason, Benipayo’s order designating Cinco
Officer-in-Charge of the EID is legally unassailable.
Fifth
Issue: Legality of Disbursements to
Respondents
Based on the foregoing
discussion, respondent Gideon C. De Guzman, Officer-in-Charge of the Finance
Services Department of the Commission on Elections, did not act in excess of
jurisdiction in paying the salaries and other emoluments of Benipayo, Borra,
Tuason and Cinco.
WHEREFORE, the petition is dismissed for lack of
merit. Costs against petitioner.
SO ORDERED.
Davide, Jr., C.J.,
Bellosillo, Melo, Kapunan, Mendoza, Panganiban, Quisumbing, Ynares-Santiago, De
Leon, Jr., and
Sandoval-Gutierrez, JJ., concur.
Puno, and Vitug, JJ., on official leave.
[1] Respondent Cinco, 62
years old, died on November 20, 2001 of multiple gunshot wounds when she was
ambushed at the corner of Eden and Pedro Gil Streets, Sta. Ana, Manila while
riding a car driven by her son.
[2] Rollo, Annexes
“X”, “Y” and “Z”, pp. 62-64, Petition dated August 1, 2001.
[3] Ibid., Annex
“A”, p. 39.
[4] Ibid., Annex
“B”, p. 40.
[5] Ibid., Annex
“C”, p. 41.
[6] Ibid., Annex
“D”, p. 42; Annex “E”, p. 43; Annex “F”, p. 44.
[7] Ibid., Annex
“J”, p. 48; Annex “K”, p. 49; Annex “L”, p. 50.
[8] Ibid., Annex
”M”, p. 51; Annex “N”, p. 52; Annex “O”, p. 53.
[9] Ibid., Annex
“P”, p. 54; Annex “Q”, p. 55; Annex
“R”, p. 56.
[10] Ibid., Annex
‘S”, p. 57; Annex “T”, p. 58; Annex “U”, p. 59.
[11] Ibid., Annex
“V”, p. 60.
[12] Ibid., Annex
“W”, p. 61.
[13] Ibid., Annex
“19”, pp. 125-126.
[14] Ibid., Annex
“20”, pp. 127-128.
[15] Ibid., Annex
“23”, pp. 131-138.
[16] Ibid., Annex
“25”, pp. 142-145.
[17] Section 265 of the
Omnibus Election Code provides as follows: “The Commission shall, through its
duly authorized legal officers, have the exclusive power to conduct preliminary
investigation of all election offenses punishable under this Code, and to
prosecute the same. The Commission may
avail of the assistance of other prosecuting arms of the government: Provided, however,
that in the event that the Commission fails to act on any complaint within four
months from his filing, the complainant may file his complaint with the office
of the fiscal or with the Ministry of Justice for proper investigation and
prosecution, if warranted.
[18] Ibid., Annex
“26”, p. 146; Annex “27”, p. 147; Annex “28”, p. 148.
[19] Integrated Bar of
the Philippines vs. Hon. Ronaldo B. Zamora, 338 SCRA 81 (2000);
Philippine Constitutional Association vs. Enriquez, 235 SCRA 506 (1994);
Luz Farms vs. Secretary of the Department of Agrarian Reform, 192 SCRA
51 (1990).
[20] Rollo, Annex
“V”, p. 60, Petition dated August 1, 2001.
[21] Rollo, p. 99,
Respondents’ Comment dated October 29, 2001.
[22] Joaquin G. Bernas, The 1987 Constitution of the
Republic of the Philippines: A Commentary, p. 858 (1996), citing People vs.
Vera, 65 Phil. 56 (1937).
[23] Ibid., citing
Sotto vs. Commission on Elections, 76 Phil. 516 (1946).
[24] Ople vs.
Torres, 293 SCRA 141 (1998); Telecommunications and Broadcast Attorneys of the
Philippines, Inc. vs. Commission on Elections, 289 SCRA 337 (1998);
Osmeña vs. Commission on Elections, 199 SCRA 750 (1991).
[25] 81 Phil. 754 (1948).
[26] 40 SCRA 58 (1971).
[27] 140 SCRA 22 (1985).
[28] 326 SCRA 62 (2000).
[29] Section 2 (3),
Article IX-B of the Constitution.
[30] See concurring
opinion of Justice Cesar Bengzon in Erana vs. Vergel de Dios, 85 Phil.
