EN BANC
[G.R. No.
137842. August 23, 2001]
PEOPLE OF THE PHILIPPINES, plaintiff-appellee, vs. DANILO CATUBIG y HORIO, accused-appellant.
D E C I S I O N
VITUG, J.:
In an information, dated 29
January 1998, the accused, Danilo Catubig y Horio, was charged with the crime
of rape before the Regional Trial Court, Branch 78, of Malolos, Bulacan; viz:
“The undersigned Asst. Provincial Prosecutor on complaint of the offended party Dannilyn Catubig y Lazaro accuses Danilo Catubig y Horio of the crime of rape, penalized under the provisions of Art. 335 of the Revised Penal Code, committed as follows:
“That on or about the 27th day of November, 1997, in the
municipality of San Jose del Monte, province of Bulacan, Philippines, and
within the jurisdiction of this Honorable Court, the above-named accused, did
then and there wilfully, unlawfully and feloniously, by means of force, threats
and intimidation and with lewd design have carnal knowledge of the said
offended party against her will.”[1]
When arraigned on 16 July 1998,
accused Catubig, represented by counsel de oficio, pleaded “not guilty”
to the offense charged; forthwith, trial ensued.
The case for the prosecution was
laid bare in Appellee’s Brief submitted by the Office of the Solicitor General.
“On November 27, 1997, at around 4:00 o’clock in the afternoon, private complainant Dannilyn Catubig, who was born on August 9, 1985, and her four (4) younger siblings were watching television in the sala of their house located at Sunlife Subdivision, San Jose del Monte, Bulacan.
“After an hour, Dannilyn’s father, herein appellant Danilo Catubig, arrived and told Dannilyn’s siblings to proceed, as in fact they did proceed, to her aunt’s house which is just located nearby. Thereafter, appellant told Dannilyn to go inside a room and to lie down on the bed. After Dannilyn had complied, appellant removed Dannilyn’s shorts and panty, while appellant, after removing his brief and t-shirt, [laid] on top of Dannilyn. Afraid of appellant who beat and raped her in the past, Dannilyn was not able to resist appellant who succeeded in inserting his penis into Dannilyn’s vagina.
“However, Dannilyn’s aunt, who got suspicious of what appellant was doing to Dannilyn, informed the latter’s mother, Jocelyn Catubig, about the said suspicion. Thus, when confronted by her mother, Dannilyn was forced to reveal that she was indeed raped by appellant. The sexual assault was reported to the San Jose del Monte Police Station where Dannilyn’s sworn statement was subsequently taken on December 3, 1997.
“Upon the request of the police authorities, Dannilyn was examined
on December 1, 1997 by Dr. Wilfredo E. Tiera, Medico-Legal Officer of the
National Bureau of Investigation, who found out that Dannilyn’s healed
laceration in the hymen was caused by sexual intercourse.”[2]
The accused denied the accusation
against him. He claimed that the rape
charge was brought about only because of the ill-will between him, on the one
hand, and his wife and daughter Dannilyn, on the other hand, following a
quarrel. On 27 November 1997, he
asseverated, he had fought with his wife, hitting her and his daughter. His wife then threatened him that it was the
last time that she would allow him to harm her and that he would regret what he
did. True to her foreboding, the next
day, he was arrested and a complaint for rape was filed against him.
On 11 December 1998, the Regional
Trial Court rendered a decision holding the accused guilty of the crime of
rape; it adjudged:
“WHEREFORE, in view of the foregoing, the Court hereby finds
accused DANILO CATUBIG Y HORIO GUILTY beyond reasonable doubt of the crime of
Rape defined and penalized under Article 335 of the Revised Penal Code, as
amended by Republic Act No. 7659, and hereby sentences him to suffer the
penalty of DEATH, and to pay private complainant Dannilyn Catubig the amount of
Fifty Thousand Pesos (P50,000.00) as moral damages.”[3]
With the imposition of the death
penalty by the trial court, the records were elevated to this Court for
automatic review.
In his brief, appellant submitted
thusly:
“1. The lower court erred in finding the accused guilty of the crime of rape in violation of Article 335 of the Revised Penal Code as amended by Republic Act 7659.
“2. The lower
court erred in not taking into consideration the fact that the information was
defective for failure to state that the accused is the father of the victim and
that the victim was under 18 years [of] age at the time of the commission of
the alleged rape.”[4]
Private complainant Dannilyn
Catubig narrated how she was repeatedly abused by her own father; she
testified:
“Q Now, after your sisters and brother [went] to the house of your aunt, what did your father do?
