THIRD DIVISION
[G.R. No. 142261.
June 29, 2000]
GOVERNOR MANUEL M. LAPID, petitioner,
vs. HONORABLE COURT OF APPEALS, OFFICE OF THE OMBUDSMAN, NATIONAL BUREAU OF
INVESTIGATION, FACT-FINDING INTELLIGENCE BUREAU (FFIB) of the Office of the
Ombudsman, DEPARTMENT OF INTERIOR AND LOCAL GOVERNMENT, respondents.
R E S O L U T I O N
GONZAGA-REYES, J.:
Before us are
the Motions for Reconsideration filed by the National Bureau of Investigation
and the Department of the Interior and Local Government, represented by the
Office of the Solicitor-General, and the Office of the Ombudsman of our 5 April
2000 Resolution.[1] In this resolution, we ordered the
immediate reinstatement of petitioner Manuel Lapid to the position of Governor
of Pampanga as the respondents failed to establish the existence of a law
mandating the immediate execution of a decision of the Office of the Ombudsman
in an administrative case where the penalty imposed is suspension for one year.
The factual
antecedents are as follows:
On the basis of
an unsigned letter dated July 20, 1998, allegedly originating from the “Mga
Mamamayan ng Lalawigan ng Pampanga,” addressed to the National Bureau of
Investigation, the latter initiated an “open probe” on the alleged illegal
quarrying in Pampanga & exaction of exorbitant fees purportedly perpetrated
by unscrupulous individuals with the connivance of high-ranking government
officials. The NBI Report was endorsed to the respondent Ombudsman and was
docketed as OMB-1-98-2067.
On Oct. 26,
1998, a complaint was filed charging petitioner Gov. Manuel M. Lapid,
Vice-Governor Clayton Olalia, Provincial Administrator Enrico Quiambao,
Provincial Treasurer Jovito Sabado, Mabalacat Municipal Mayor Marino Morales
and Senior Police Officer 4 Nestor Tadeo with alleged “Dishonesty, Grave
Misconduct and Conduct Prejudicial to the Best Interest of the Service” for
allegedly “having conspired between and among themselves in demanding and
collecting from various quarrying operators in Pampanga a control fee, control
slip, or monitoring fee of P120.00 per truckload of sand, gravel, or other
quarry material, without a duly enacted provincial ordinance authorizing the
collection thereof and without issuing receipts for its collection. They were also accused of giving unwarranted
benefits to Nestor Tadeo, Rodrigo “Rudy” Fernandez & Conrado Pangilinan who
are neither officials/employees of the Provincial Government. of Pampanga nor
quarry operators by allowing them to collect the said amount which was over and
above the P40.00 prescribed under the present provincial ordinance and in
allowing Tadeo, Fernandez and Pangilinan to sell and deliver to various quarry
operators booklets of official receipts which were pre-stamped with “SAND FEE
P40.00.”[2]
The Ombudsman
issued an Order dated January 13, 1999 preventively suspending petitioner
Lapid, Olalia, Quiambao, Sabado, Morales and Tadeo for a period of six (6)
months without pay pursuant to Sec. 24 of RA 6770. On Jan. 19, 1999, the
Department of the Interior and Local Government (hereinafter the “DILG”)
implemented the suspension of petitioner Lapid[3].
On November 22,
1999 the Ombudsman rendered a decision[4] in the administrative case finding
the petitioner administratively liable for misconduct thus:
“Wherefore, premises considered,
respondent Manuel M. Lapid, Clayton A. Olalia, Jovito S. Sabado and Nestor C.
Tadeo are hereby found guilty of misconduct for which they are meted out the
penalty of one (1) year suspension without pay pursuant to section 25 (2) of
R.A. 6770 (Ombudsman Act of 1989). Respondent Marino P. Morales is hereby
exonerated from the same administrative charge for insufficiency of evidence.
The complaint against respondent Enrico P. Quiambao, who resigned effective
June 30, 1998 was dismissed on March 12, 1999, without prejudice to the outcome
of the criminal case.”[5]
The copy of the
said decision was received by counsel for the petitioner on November 25, 1999 and a motion for
reconsideration was filed on November 29, 1999. The Office of the Ombudsman, in
an Order[6] dated 12 January 2000, denied the
motion for reconsideration.
