THIRD DIVISION
[A.M. No. MTJ-01-1344. September 5, 2001]
SPS. LYDIO and LOURDES ARCILLA, complainants, vs. JUDGE
LUCIO PALAYPAYON and Branch Clerk of Court REMEDIOS BAJO, MTC, Tinambac,
Camarines Sur, respondents.
D E C I S I O N
SANDOVAL-GUTIERREZ, J.:
The present administrative case
stemmed from the complaint of spouses Lydio and Lourdes Arcilla, filed with
this Court on December 4, 1997, charging Judge Lucio Palaypayon (Ret.) of the
Municipal Trial Court, Tinambac, Camarines Sur with gross ignorance of the law;
and Remedios B. Bajo, clerk of court of the same court, with irregularity in
the performance of duty relative to Criminal Case No. T-97-6287 for estafa.
In their complaint, spouses Lydio
and Lourdes Arcilla averred inter alia that on September
16, 1997, SPO1 Teresito Porteza filed with the MTC presided by respondent judge
a complaint for estafa against Lydio Arcilla. Porteza alleged that the accused
failed to pay P22,000.00 as rentals corresponding to the period of five (5)
months for the lease of the operational power chainsaw owned by the former.
That same day, without conducting the required preliminary investigation,
respondent judge issued a warrant of arrest against the accused. He was then arrested and detained at the
Tinambac Police Station for his inability to post bail. According to complainant Lourdes Arcilla,
respondent judge told her that if she would pay one-half of Porteza's claim,
her husband would be temporarily released.
While her husband was
incarcerated, Lourdes went to the MTC to procure certified true copies of the
complaint and the warrant of arrest.
However, respondent clerk of court denied her request, giving her
instead mere photocopies of the desired documents.
Complainants also claimed that
respondent judge was previously found guilty of various administrative charges
in three (3) other administrative cases, thus:
(1) A.M. No. MTJ-93-823, "Ortiz vs. Palaypayon." Respondent was fined P10,000.00 for "gross ignorance of the law (234 SCRA 391);
(2) A.M. No. MTJ-92-421, "Cosca vs. Palaypayon." Respondent judge was fined P20,000.00 for illegal solemnization of marriage, bribery, utilizing a detention prisoner to work in his house and failure to supervise his clerk of court in the preparation of monthly report of cases submitted to this court (237 SCRA 249);
(3) A.M. No. MTJ-95-1021, "Peralta vs. Palaypayon." Respondent judge was reprimanded for sentencing a complainant to an excessive penalty of five (5) days imprisonment for direct contempt of court; and
(4) A. M. No. MT J-93-751, "Peralta vs. Palaypayon." Respondent judge was fined P 2,000.00 and warned for grave abuse of authority.
In their joint comment, respondent
judge vehemently denied all the allegations against him for being false and
misleading. Contrary to complainants'
claim, he conducted a preliminary investigation before issuing the warrant of
arrest against accused Lydio Arcilla.
Within ten (10) days thereafter, he forwarded the papers to the
Provincial Prosecutor's Office.
For her part, respondent clerk of
court averred that she gave complainant Lourdes Arcilla copies of the documents
requested by her.
Then Court Administrator Alfredo
Benipayo made the following findings, quoted in part:
"A. GROSS IGNORANCE OF THE LAW ON THE PART OF RESPONDENT JUDGE
x x x
Contrary to complainant's allegation, respondent Judge has actually examined in writing and under oath the complaining witness by searching questions which were answered as evidenced by the documents marked Annexes 1 and 2 to his comment.
However, respondent Judge acted with undue haste in issuing the warrant of arrest against herein complainant Lydio Arcilla without giving him the opportunity to present counter-affidavits. This is obvious from the annexes to his comment, showing that the complaint was filed and the preliminary investigation was conducted on the same day and soon thereafter order was issued for the arrest of the accused. Respondent Judge, therefore, abused his authority, indicative of partiality in favor of complaining witness.
While before, it was mandatory for the investigating judge to issue a warrant for the arrest of the accused if he found probable cause, the rule now is that the investigating judge's power to order the arrest of the accused is limited to instances in which there is a necessity for placing him in custody "in order not to frustrate the ends of justice.” The arrest of the accused can be ordered only in the event the prosecutor files the case and the judge of the Regional Trial Court finds probable cause for the issuance of the warrant of arrest (Flores vs. Sumaljag, A.M. No. MTJ-97-1115, June 5, 1998, 290 SCRA 568-579).