“A He instructed me to go inside the room.
“Q How many rooms were there in your house?
“A Only one.
“Q Did you go to the room per instruction?
“A Yes, sir.
“Q And what happened inside the room?
“A My father entered the room.
“Q And when your father entered the room, what did he do next?
“A He removed my short [pants] and my panty.
“Q What was your position at that time when your father removed your short pants and panty?
“A I was lying.
“Q When you entered the room, did you lie immediately?
“A No, I just sat.
“Q How come as you claimed a while ago, you were lying when your father removed your short pants and panty?
“A Once I entered the room, I was sitting then he removed my short [pants] and panty.
“Q You said upon entering the room, you sat and while sitting, all of a sudden your father removed your short pants and panty while already lying at that time, how come you were lying when according to you, you were sitting inside the room?
“A I was sitting first and he instructed me to lie down.
“Q While you were sitting inside the room and you were instructed by your father to lie, what comes to your mind?
“A That he will rape me.
“Q How did you come to know that?
“A He was raping me before, doing that before.
“Q In other words, that was not the first time your father raped you on that particular date?
“A No, sir.
“Q When was the first time, if you remember?
“A When I was still in grade 1.
“Q How many times were you raped by your father?
“A I can no longer remember how many it was - several.
“Q When was the last time your father raped you?
“A November 27.
“Q Now, when your father removed your short pants and panty, what did he do next?
“A He removed his brief and shirt.
“Q After removing his brief and shirt, what did he do?
“A He [laid] on top me.
“Q When your father [laid] on top of you, what did he do?
“A He was inserting his penis to my vagina.
“Q At this juncture, may we make of record that witness starts to cry.
“Q How did you know your father inserted his penis to your vagina?
“A I can feel it and it is painful.
“Q That was the time when your father was already lying on top of you?
“A Yes, sir.
“Q And what was the movement of the body of your father while he was lying on top of you?
“A Push and pull movement.
“Q For how long did your father stay on top of you doing that push and pull movement?
“A That must be about 1 hour, but my aunt arrived.
“Q Aside from the pain, what else did you feel?
“A Mahapdi at parang may pumipitik sa loob ng ari ko.
“Q Did you not try to resist?
“A No, because I am afraid of him.
“Q You are afraid of your father?
“A Yes, sir.
“Q Afraid of what?
“A Because he was beating us, hitting us.
“Q Why, what was the reason why your father was hitting you?
“A To threaten us.
“Q For what purpose?
“A Whenever my mother sided with us, my father and mother engaged in a fight.
“Q In this case, you were raped and sexually abused by your father, what made you afraid of him?
“A Because we were afraid
of my father since childhood.”[5]
Dannilyn has given her testimony
in a plain, categorical, spontaneous and frank manner, remaining consistent
throughout, and there is hardly anything on record that can cast doubt on her
sincerity. The revelations of an
innocent child whose chastity has been abused, coupled with her willingness to
face police investigation and to undergo the trouble and humiliation of a
public trial, should merit credence unless strong justifications dictate
otherwise. Indeed, it would take a most
senseless kind of depravity for a young daughter to just make up a story which
could put her own father to an undeserved indictment and to even possibly face
death in the hands of the law.[6]
When rape is committed against
one’s own daughter, the moral ascendancy and influence of the father, that
necessarily flows from his parental authority, can sufficiently cow the child
to submission and can rightly be held to substitute for the requisite “violence
or intimidation” that, normally, would be characterized by physical acts and
uttered threats made on the victim.
The trite defenses of alibi
and denial proferred by appellant cannot prevail over the positive and
categorical statements of private complainant.
Alibi is often viewed with suspicion and received with caution
not only because it is inherently weak and unreliable but also because it is
easy to fabricate. In order that this
defense can prosper, it must be convincing to preclude any doubt on the
physical impossibility of the presence of the accused at the locus criminis
at the time of the incident. These
conditions have not been met in the case at bar.
The contention of appellant that
his wife and daughter Dannilyn have accused him merely because of his violent
ways is much too flimsy to be believed.
The mere resentment of a wife and daughter is not so compelling as to
have motivated them to wrongly lodge a complaint for a crime much more serious
than might, if at all, be expected.
It is likewise a settled doctrine
that the assessment made by the trial court on the credibility of witnesses
deserves great regard and weight on appeal.
The rule is not without reason; the trial judge has a unique position of
hearing first hand the witnesses and observing their deportment, conduct and
attitude during the course of the testimony in open court. There is no valid reason to now ignore this
long accepted jurisprudence in this instance.
