EN BANC
[A.M. No. P-94-1080. November 19, 1999]
DINAH CHRISTINA A. AMANE, complainant, vs. ATTY.
SUSAN MENDOZA-ARCE, respondent.
[A.M. No. P-95-1128. November 19, 1999]
ATTY. SUSAN MENDOZA-ARCE, complainant, vs. ANITA B.
DURAN, JOHNEL C. ARCHES, AND ATTY. ESPERANZA ISABEL E. POCO-DESLATE, respondents.
[A.M. No. P-95-1144. November 19,
1999]
ATTY. ESPERANZA ISABEL E. POCO-DESLATE, complainant, vs. ATTY.
SUSAN MENDOZA-ARCE, respondent.
D E C I S I O N
PER
CURIAM:
To strive to create a
perfect government office where every public servant conducts himself with
utmost integrity, honesty and diligence, and devotes himself wholly to public
service is indeed worthy of commendation.
But the attainment of this ideal, be it well-meant, should be tempered
with basic courtesy and respect for colleagues including those occupying the
lowliest position, with a deep compassion for, understanding and consideration
of, the complexities of human behavior, human frailties being a natural part of
every individual. The notion should be
sought not alone for its sake but, more importantly, as a way of correcting
askewed work ethics and values of the less service-oriented public
servant. Certainly, in the prevention
and correction of a perceived wrong oppression, much less falsehood, should not
be countenanced nor justified. This is
simply illustrative of the expression, however trite it may seem, that
"the end does not, justify the means."
In these three (3) consolidated
administrative cases our attention is drawn to the lamentable state of affairs
at the Regional Trial Court of Roxas City where even the most persistent
efforts at mediation by the RTC judges concerned could not stop the charges and
countercharges from reaching this Court.
On 14 September 1994,
Executive Judge Sergio L. Pestaño of the Regional Trial, Court of Roxas City
and Presiding Judge of Branch 19 received a Report from Atty. Susan
Mendoza-Arce, Clerk of Court, informing him of the misdeeds of some of the
employees of his Branch. Specifically,
Atty. Arce alleged that Stenographers Anna B. Duran and Johnel C. Arches
falsely stated in their Daily Time Records (DTRs) for June, July and August
1994 that their "time of departure" was 5 o'clock in the afternoon
when, in truth and in fact, they left the office ahead of the prescribed office
hours to attend their 4:30 p.m. classs at the nearby Colegio de, la Purisima
Conception, and that his Branch Clerk of Court, Atty. Esperanza Isabel E.
Poco-Deslate, immediate superior of Duran and Arches, tolerated the practice.
The following day, Judge
Pestaño received a Petition from twenty-four (24) employees of the RTC of Roxas
City dated 12 September 1994[1] praying for the immediate investigation and
preventive suspension of Atty. Susan Mendoza-Arce for alleged acts of
oppression and conduct prejudicial to the best interest of the service
aggravated by habituality and taking advantage of official position. They pointed out that Atty. Arce lacked
emotional stability because instead of fostering closeness among members of the
workforce she would alienate herself from them and would waste precious time
looking for any imaginable minutest error an employee may commit; that Atty.
Arce was always happy to cause unhappiness among the employees whenever she
barked at them; that she exercised powers which were not hers but of the
judges, e.g., reviewing DTRs already pased upon by the branch clerks of court;
that Atty. Arce was an exponent of red tape when most of the requirements could
be dispensed with thus causing anxiety among lawyers and litigants; that Atty.
Arce conducted her own personal investigation on the attendance of employees
and would even go out of the office to make inquiries from other offices
outside the Hall of Justice; that Atty. Arce would insult staff employees of
the judges, and threaten them with administrative sanctions thus usurping the
authority of the Presiding Judges; that Atty. Arce would "run
berserk" and was probably the only clerk of Court who acted the way she
did; and, because of Atty. Arce's attitude and behavior a general atmosphere of
uneasiness has pervaded the Hall of Justice resulting in the low morale of the
employees which was not conducive to individual efficiency and collective harmony.[2]
After all the parties
submitted their comments which were required of them, Executive Judge Pestaño,
perceiving that the employees' differences "stemmed merely from their
conduct in office and differences in opinion as to how public service
may be rendered more efficiently and promptly," immediately
called a mediation conference on 21 September 1994 attended by the other five
(5) judges of the RTC-Roxas City[3]in a sincere attempt to resolve the
controversy at the RTC level. The
attempt however proved futile. After a
month of talking with the parties to no avail, Judge Pestaño in an Indorsement
dated 21 October 1994 forwarded the Report dated 14 September 1994 of Atty.
