SECOND DIVISION
[A.C.
No. 4982. August 9, 2001]
KATRINA JOAQUIN CARINO, petitioner, vs. ATTY.
ARTURO DE LOS REYES, respondent.
D E C I S I O N
MENDOZA, J.:
This is a petition for review of
the Integrated Bar of the Philippines' (IBP) Resolution No. XIV-2000-460, dated
July 29, 2000, dismissing the complaint for inexcusable negligence filed by
Katrina Cariņo against respondent Atty. Arturo de los Reyes.
Complainant alleged that on March
3, 1998, she contracted the services of respondent, a former Quezon City
prosecutor, to file complaints for slander by deed, threats, and physical
injuries against her relatives Faye Lorenz, Godofreditas Lorenz, and Rosario
Joaquin, who themselves subsequently filed charges against complainant and her
father for maltreatment, physical injuries, and threats with the Quezon City
Prosecutor's Office. As agreed,
complainant paid respondent the amount of P10,000.00 as acceptance fee.
However, despite demands by complainant, respondent never filed the
complaint-affidavits with the prosecutor's office for preliminary
investigation. On the other hand, with
respect to the complaints filed by the Lorenzes and Joaquin, Quezon City
Assistant Prosecutor Francisco Soller recommended the filing of informations
for maltreatment, threats, and slight physical injuries against complainant and
her father. The cases were subsequently
filed before the Metropolitan Trial Court, Branch 41, Quezon City. Complainant alleged that respondent failed
to protect their interest, for which reason they were forced to hire the
services of another counsel, Atty. Ricardo J .M. Rivera, who promptly filed a
motion for reinvestigation, which, however, was denied by the prosecutor's
office.[1]
Respondent denied that he had
agreed to represent petitioner in filing criminal complaints against
petitioner's aforementioned relatives.
He stated that his services were hired in connection with the filing of
a case for partition of the lot occupied by petitioner and her father, on one
hand, and their relatives in question, on the other hand. It was alleged that
petitioner promised to furnish him the certification of the Lupon ng
Tagapamayapa for the filing of the case in court as well as the Transfer Certificate
of Title of the lot to be partitioned but, as petitioner failed to do so,
respondent withdrew from the case and returned the acceptance fee of P10,000.00
paid by petitioner. Respondent added that he is a member of the Commission on
Bar Discipline of the IBP investigating complaints against member of the bar,
and he is mindful of the duties of members of the bar toward their clients.[2]
Petitioner admits the return of
the P10,000.00 acceptance fee, but says that the money was paid only after
repeated demands made by her to respondent and after she had threatened to
charge respondent with estafa.[3]
On June 14, 1999, the Court
referred the case to the IBP for investigation, report, and
recommendation. In its resolution,
dated July 29, 2000, the IBP dismissed the complaint for insufficiency of
evidence. Hence this petition under
Rule 139-B, §12(c).
We find the petition meritorious.
In dismissing petitioner's
complaint, the IBP Investigating Commissioner[4] stated:
[C]omplainant's and respondent's version of the incident which gave rise to the present complaint are poles apart. Consequently, the Commission had to weigh very well the evidence adduced by both parties. When juxtaposed against each other, the Commission finds complainant's evidence inadequate to justify the imposition of disciplinary action against the respondent. Certainly, if the intention of the respondent was to wreck havoc on the complainant, he would not even have bothered to return the P10,000.00 acceptance fee, a fact which is not being disputed.
All persons are presumed innocent of the charge/s against [them] by reason of constitutional and statutory dicta. To overcome this presumption, strong and convincing evidence must be adduced.
In the case at bar, this Commission finds complainant's evidence
inadequate or insufficient to overcome said presumption. Accordingly, there is no other option but to
deny due course to complainant's complaint.[5]
The Court cannot subscribe to this
finding.