This Court, however, finds the
second assignment of error impressed with merit.
Article 335 of the Revised Penal
Code, as amended by Section 11 of Republic Act No. 7659, at times also referred
to as the Death Penalty Law, states in part:
“Art. 335. When and how rape is committed. x x x
“x x x x x x x x x
“The death penalty shall also be imposed if the crime of rape is committed with any of the following attendant circumstances:
“1. When the victim is under eighteen (18) years of age and the offender is a parent, ascendant, step-parent, guardian, relative by consanguinity or affinity within the third civil degree, or the common-law spouse of the parent of the victim.”
The
concurrence of the minority of the victim and her relationship to the offender
are special qualifying circumstances that are needed to be alleged in the
complaint or information for the penalty of death to be decreed.[7] The Constitution guarantees to be inviolable the
right of an accused to be informed of the nature and cause of the accusation
against him.[8] It is a requirement that renders it essential for
every element of the offense with which he is charged to be properly alleged in
the complaint or information.
Here, the information failed to
state the minority of the victim and her relationship with the offender, both
special qualifying circumstances under Republic Act No. 7659, and for want of
such allegations, the trial court erred in imposing the death penalty on the
accused.[9] Appellant could only thus be convicted under Article
335 of the Revised Penal Code, as amended, of simple rape punishable by reclusion
perpetua.
Anent the award of damages, the
trial court has correctly awarded P50,000.00 moral damages, an award that rests
on the jural foundation that the crime of rape necessarily brings with it
shame, mental anguish, besmirched reputation, moral shock and social
humiliation to the offended party.[10] In addition, the offended party deserves to receive
the amount of P50,000.00 civil indemnity,[11] the equivalent of compensatory damages, and exemplary
damages in the amount of P25,000.00.
An apparent discord in the award
of exemplary damages in simple and qualified rape cases perhaps deserves more
than just a passing remark.
The Civil Code of the Philippines
provides, in respect to exemplary or corrective damages, thusly:
“ART. 2229. Exemplary or corrective damages are imposed, by way of example or correction for the public good, in addition to the moral, temperate, liquidated or compensatory damages.
“ART. 2230. In criminal offenses, exemplary damages as a part of the civil liability may be imposed when the crime was committed with one or more aggravating circumstances. Such damages are separate and distinct from fines and shall be paid to the offended party.
“ART. 2231. In quasi-delicts, exemplary damages may be granted if the defendant acted with gross negligence.
“ART. 2232. In contracts and quasi-contracts, the court may award exemplary damages if the defendant acted in a wanton, fraudulent, reckless, oppressive, or malevolent manner.
“ART. 2233. Exemplary damages cannot be recovered as a matter of right; the court will decide whether or not they should be adjudicated.
“ART. 2234. While the amount of the exemplary damages need not be proved, the plaintiff must show that he is entitled to moral, temperate or compensatory damages before the court may consider the question of whether or not exemplary damages should be awarded. In case liquidated damages have been agreed upon, although no proof of loss is necessary in order that such liquidated damages may be recovered, nevertheless, before the court may consider the question of granting exemplary in addition to the liquidated damages, the plaintiff must show that he would be entitled to moral, temperate or compensatory damages were it not for the stipulation for liquidated damages.
“ART. 2235. A stipulation whereby exemplary damages are renounced in advance shall be null and void.”
The attendance of aggravating
circumstances in the perpetration of the crime serves to increase the penalty
(the criminal liability aspect),[12] as well as to justify an award of exemplary or
corrective damages (the civil liability aspect),[13] moored on the greater perversity of the offender
manifested in the commission of the felony such as may be shown by (1) the
motivating power itself, (2) the place of commission, (3) the means and ways employed, (4) the time, or (5) the personal circumstances of the offender or the offended party
or both. There are various types of
aggravating circumstances, among them, the ordinary and the qualifying. Relationship is an alternative circumstance
under Article 15 of the Revised Penal Code.
“Art. 15. Their concept. --Alternative circumstances are those which must be taken into consideration as aggravating or mitigating according to the nature and effects of the crime and other conditions attending its commission. They are relationship, intoxication, and degree of instruction and education of the offender.
“The alternative circumstance of relationship shall be taken into consideration when the offended party is the spouse, ascendant, descendant, legitimate, natural, or adopted brother or sister, or relative by affinity in the same degree of the offender.”