Arce and the Petition dated 12 September 1994 of the RTC employees with regrets
that "the parties' sentiments against each other are so deep that they
have not reached a rapportment" despite strong and persistent efforts
at mediation.[4]
On 16 September 1994 even
before the aforementioned mediation proceedings were started. Dinah Christina
A. Amane, Clerk III, RTC-Br. 19, Roxas City, filed directly with this Court
through the Office of the Court Administrator a formal complaint against Atty.
Susan Mendoza-Arce for "conduct prejudicial to the best interest of the
service, disgraceful conduct and oppression," docketed as Adm. Matter No.
P-94-1080, enumerating among others the alleged disgraceful and oppressive acts
of respondent:
a. Atty. Arce issued a memorandum compelling all court personnel to wear uniforms with specifications without conferring wig the Executive and other Judges of the Court.
b. Atty. Arce demanded the review of the Daily Time Records (DTRs) of all court personnel without conferring with the said judges and, after receiving the same, questioned and returned to the Branch 19 Clerk of Court the complainant's DTR for July 1994.
c. Atty. Arce at one time laid a trap for complainant so that she could catch her red-handed as not reporting for work utilizing a subordinate employee; and,
d. In June 1994, Atty. Arce
summoned the complainant to her office and after, demanding why the latter did
not file a one-day leave of absence in May 1994, went into,
"hysterics," shouted at "and insulted complainant in coarse
language."[5]
On 12 October 1994, Atty.
Esperanza Poco-Deslate, Branch Clerk of Court, RTC-Br. 19, Roxas City, filed a
formal countercharge against Atty. Susan Mendoza-Arce, docketed as Adm. Matter
No. P-95-1144, accusing respondent of “grave misconduct, conduct prejudicial to
the best interest of the service, intentionally making false statements, and
oppression." Specifically, complainant alleged that respondent maliciously
accused court personnel through illegal means, caused serious disturbance, and
usurped functions belonging to other authorities in the course of her
investigations; that respondent's accusation of falsification of DTR's by Duran
and Arches is devoid of factual basis since her only evidence thereof, were
certificates of enrollment issued by the school registrar which, however, were
only evidence of the fact of enrollment but not actual attendance in class;
that falsification of DTRs by Duran and Arches not having been proven,
complainant could not be accused of alleged connivance thereto even assuming
that there was in fact such a crime; that respondent, in the course of her
investigation of said falsifications, demanded from the school authorities
certifications of facts contrary to the latter's knowledge and threatened them
with court cases if they did not do what was required of them; that
respondent's actuations caused serious anxieties which affected the efficiency
of the other court employees; that respondent even aired the matter of her
investigations over the radio; that in taking direct action against the court
stenographers, respondent boldly usurped the authority not only of the
complainant as Branch Clerk of Court but also of the Presiding Judge; and,
that, contrary to her duty as Clerk of Court, Atty. Arce did not merely
recommend actions against erring employees to the Presiding Judge but instead
took direct action against them contrary to Sec. 5, Chapter VII, of the Manual
for Clerks of Court which provides that the Clerk of Court only initiates
investigations of erring personnel and recommends appropriate action to the
Executive Judge.[6]
On 17 November 1994, the
Office of the Court Administrator received a Letter dated 7 November 1994 from
the twenty-four (24) employs of the RTC-Roxas City who filed the Petition dated
12 September 1994[7] enclosing therewith individual and joint
affidavits in support of their Petition.[8]
Finally, on 2 December
1994 Atty. Arce filed her formal complaints dated 22 November 1994 against
Anita Duran, Johnel Arches and Atty. Esperanza E. Poco-Deslate, docketed as
Adm. Matter No. P-95-1128 formalizing her complaints of falsification of DTRs against
Duran and Arches and of connivance in said falsification against Atty. Deslate.
By Resolution dated 21
June 1995 we consolidated Adm. Matter No. P-95-1144 (Atty. Deslate v. Atty.
Arce) with Adm. Matter No. P-95-1128 (Atty. Arce v. Duran, et al), and
on 16 October 1995, Adm. Matter No. P-94-1080 (Amane v. Atty. Arce) with Adm.