Petitioner then
filed a petition for review with the Court of Appeals on January 18, 2000
praying for the issuance of a temporary restraining order to enjoin the
Ombudsman from enforcing the questioned decision. The temporary restraining
order was issued by the appellate court on January 19, 2000.[7]
When the 60-day
lifetime of the temporary restraining order lapsed on March 19, 2000 without the
Court of Appeals resolving the prayer for the issuance of a writ of preliminary
injunction, a petition[8] for certiorari, prohibition and mandamus was filed with this Court on March
20, 2000. The petition asked for the
issuance of a temporary restraining order to enjoin the respondents from
enforcing the assailed decision of the Ombudsman and prayed that “after due
proceedings, judgment be rendered reversing and setting aside the questioned
decision (of the Ombudsman) dated November 22, 1999 and the order dated January
12, 2000.”[9]
On March 22,
2000 the Third Division of this Court issued a Resolution requiring the respondents to comment on the
petition. That same day, the Court of Appeals issued a resolution[10] denying the petitioner’s prayer for
injunctive relief. The following day, or on March 23, 2000, the DILG
implemented the assailed decision of the Ombudsman and the highest ranking
Provincial Board Member of Pampanga, Edna David, took her oath of office as
O.I.C.- Governor of the Province of Pampanga.
On March 24,
2000 a Motion for Leave to File Supplement to the Petition for Certiorari,
Prohibition and Mandamus[11] and the Supplement to the Petition[12] itself were filed in view of the
resolution of the Court of Appeals denying the petitioner’s prayer for preliminary
injunction. In addition to the arguments raised in the main petition, the
petitioner likewise raised in issue the apparent pre-judgment of the case on
the merits by the Court of Appeals in its resolution denying the prayer for
preliminary injunction. In so doing,
petitioner argued that the respondent court exceeded the bounds of its
jurisdiction. Proceeding from the premise that the decision of the Ombudsman
had not yet become final, the petitioner argued that the writs of prohibition
and mandamus may be issued against the respondent DILG for prematurely implementing
the assailed decision. Finally, the
petitioner prayed for the setting aside of the resolution issued by the Court
of Appeals dated March 22, 2000 and for the issuance of a new one enjoining the
respondents from enforcing the said decision or, if it has already been
implemented, to withdraw any action already taken until the issue of whether or
not the said decision of the Ombudsman is immediately executory has been
settled.
The Solicitor-General
and the Office of the Ombudsman filed their respective comments[13]to the petition praying for the
dismissal thereof. Regarding the issue
of the immediate enforcement of the decision of the Ombudsman, the
Solicitor-General maintains that the said decision is governed by Section 12,
Rule 43 of the Rules of Court and is therefore, immediately executory. For its
part, the Office of the Ombudsman maintains that the Ombudsman Law and its
implementing rules are silent as to the execution of decisions rendered by the
Ombudsman considering that the portion of the said law cited by petitioner
pertains to the finality of the decision but not to its enforcement pending
appeal. The Office of the Ombudsman also stated that it has uniformly adopted
the provisions in the Local Government Code and Administrative Code that
decisions in administrative disciplinary cases are immediately executory.
The Solicitor-General filed an additional
comment[14] alleging that the petitioner did not question the
executory character of the decision of the Ombudsman and that he is presenting
this argument for the first time before the Supreme Court. The appellate court
should be given an opportunity to
review the case from this standpoint
before asking the Supreme Court to review the resolutions of the Court
of Appeals. The petitioner filed a
consolidated Reply[15] to the Comments of the respondents.
After oral
arguments before the Third Division of this Court on 5 April 2000, the
Resolution[16] subject of the instant Motions for
Reconsideration was issued. The
Resolution provides as follows:
“From the pleadings filed by the
parties and after oral arguments held on April 5, 2000, the petitioner
represented by Atty. Augusto G. Panlilio, the respondent Ombudsman represented
by its Chief Legal Counsel, and the National Bureau of Investigation and the
Department of the Interior and Local Government represented by the Solicitor
General, and after due deliberation, the Court finds that the respondents
failed to establish the existence of a law mandating the immediate execution of
a decision of the Ombudsman in an administrative case where the penalty imposed
is suspension for one year. The
immediate implementation of the decision of the Ombudsman against petitioner is
thus premature.
WHEREFORE, the respondents are
ordered to reinstate effective immediately the petitioner to the position of
Governor of the Province of Pampanga.