In her complaint, petitioner
narrated in detail the circumstances of her employment of respondent's legal
services. She alleged:
[I]n the morning of February 25, 1998, at around 9:00 o'clock, my father, Virgilio S. Joaquin, and I were the unfortunate victims of physical assault, slander by deed and threats committed by our relatives, Rosario M. Joaquin, Faye Maybelle J. Lorenz and Godofreditas Lorenz. Resultantly, we filed with the Barangay a complaint for said crimes against the offenders, who, in turn, filed countercharges against us for maltreatment, physical injuries and threats. On March 3, 1998, while conciliation hearings on the charges and countercharges were being undertaken by the Barangay, I and my father hired the legal services of Atty. Arturo de los Reyes, a former Quezon City Prosecutor, who was referred to us by a family friend and neighbor, Lily Jodloman. After briefing him of our legal problem, Atty. Reyes agreed to be our lawyer in the cases for a fee of P10,000.00 plus P1,000.00 per court appearance. For the purpose of preparing our affidavit-complaint, I furnished Atty. Reyes a xerox copy each of the medical certificate of my father; our joint-statement concerning the incident, and a police blotter. Atty. Reyes assured us that our affidavit-complaint would be prepared by him at the soonest possible time.
On March 17, 1998, at 12:00 noon, I paid Atty. Reyes [the] acceptance fee of P10,000.00.
[I]n the evening of April 6, 1998, I handed to Atty. Reyes the
Certification to File Action issued by the Barangay concerning our criminal
complaint for slight physical injuries, slander by deed and threat against our
aforementioned tormentors. I informed Atty. De los Reyes that a Certificate to
File Action on the countercharges [filed by] our tormentors ha[d] likewise been
issued by the Barangay. And [i]n the
morning of April 10, 1998, Atty. Reyes informed me that he had already gone
over the Certification to File Action.
He forewarned and assured me: "Pagnauna silang magfile, kayo ng
father mo ang maihahabla. Kayo ang
makukulong. Pero huwag kang mag-alala
itataya ko ang profesyon ko para sayo."
[I]n the morning of April 13, 1998, I telephoned Atty. Reyes and asked him if I and my father could already sign the affidavit-complaint against our tormentors so that it could be filed with the Quezon City Prosecutor's Office, but he told me that he has not yet prepared it. He assured me that he would work on it in the evening of said date. The following day at around 9:00 a.m. I followed up the matter thru his beeper, Atty. Reyes did not respond. At 8:30 p.m. of that date, I received a telephone call from Atty. Reyes. He told me that he had misplaced the Certification to File Action. Forthwith my father rushed to Atty. Reyes' residence and gave him a copy thereof.
From April 15 to 19, 1998, I repeatedly followed up the preparation
of our affidavit complaint thru beeper messages to Atty. Reyes, but he had
inexplicably failed to respond.
Finally, [i]n the morning on April 20, 1998, Atty. Reyes called up and
informed me that he has not yet finished the affidavit-complaint, because his
secretary did not report for work.
Extremely disappoint[ed] by the delay in the preparation of our
affidavit-complaint and the filing thereof with the Prosecutor's Office of
Quezon City, I offered to do the typing for him, but Atty. Reyes said: "Huwag
na, nakakahiya naman sa iyo. Pag report
ng secretary ko, ipapatype ko at tatawagan ko kayo ng father mo. Pasensiya ka na ha!"
On April 21, 1998, at 5:00 p.m., Atty. Reyes met me at the house of my friend, Lily Jodloman, whose house is only across the street from ours. My friend Lily expressed grave concern about the unreasonable delay in the filing of our criminal complaint, and this time, Atty. Reyes gave another reason. He claimed that he was tasked by the IBP to monitor the coming national and local elections. He promised to finish our affidavit-complaint in the evening of that date and to personally file it with the Office of the Prosecutor of Quezon City.
The following, (April 22, 1998), at 8:00 o'clock, I called up Atty. Reyes, but I was told by his wife that he had already left. I requested for a return call, which request I repeated several times thru his beeper, but to no avail. Finally at 11:00 p.m., Atty. Reyes called up and said, "Masama ang nangyari." And I retorted, "Ano bang masama ang nangyari? Nagawa na ho ba ninyo ang afftdavit namin?" He sounded evasive in his reply and merely said, "0 sige, Kit ha, magtawagan na lang tayo bukas kasi kadarating ko lang galing sa election meeting. O bukas tatawagan kita ha." But he did not call me the whole day of April 23, 1998. Neither did he call on April 24, 25, 26 and 27, 1998, despite repeated calls from me by telephone and by beeper messages.