17 (1949).
[31] Binamira vs.
Garrucho, 188 SCRA 154 (1990); Santiago vs. Commission on Audit, 199
SCRA 125 (1991); Sevilla vs. Court of Appeals, 209 SCRA 637 (1992).
[32] 192 SCRA 358 (1990).
[33] 85 Phil. 101 (1949).
[34] Supra., note
30.
[35] Supra., note
31.
[36] Section 1, Article
IX-A of the Constitution.
[37] Record of the
Constitutional Commission, pp. 521-524, Volume II (1986).
[38] 16 SCRA 379 (1966).
[39] 347 SCRA 655 (2000).
[40] See Section 1(2),
Article IX-C of the Constitution.
[41] Rollo, p.189,
G.R. No. 140335, Intervenor’s Motion for Reconsideration dated December 27,
2000 in Gaminde vs. Commission on Audit, decided on December 13, 2000,
347 SCRA 655.
[42] Ibid.
[43] Rollo, p. 202
, G.R. No. 140335, Manifestation dated
December 28, 2000 in Gaminde vs. Commission on Audit, decided on
December 13, 2000, 347 SCRA 655.
[44] Supra., note
37.
[45] Concurrent
Resolution No. 23 of the Eleventh Congress, providing for the Legislative
Calendar for the Third Regular Session, adopted by the House of Representatives
on July 25, 2000 and by the Senate on August 7, 2000.
[46] Section 3, Article
IX-C of the Constitution provides as follows: “The Commission on Elections may
sit en banc or in two divisions, and shall promulgate its rules of
procedure in order to expedite disposition of election cases, including
pre-proclamation controversies. All such election cases shall be heard and
decided in division, provided that motions for reconsideration of decisions
shall be decided by the Commission en banc.
[47] Annex
“1-Memorandum”, Memorandum of Respondents dated March 15, 2002.
[48] Annexes
“2-Memorandum, 3-Memorandum, 4-Memorandum, and 5-Memorandum”, Memorandum of
Respondents dated March 15, 2002.
[49] Annexes
“6-Memorandum, 7-Memorandum, 7-A-Memorandum, 7-B-Memorandum, 7-C-Memorandum,
7-D-Memorandum, 7-E-Memorandum, 7-F-Memorandum, 8-Memorandum, 8-A-Memorandum,
8-B-Memorandum, 8-C-Memorandum, and 9-Memorandum”, Memorandum of Respondents
dated March 15, 2002.
[50] An exception arises
if because of succession, a President serves for more than six years, in which
case such a President may be able to appoint all the seven COMELEC members.
[51] Commissioners Rufino
S.B. Javier, Luzviminda Tancangco, Mehol K. Sadain, and Ralph C. Lantion.
[52] See Sections 3, 4, 5
and 6, Article IX-A of the Constitution.
[53] Supra., note
34.
[54] See Section 10 (4),
Article VII of the 1935 Constitution.
[55] Record of the
Constitutional Commission, p. 591, Volume I (1986).
[56] 8 SCRA 1 (1963).
[57] 85 Phil. 126 (1949).
[58] On behalf of the
Committee on Constitutional Commissions and Agencies.
[59] Journal of the
Constitutional Commission, p. 244, Volume I (1986).
[60] Ibid., p.
546.
[61] Ibid., p.
586.
[62] Record of the
Constitutional Commission, pp. 586-587, Volume I (1986).
[63] Rollo, pp.
39-44, Petition dated August 1, 2001; pp. 107-109 and pp. 146-148, Respondents’
Comment dated October 29, 2001.
[64] Rollo, pp.
62-64, Petition dated August 1, 2001.
[65] Rollo, p.
102, Respondents’ Comment dated October 29, 2001.
[66] 347 SCRA 338 (2000).
[67] Under COMELEC Resolution
No. 3322 dated March 15, 2001, the election period for the May 14, 2001
elections was fixed from January 2, 2001 to June 13, 2001. This amended COMELEC Resolution No. 3258
dated September 28, 2000.
[68] COMELEC Resolution
No. 3300 was issued during the time petitioner was Acting Director of EID - the department tasked with educating and
informing the public on the various directives and resolutions of the COMELEC en
banc.
[69] See Section 7 (4),
Chapter 2, Subtitle C, Book V of the Revised Administrative Code.