This case is hereby remanded to the Court of Appeals for resolution of
the appeal in CA-GR. SP No. 564744 on the merits. Said court is hereby directed to resolve the same with utmost
deliberate dispatch.
This is without prejudice to the
promulgation of an extended decision.”
From this 5
April 2000 Resolution, the Offices of the Solicitor-General and the Ombudsman
filed the instant motions for reconsideration.
The sole issue
addressed by our 5 April 2000 Resolution is whether or not the decision of the
Office of the Ombudsman finding herein petitioner administratively liable for
misconduct and imposing upon him a penalty of one (1) year suspension without
pay is immediately executory pending appeal.
Petitioner was
administratively charged for misconduct under the provisions of R.A. 6770, the
Ombudsman Act of 1989. Section 27 of
the said Act provides as follows:
“Section 27. Effectivity and
Finality of Decisions. – All provisionary orders of the Office of the Ombudsman
are immediately effective and executory.
A motion for reconsideration of any
order, directive or decision of the Office of the Ombudsman must be filed
within five (5) days after receipt of written notice and shall be entertained
only on the following grounds:
X X X
Findings of fact of the Office of
the Ombudsman when supported by substantial evidence are conclusive. Any order, directive or decision imposing
the penalty of public censure or reprimand, suspension of not more than one
month’s salary shall be final and unappealable.
In all administrative disciplinary
cases, orders, directives or decisions of the Office of the Ombudsman may be
appealed to the Supreme Court by filing a petition for certiorari within ten
(10) days from receipt of the written notice of the order, directive or
decision or denial of the motion for reconsideration in accordance with Rule 45
of the Rules of Court.”
The Rules of
Procedure of the Office of the Ombudsman[17] likewise contain a similar
provision. Section 7, Rule III of the
said Rules provides as follows:
“Sec. 7. Finality of Decision –
where the respondent is absolved of the charge and in case of conviction where
the penalty imposed is public censure or reprimand, suspension of not more than
one month, or a fine not equivalent to one month salary, the decision shall be
final and unappealable. In all other
cases, the decision shall become final after the expiration of ten (10) days
from receipt thereof by the respondent, unless a motion for reconsideration or
petition for certiorari, shall have been filed by him as prescribed in Section
27 of R.A. 6770.”
It is clear from
the above provisions that the punishment imposed upon petitioner, i.e.
suspension without pay for one year, is not among those listed as final and
unappealable, hence, immediately executory.
Section 27 states that all provisionary orders of the Office of the
Ombudsman are immediately effective and executory; and that any order, directive or decision of the said
Office imposing the penalty of censure or reprimand or suspension of not more
than one month’s salary is final and unappealable. As such the legal maxim “inclusion
unius est exclusio alterus” finds application. The express mention of the things included excludes those that
are not included. The clear import of these statements taken together is that
all other decisions of the Office of the Ombudsman which impose penalties that
are not enumerated in the said section 27 are not final, unappealable and
immediately executory. An appeal timely filed, such as the one filed in the
instant case, will stay the immediate implementation of the decision. This
finds support in the Rules of Procedure issued by the Ombudsman itself which
states that “(I)n all other cases, the decision shall become final after the
expiration of ten (10) days from receipt thereof by the respondent, unless a
motion for reconsideration or petition for certiorari (should now be
petition for review under Rule 43) shall have been filed by him as prescribed
in Section 27 of R.A. 6770.”
The Office of
the Solicitor General insists however that the case of Fabian vs. Desierto[18] has voided Section 27 of R.A. 6770
and Section 7, Rule III of Administrative Order No. 07. As such, the review of decisions of the
Ombudsman in administrative cases is now governed by Rule 43 of the 1997 Rules
of Civil Procedure which mandates, under Section 12[19] thereof, the immediately executory
character of the decision or order appealed from.
The contention
of the Solicitor General is not well-taken.
Our ruling in the case of Fabian vs. Desierto invalidated Section
27 of Republic Act No. 6770 and Section 7, Rule III of Administrative Order
No.07 and any other provision of law implementing the aforesaid Act only
insofar as they provide for appeals in administrative disciplinary cases from
the Office of the Ombudsman to the Supreme Court. The only provision affected
by the Fabian ruling is the designation of the Court of Appeals as the
proper forum and of Rule 43 of the Rules of Court as the proper mode of
appeal. All other matters included in
said section 27, including the finality or non-finality of decisions, are not
affected and still stand.