On April 28, 1998, at 10:30 p.m., Atty. Reyes at last called up. He said that his secretary did not report for work the previous days and he could not give me a feedback. He further said: "Naku Kit, sigurado na bukas, sasamahan mo ako bukas sa pagfile ha. Maghintay ka ng call ko sa hapon natin ipa-file." Because of this assurance by Atty. Reyes, I cancelled all my appointments on April 29, 1998 and waited the whole day for his call, but he never did. In response to my beeper message, he called up in the evening and explained that there was an emergency meeting called by LAKAS - NUCD that kept him busy the whole day. He again promised to finish our affidavit-complaint and file it in few days.
On May 4, 1998, at around 9:30 a.m., I got the surprise of my life
when I received a resolution from the Office of the City Prosecutor of Quezon
City, finding probable cause concerning the supposed countercharges against us
that were filed in the Barangay after we had filed ours, by our tormentors,
Faye Maybelle J. Lorenz and Rosario M. Joaquin, for maltreatment, physical
injuries and threats. I then realized
that the countercharges of our tormentors against us were filed with the Quezon
City Prosecutor's Office ahead of our complaint, which has yet to be filed with
said office by our lawyer[6]....
Respondent was unable to
controvert the foregoing account.
Instead, he claimed that he was hired by petitioner to file a case for
partition, but, because the latter failed to give him the documents to be used
in filing of the case, he decided to withdraw his representation.
The Court finds respondent's
explanation flimsy. His services were hired by petitioner six days after the
occurrence of the incident giving rise to the filing of the charges and
counter-charges for physical injuries, threats, and slander by deed filed by
the parties before the Lupong Tagapamayapa of their barangay. It is
improbable, therefore, that petitioner at that time would hire the services of
respondent for a purpose other than in connection with petitioner's pressing
legal concern, i.e., the filing of the criminal complaints with the
prosecutor's office. Moreover, the
Court cannot believe that petitioner merely made up a case of evasion of clear
duty by respondent to hold the latter liable for professional misconduct. On the other hand, respondent could have
easily submitted the affidavits of his wife and/or that of Lily Jodloman to
controvert petitioner's claims had he had not taken his professional engagement
seriously.
Rule 18.03 of the Code of
Professional Responsibility provides -
A lawyer shall not neglect a legal matter entrusted to him and his negligence in connection therewith shall render him liable.
What this Court said in Santiago
v. Fojas[7] was totally
lost on petitioner, to wit:
It is axiomatic that no lawyer is obliged to act either as adviser or advocate for every person who may wish to become his client. ...[However ,] once he agrees to take up the cause of a client, the lawyer owes fidelity to such cause and must always be mindful of the trust and confidence reposed in him. He must serve the client with competence and diligence, and champion the latter's cause with wholehearted fidelity, care, and devotion. Elsewise stated, he owes entire devotion to the interest of the client, warm zeal in the maintenance and defense of his client's rights, and the exertion of his utmost learning and ability to the end that nothing be taken or withheld from his client, save by the rules of law, legally applied. ...If much is demanded from an attorney, it is because the entrusted privilege to practice law carries with it the correlative duties not only to the client but also to the court, to the bar, and to the public. A lawyer who performs his duty with diligence and candor not only protects the interest of his client; he also serves the ends of justice, does honor to the bar, and helps maintain the respect of the community to the legal profession.
Respondent's conduct in this case,
exacerbated by his attempt to evade responsibility, falls short of what the law
requires. The fact that, as claimed by
him, he is a member of the IBP commission investigating complaints against
members of the bar all the more should have impressed on him his duty of
fidelity to his client's cause. That he
returned the money paid to him does not diminish his responsibility but only
mitigates the penalty.
On the other hand, there is no
merit in petitioner's claim that, as a result of respondent's failure to file
the complaint for threats, prescription set in. Pursuant to Art. 90, in relation to Art. 283 of the Revised Penal
Code, the prescriptive period for filing a complaint for threats is five
years. In any event, the interests of
petitioner and that of her father are not altogether without legal protection
as they can controvert the charges against them in the proceedings before the
trial court.
WHEREFORE, the Integrated Bar of the Philippines' Resolution
No. XIV-2000-460, dated July 29, 2000, is SET ASIDE and respondent Atty. Arturo
de los Reyes is REPRIMANDED with warning to be henceforth more careful in the
performance of his duty to his clients.
SO ORDERED.
Bellosillo, (Chairman), Quisumbing, Buena, and De Leon, Jr., JJ., concur.