Anent the allegation of an in-chamber arrangement with complainant Lourdes Arcilla regarding a proposed compromise by the payment of one half (1/2) of the claim of complaining witness for his temporary liberty, proof thereof is insufficient to substantiate the accusation against respondent Judge.
Indeed, respondent judge has not learned a lesson from the four other cases filed against him where he was thrice fined and once warned that commission of the same or similar acts would be dealt with severely.
A. IRREGULARITY IN THE PERFORMANCE FO DUTY BY RESPONDENT CLERK OF COURT
While it is true that respondent Clerk of Court Bajo complied with the request of complainants by furnishing them with copies of the documents enumerated in Annex 6, comment, respondent Clerk of Court failed to give them certified copies of said documents that they had asked of her. One of the mandated duties of the Clerk of Court is to prepare for any person demanding the same, a copy certified under the seal of the court of any paper, record, order, judgment or entry in his office for the fees prescribed by law. This duty emanates from the long established principle holding that court records are public records (Ramirez vs. Racho, A.M. No. P-96-1213, August 1, 1996, 260 SCRA 244-249).
The Court Administrator
recommended that (1) respondent, judge "be ordered fined in the amount of
P10,000.00, chargeable against the amount that has been withheld from his
retirement benefits" "considering the four other administrative cases
against respondent Judge Lucio P. Palaypayon, MTC, Tinambac, Camarines Sur
(retired) in the past," and (2) Respondent Bajo "be reprimanded for
her failure to observe the rudiments of good conduct in her dealings with the
public, with the warning that repetition of the same or similar conduct would
be dealt with more severely."
We find the Court Administrator's
conclusions and recommendation well-taken.
The procedure for conducting
preliminary investigations in criminal cases requires that the investigating
officer, if he finds a ground to continue with the inquiry, issue a subpoena to
the respondent and require him to submit counter-affidavits and evidence in his
behalf.[1] This is in deference to the time-honored principle of
due process and function of a preliminary investigation in protecting
respondents from malicious prosecution and the ignominy and expense of a public
trial.
While respondent judge conducted a
preliminary investigation on the same day the complaint for estafa was filed,
however, he did not notify the accused to give him an opportunity to submit
counter-affidavits and evidence in his defense. Worst, on the same day,
respondent judge issued the warrant of arrest. Clearly, his actuations manifest
his ignorance of procedural rules and a reckless disregard of the accused's
basic right to due process. It should be observed that the complaint was filed
obviously to compel complainants to pay accrued rentals.[2] We thus hold that respondent judge is guilty not only
of gross ignorance of law, but also of grave abuse of authority.
The ruling of this Court in Daiz
vs. Asadon[3] is
pertinent, thus:
"The respondent judge committed grave abuse of authority when he hastily issued a warrant for arrest against the complainants. His premature issuance of a warrant of arrest on the same day, March 18, 1998, when the information for slight physical injuries was filed against complainant spouses was in gross violation of the summary procedure rule that the accused should first be notified of the charges against them and given the opportunity to file their counter-affidavits and other countervailing evidence. It cannot be justified on the ground that respondent judge has information that the spouses would escape. Nothing in the records validates the content, source and extent of that information. There is no gainsaying the fact that the premature issuance of the warrant of arrest against complainant spouses caused them great prejudice as they were deprived of their precious liberty. We reiterate the rule that although a judge may not always be subjected to disciplinary action for every erroneous order or decision he renders, that relative immunity is not a license to be negligent or abusive and arbitrary in performing his adjudicatory prerogatives. If judges wantonly misuse the powers vested in them by law, there will be not only confusion in the administration of justice but even also oppressive disregard of the basic requirements of due process." (emphasis ours)
Respondent judge contends that it
is his practice to conduct the preliminary investigation on the same day the
information or complaint was filed to avoid delay, curtail the expenses of the
litigants or prevent the escape of the accused. Suffice it to state that while a judge is constantly admonished
to act promptly and expeditiously on matters pending before him, he should not
sacrifice the accused's right to be heard for the sake of expediency. Otherwise, he tramples upon the very rights
he is duty-bound to defend.