As a rule, relationship is held to
be aggravating in crimes against chastity, such as rape and acts of
lasciviousness, whether the offender is a higher or a lower degree relative of
the offended party.[14]
Under Section 11 of Republic Act
No. 7659, amending Article 335 of the Revised Penal Code, the death penalty is
to be imposed in rape cases “when the victim is under eighteen (18) years of
age and the offender is a parent, ascendant, step-parent, guardian, relative by
consanguinity or affinity within the third civil degree, or the common-law
spouse of the parent of the victim.”
The Court has since held that the circumstances enumerated by the
amendatory law are to be regarded as special qualifying (aggravating)
circumstances. Somehow doubts linger on
whether relationship may then be considered to warrant an award for exemplary
damages where it is used to qualify rape as a heinous crime, thereby becoming
an element thereof, as would subject the offender to the penalty of death. Heretofore, the Court has not categorically
laid down a specific rule, preferring instead to treat the issue on a case to
case basis.
In People vs. Fundano,[15] People vs. Ramos,[16] People vs. Medina,[17] People vs. Dimapilis,[18] People vs. Calayca,[19] People vs. Tabion,[20] People vs. Bayona,[21] People vs. Bayya,[22] and People vs. Nuñez,[23] along with still other cases, the Court has almost
invariably appreciated relationship as an ordinary aggravating circumstance in
simple rape and thereby imposed exemplary damages upon the offender whether or
not the offense has been committed prior to or after the effectivity of
Republic Act No. 7659. Exceptionally,
as in People vs. Decena,[24] People vs. Perez,[25] People vs. Perez,[26] and People vs. Ambray,[27] the Court has denied the award of exemplary damages
following the effectivity of that law.
In qualified rape cases, such as in People vs. Magdato,[28] People vs. Arizapa,[29] and
People vs. Alicante,[30] the Court decreed the payment of exemplary damages to
the offended party but it did not so do as in People vs. Alba,[31] People vs. Mengote,[32] and People vs. Maglente.[33]
It may be time for the Court to
abandon its pro hac vice stance and
provide, for the guidance of the bar and the bench, a kind of standard
on the matter.
Also known as “punitive” or
“vindictive” damages, exemplary or corrective damages are intended to serve as
a deterrent to serious wrong doings, and as a vindication of undue sufferings
and wanton invasion of the rights of an injured or a punishment for those
guilty of outrageous conduct. These
terms are generally, but not always, used interchangeably. In common law, there
is preference in the use of exemplary damages when the award is to account for
injury to feelings and for the sense of indignity and humiliation suffered by a
person as a result of an injury that has been maliciously and wantonly
inflicted,[34] the theory being that there should be compensation
for the hurt caused by the highly reprehensible conduct of the defendant -
associated with such circumstances as willfulness, wantonness, malice, gross
negligence or recklessness, oppression, insult or fraud or gross fraud[35]- that intensifies the injury. The terms punitive or vindictive damages are
often used to refer to those species of
damages that may be awarded against a person to punish him for his outrageous
conduct. In either case, these damages
are intended in good measure to deter the wrongdoer and others like him from
similar conduct in the future.[36]
The term “aggravating
circumstances” used by the Civil Code, the law not having specified otherwise,
is to be understood in its broad or generic sense. The commission of an offense has a two-pronged effect, one on the
public as it breaches the social order and the other upon the private victim as
it causes personal sufferings, each of which is addressed by, respectively, the
prescription of heavier punishment for the accused and by an award of
additional damages to the victim. The
increase of the penalty or a shift to a graver felony underscores the
exacerbation of the offense by the attendance of aggravating circumstances,
whether ordinary or qualifying, in its commission. Unlike the criminal liability which is basically a State concern,
the award of damages, however, is likewise, if not primarily, intended for the
offended party who suffers thereby. It
would make little sense for an award of exemplary damages to be due the private
offended party when the aggravating circumstance is ordinary but to be withheld
when it is qualifying. Withal, the
ordinary or qualifying nature of an aggravating circumstance is a distinction
that should only be of consequence to the criminal, rather than to the civil,
liability of the offender. In fine,
relative to the civil aspect of the case, an aggravating circumstance, whether
ordinary or qualifying, should entitle the offended party to an award of
exemplary damages within the unbridled meaning of Article 2230 of the Civil
Code.
Relevantly, the Revised Rules on
Criminal Procedure, made effective on 01 December 2000, requires aggravating
circumstances, whether ordinary or qualifying, to be stated in the complaint or
information. Sections 8 and 9 of Rule
110 of the Rules of Court now provide:
“Sec. 8. Designation of the offense. - The complaint or information shall state the designation of the offense given by the statute, aver the acts or omissions constituting the offense, and specify its qualifying and aggravating circumstances. If there is no designation of the offense, reference shall be made to the section or subsection of the statute punishing it.