Neither can
respondents find support in Section 12, Rule 43 of the 1997 Rules of Civil
Procedure which provides as follows:
“Section 12. Effect of Appeal.
The appeal shall not stay the award, judgment, final order or resolution sought
to be reviewed unless the Court of Appeals shall direct otherwise upon such
terms as it may deem just.”
On this point,
respondents contend that considering the silence of the Ombudsman Act on the
matter of execution pending appeal, the above-quoted provision of the Rules of
Court, which allegedly mandates the immediate execution of all decisions
rendered by administrative and quasi-judicial agencies, should apply
suppletorily to the provisions of the Ombudsman Act. We do not agree.
A judgment
becomes “final and executory” by operation of law.[20] Section 27 of the Ombudsman Act
provides that any order, directive or decision of the Office of the Ombudsman
imposing a penalty of public censure or reprimand, or suspension of not more
than one month’s salary shall be final and unappealable. In all other cases, the respondent therein
has the right to appeal to the Court of Appeals within ten (10) days from
receipt of the written notice of the order, directive or decision. In all these other cases therefore, the
judgment imposed therein will become final after the lapse of the reglementary
period of appeal if no appeal is perfected[21] or, an appeal therefrom having been
taken, the judgment in the appellate tribunal becomes final. It is this final judgment which is then
correctly categorized as a “final and executory judgment” in respect to which
execution shall issue as a matter of right.[22] In other words, the fact that the
Ombudsman Act gives parties the right to appeal from its decisions should
generally carry with it the stay of these decisions pending appeal. Otherwise, the essential nature of these
judgments as being appealable would be rendered nugatory.
The general rule
is that judgments by lower courts or tribunals become executory only after it
has become final and executory,[23] execution pending appeal being an
exception to this general rule. It is the contention of respondents however
that with respect to decisions of quasi-judicial agencies and administrative
bodies, the opposite is true. It is argued that the general rule with respect
to quasi-judicial and administrative agencies is that the decisions of such
bodies are immediately executory even pending appeal.
The contention
of respondents is misplaced. There is no general legal principle that mandates
that all decisions of quasi-judicial agencies are immediately executory. Decisions rendered by the Securities and
Exchange Commission[24] and the Civil Aeronautics Board,[25] for example, are not immediately
executory and are stayed when an appeal is filed before the Court of Appeals.
On the other hand, the decisions of the Civil Service Commission, under the
Administrative Code[26], and the Office of the President
under the Local Government Code[27], which respondents cite, are
immediately executory even pending appeal because the pertinent laws under
which the decisions were rendered mandate them to be so. The provisions of the
last two cited laws expressly provide for the execution pending appeal of their
final orders or decisions. The Local Government
Code, under Section 68 thereof provides as follows:
“Section 68. Execution Pending Appeal. – An appeal shall
not prevent a decision from becoming final and executory. The respondent shall be considered as having
been placed under preventive suspension during the pendency of an appeal in the
event he wins such appeal. In the event
the appeal results in an exoneration, he shall be paid his salary and such
other emoluments during the pendency of the appeal.”
Similarly, Book V, Title I, Subtitle A, Chapter 6, Section 47, par. (4)
of the Administrative Code of 1987 provides:
“(4) An appeal shall not stop the decision from being executory,
and in case the penalty is suspension or removal, the respondent shall be
considered as having been under preventive suspension during the pendency of the
appeal in the event he wins an appeal.”
Where the legislature has seen fit to declare that the decision of the
quasi-judicial agency is immediately final and executory pending appeal, the
law expressly so provides.
Section 12 of
Rule 43 should therefore be interpreted as mandating that the appeal will not
stay the award, judgment, final order or resolution unless the law directs
otherwise.
Petitioner was
charged administratively before the Ombudsman and accordingly the provisions of the Ombudsman Act should apply
in his case. Section 68 of the Local
Government Code only applies to administrative decisions rendered by the Office
of the President or the appropriate Sanggunian against elective local
government officials. Similarly, the
provision in the Administrative Code of 1987 mandating execution pending review
applies specifically to administrative decisions of the Civil Service
Commission involving members of the Civil Service.