On the propriety of issuing a
warrant of arrest in preliminary investigations, Sec. 6 (b), Rule 112 of the
Revised Rules on Criminal Procedure authorizes a municipal trial judge to issue
a warrant when two requisites concur: (1) there is a finding of probable cause;
and (2) when there is a "necessity of placing the respondent under
immediate custody in order not to frustrate the ends of justice."
Thus, when a municipal trial judge
issues a warrant of arrest solely based on his finding of probable cause, and
without the consequent determination of the need to place a respondent under
the custody of the law, he is guilty of gross ignorance repugnant to the
orderly administration of justice. As
held by this court in Flores vs. Sumaljag:[4]
"What differentiates the present rule from the previous one before the 1985 revision of the Rules on Criminal Procedure is that while before, it was mandatory for the investigating judge to issue a warrant for the arrest of the accused if he found probable cause, the rule now is that the investigating judge's power to order the arrest of the accused is limited to instances in which there is a necessity for placing him in custody "in order not to frustrate the ends of justice. x x x.
x x x.
Accordingly, in Mantaring v. Roman, we reprimanded a judge in a
preliminary investigation for issuing a warrant without any finding that it was
necessary to place the accused in immediate custody in order to prevent a
frustration of justice. In this
case, it appears that respondent ordered the issuance of a warrant of arrest
solely on his finding of probable cause, totally omitting to consider whether
it was necessary to do so in order not to frustrate the ends of justice."
Here, in issuing the warrant of
arrest, there is no showing that accused Lydio Arcilla would attempt to flee
once apprised of the complaint against him.
The Code of Judicial Conduct
enjoins judges to be faithful to the law and maintain professional competence.
Time and again, this Court has impressed on them the need to be diligent in
keeping abreast with developments in law and jurisprudence, for the study of
law is a never-ending and ceaseless process.[5] Members of the judiciary are supposed to exhibit more
than just a cursory acquaintance with the statutes and procedural rules, more
so with legal principles and rules so elementary and basic that not to know
them, or to act as if one does not know them, constitutes gross ignorance of the
law.[6]
As regards respondent clerk of
court Remedios Bajo, we find her remiss in her duties as clerk of court. Sec.
11, Rule 136 of the Revised Rules of Court dictates that the "clerk shall
prepare, for any person demanding the same, a copy certified under the seal
of the court of any paper, record, order, judgment, or entry in his office,
proper to be certified, for the fees prescribed by these rules."
Her explanation that she complied
with her duty is belied by the fact that the documents she gave complainant
Lourdes Arcilla are mere photocopies without the required certification. Being an officer of the court, she should
have adhered to the highest standards of public accountability. This Court reminds respondent, and all court
personnel for that matter, that they are mandated to perform their duties with
utmost competence and integrity, lest their actions erode the public faith in
the judiciary.
WHEREFORE, and as recommended by the Court Administrator,
respondent Judge Lucio Palaypayon is hereby found GUILTY OF GROSS IGNORANCE OF
THE LAW. Accordingly, he is ordered to
pay a FINE of P 10,000.00, chargeable against the amount which has been
withheld from his retirement benefits.
Respondent Remedios B. Bajo is
found GUILTY OF IRREGULARITY IN THE PERFORMANCE OF DUTY and is REPRIMANDED and
WARNED that a repetition of a similar conduct will be dealt with more severely.
SO ORDERED.
Melo, (Chairman), Vitug,
Panganiban, and Gonzaga-Reyes, JJ., concur.
[1] Sec. 3 (b), Rule
112, Revised Rules on Criminal Procedure.
[2] In Serafin vs.
Lindayag (67 SCRA 166), a judge was dismissed for issuing a warrant of arrest
inspite of the fact that on the face of the complaint and evidence presented,
it appears clearly that the complaint is one to compel payment of indebtedness.
[3] 290 SCRA 561, 565
(1998).
[4] 290 SCRA 568,
578-579 (1998).
[5] Aguilar vs.
Dalanao, 333 SCRA 62, 69 (2000).
[6] Almeron vs.
Sardido, 281 SCRA 415, 420 (1997).