“Sec. 9. Cause of the accusations. - The acts or omissions complained of as constituting the offense and the qualifying and aggravating circumstances must be stated in ordinary and concise language and not necessarily in the language used in the statute but in terms sufficient to enable a person of common understanding to know what offense is being charged as well as its qualifying and aggravating circumstances and for the court to pronounce judgment.”
A court
would thus be precluded from considering in its judgment the attendance of
“qualifying or aggravating circumstances” if the complaint or information is
bereft of any allegation of the presence of such circumstances.
The retroactive application of
procedural rules, nevertheless, cannot adversely affect the rights of the
private offended party that have become vested prior to the effectivity of said
rules. Thus, in the case at bar,
although relationship has not been alleged in the information, the offense
having been committed, however, prior to the effectivity of the new rules, the
civil liability already incurred by appellant remains unaffected thereby.
WHEREFORE, the decision of the court a quo is AFFIRMED
with MODIFICATION in that appellant Danilo Catubig y Horio is found guilty only
of simple rape and not in its qualified form, and he is hereby sentenced to
suffer the penalty of reclusion perpetua and to pay complainant Dannilyn
Catubig P50,000.00 civil indemnity, P50,000.00 moral damages and P25,000.00
exemplary damages. Costs de oficio.
SO ORDERED.
Davide, Jr., C.J., Bellosillo,
Melo, Kapunan, Mendoza, Panganiban, Quisumbing, Pardo, Buena, Gonzaga-Reyes,
Ynares-Santiago, De leon, Jr., and Sandoval-Gutierrez, JJ., concur.
Puno J., in the result.
[1] Rollo,
p. 5.
[2] Rollo,
pp. 61-62.
[3] Rollo,
p. 51.
[4] Rollo,
p. 35.
[5] TSN,
16 March 1998, pp. 3-5.
[6] People
vs. Rivera, 318 SCRA 317.
[7] People
vs. Narido, 316 SCRA 131.
[8] Sec.
1(2), Art. III of the Constitution.
[9] People
vs. Panique, 316 SCRA 757.
[10] People
vs. Nuñez, 310 SCRA 168; People vs. Narido, 316 SCRA 131.
[11] People
vs. De la Cuesta, 304 SCRA 83; People vs. Narido, supra.
[12] Idem,
p. 312.
[13] Art.
2230, Civil Code.
[14] Reyes,
Luis R. The Revised Penal Code, 14th Ed., 1998, p. 464; People vs. Porras,
58 Phil. 578; People vs. Lucas, 181 SCRA 316; People vs. Tan Jr.,
264 SCRA 425; People vs. Perez, 270 SCRA 526; People vs. Perez,
296 SCRA 17; People vs. Mosqueda, 313 SCRA 694; People vs.
Tresballes, 314 SCRA 774; People vs. Docena, 322 SCRA 820; People vs.
Sampior, 327 SCRA 31; People vs. Gajo, 327 SCRA 612; People vs.
Alvero, 329 SCRA 737.
[15] 291
SCRA 356.
[16] 296
SCRA 559.
[17] 300
SCRA 98.
[18] 300
SCRA 279.
[19] 301
SCRA 192.
[20] 317
SCRA 126.
[21] 327
SCRA 190.
[22] 327
SCRA 771
[23] 310
SCRA 168.
[24] 332
SCRA 618.
[25] 270
SCRA 526.
[26] 290
SCRA 17.
[27] 303
SCRA 697.
[28] 324
SCRA 785.
[29] 328
SCRA 214.
[30] 332
SCRA 440.
[31] 305
SCRA 811.
[32] 305
SCRA 380.
[33] 306
SCRA 546.
[34] American
Cent. Corp. vs. Stevens Van Lines, Inc., 103 Mich App 507, 303 NW2d 234;
Morris vs. Duncan, 126 Ga 467, 54 SE 1045; Faircloth vs. Greiner,
174 Ga app 845, 332 SE 2d 905; §731, 22 Am Jur 2d, p. 784 American Surety Co. vs.
Gold, 375 F 2d 523, 20 ALR 3d 335; Erwin vs. Michigan, 188 Ark 658, 67
SW 2d 592.
[35] §762
22 Am Jur 2d pp. 817-818.
[36] §733,
22 Am Jur 2d, p. 785; Symposium: Punitive Damages, 56 So Cal LR 1, November
1982.