There is no
basis in law for the proposition that the provisions of the Administrative Code
of 1987 and the Local Government Code on execution pending review should be
applied suppletorily to the provisions of the Ombudsman Act as there is nothing
in the Ombudsman Act which provides for such suppletory application. Courts may
not, in the guise of interpretation, enlarge the scope of a statute and include
therein situations not provided or intended by the lawmakers. An omission at the time of enactment,
whether careless or calculated, cannot be judicially supplied however later wisdom
may recommend the inclusion.[28]
And while in one
respect, the Ombudsman Law, the Administrative Code of 1987 and the Local
Government Code are in pari materia insofar as the three laws relate or
deal with public officers, the similarity ends there. It is a principle in
statutory construction that where there are two statutes that apply to a
particular case, that which was specially designed for the said case must
prevail over the other.[29] In the instant case, the acts
attributed to petitioner could have been the subject of administrative
disciplinary proceedings before the Office of the President under the Local
Government Code or before the Office of the Ombudsman under the Ombudsman
Act. Considering however, that
petitioner was charged under the Ombudsman Act, it is this law alone which
should govern his case.
Respondents,
through the Office of the Solicitor General, argue that the ruling against
execution pending review of the Ombudsman’s decision grants a one-sided
protection to the offender found guilty of misconduct in office and nothing at
all to the government as the aggrieved party.
The offender, according to respondents, can just let the case drag on
until the expiration of his office or his reelection as by then, the case
against him shall become academic and his offense, obliterated. As such, respondents conclude, the
government is left without further remedy and is left helpless in its own fight
against graft and corruption.
We find this
argument much too speculative to warrant serious consideration. If it
perceived that the fight against graft
and corruption is hampered by the inadequacy of the provisions of the Ombudsman
Act, the remedy lies not with this Court but by legislative amendment.
As regards the
contention of the Office of the Ombudsman that under Sec. 13(8), Article XI of
the 1987 Constitution, the Office of the Ombudsman is empowered to
“(p)romulgate its rules of procedure and exercise such other powers or perform
such functions or duties as may be provided by law,” suffice it to note that
the Ombudsman rules of procedure, Administrative Order No. 07, mandate that decisions of the Office of the
Ombudsman where the penalty imposed is other than public censure or reprimand,
suspension of not more than one month salary or fine equivalent to one month
salary are still appealable and hence, not final and executory. Under these rules, which were admittedly
promulgated by virtue of the rule-making power of the Office of the Ombudsman,
the decision imposing a penalty of one year suspension without pay on
petitioner Lapid is not immediately executory.
WHEREFORE, the Motions for Reconsideration
filed by the Office of the Solicitor General and the Office of the Ombudsman
are hereby DENIED for lack of merit.
SO ORDERED.
Melo,
(Chairman), Vitug, Panganiban, and Purisima, JJ., concur.
[1] Rollo, pp.
354-355.
[2] Rollo, pp.
11-12.
[3] Rollo, p. 12.
[4] Rollo, pp.
53-73.
[5] Rollo, p. 71.
[6] Rollo, pp.
75-82.
[7] Rollo, p. 18.
[8] Rollo, pp.
5-35.
[9] Rollo, p. 32.
[10] Rollo, pp.
121-131.
[11] Rollo, pp.
117-120.
[12] Rollo, pp.
94-116.
[13] Rollo, pp.
138-184 and pp. 265-287, respectively.
[14] Rollo, pp.
288-314.
[15] Rollo, pp.
319-340.
[16] Rollo, pp.
354-355.
[17] Administrative Order
No. 07 dated 10 April 1990.
[18] 295 SCRA 470.
[20] City of Manila vs.
Court of Appeals, 204 SCRA 362.
[21] Ibid.
[22] Investments, Inc. vs.
Court of Appeals, 147 SCRA 1072.
[23] Eudela vs.
Court of Appeals, July 17, 1992.
[24] Under
P.D. 902-A, as amended, there is no provision which states the immediate
execution of decisions rendered by the Securities and Exchange Commission. Section 6 thereof only provides as follows:
“XXX
The aggrieved party may appeal the order, decision, or
ruling of the Commission sitting en banc to the Supreme Court by petition for
review in accordance with the pertinent provisions of the Rules of Court.”
[25] “Republic Act No.
776. Section 48. Decisions, orders and/or rulings of the Board shall become
final and conclusive after fifteen days from the date thereof unless appealed
within said period to the Supreme Court by certiorari.”
[26] Executive Order No.
292.
[27] Republic Act No.
7160.
[28] Morales vs.
Subido, 26 SCRA 150.
[29] Wil Wilhelmsen,
Inc., et al vs. Baluyut, 83 SCRA 38.