Matter Nos. P-95-1128 and P-95-1144.
Although the cases were
initially referred to Executive Judge Sergio L. Pestaño[9] for investigation, report and
recommendation, we granted the latter's inhibition for the reasons
stated in his motion[10] and referred the cases to Executive Judge
Julius L. Abela of the RTC-Mambusao, Capiz, instead.[11]
After conducting
extensive hearings, Investigating Judge Abela submitted his Confidential
Investigation Report dated 13 May 1997 with the following recommendations:
In Adm. Matter No.
P-94-1080, dismissal of the charges leveled by Dinah Christina Amane against
Atty. Susan Mendoza-Arce for failure to prove by substantial evidence the
specific acts of oppression allegedly committed by respondent. On the contrary, Judge Abela found that
there was mutual animosity between Atty. Arce and Ms. Amane which developed
into enmity because while the former was bossy and overly strict, Ms. Amane, on
the other hand, being the daughter of a Presiding Judge of the Court (Br. 17),
was unrestrained in her habitual tardiness and absenteeism which was largely
tolerated and unreported.
On the matter of the
alleged falsification by Amane of her DTRs for March, April, May, June, July,
and August 1994 alleged by Atty. Arce in her comment to Amane's complaint and
itself formalized into a complaint dated 21 February 1995,[12] the Investigating Judge recommended that
Amane be dismissed for falsification and notorious absenteeism finding the same
to have been duly established by the following combined circumstances, to wit:
a) The fact that MS. AMANE never categorically denied the unequivocal allegations of the respondent that she (AMANE) was absent from office on 3,4,7, 14 and 18 March 1994; on 7,11,13,14,18 and 19 April 1994; on 3 and 13 May 1994; on 10,14,17,23, and 27 June 1994; on 1,25, and 26 July 1994; and on 3,4, and 30 August 1994. In her defense, MS. AMANE merely pleaded that full faith and credit be given her questioned DTRs on the ground that "(t)here can be no evidence of a writing the contents of which is the subject of inquiry other than the original writing itself xxx
b) The failure of MS. AMANE to affix her initials, as required by established office procedures, to at least twenty-four (24) certifications issued by the Court relating to civil cases in her charge during the period March to August 1994 thus indicating that she was absent from her workplace on the dates shown on the said certifications;
c) The explanation of ATTY. POCO-DESLATE that MS. AMANE did not initial the certifications adverted to because MS. AMANE was either in the comfort room, or was taking a break, or was typing/finishing her work, or was on the telephone, or was in conference with the Presiding Judge, or was on alleged "official business" for the Presiding judge is neither worthy of credence nor persuasive for being self-serving obviously intended merely to cover up for her friend MS. AMANE and for her own laxness and neglect in supervising/disciplining her subordinates;
d) Positive testimony of MS. AMANE and her own witness, (BARBARA R. DELFIN), to the effect that on several occasions MS. AMANE was elsewhere but at the Roxas City Hall of Justice during office hours, doing allegedly "official business" which were alien to her official duties;
e) Unrebutted positive testimony of ATTY. MENDOZA-ARCE to the effect that because she closely monitored MS. AMANE's office attendance, she personally knew that MS. AMANE was, actually absent on certain dates that her DTRs showed she was present; and that the Executive Judge (SERGIO PESTAÑO) who was also MS. AMANE's Presiding Judge at Branch 19, had confided to her (ATTY. MENDOZA-ARCE) that he cannot tolerate the absences and tardiness of MS. AMANE, that he was "already fed up with her", and that he was grateful to ATTY. MENDOZA-ARCE for having talked to MS. AMANE about the problems.
f) MS. AMANE's submission that her DTRs "were never falsified, the same being the exact entries in the logbook" without, however, making any attempt to introduce or produce the said logbook in evidence implying thereby that the said logbook if produced would be adverse to the defense of MS. AMANE;
g) The stark contrast between the entries in the DTRs of MS. AMANE
for the period March to August 1994 which were personally made by MS. AMANE
herself, and the bundy clock entries in her DTRs for the eleven month period of
February to December 1995. The contrast
is so sharp as to indubitably show that MS. AMANE indeed falsified her
DTRs. Even a cursory examination of
these DTRs show that whereas in 1994 MS. AMANE was never tardy, never took the
afternoon off, and was not on sick or vacation leave every day, half an hour to
over an hour, did not return to work in the afternoon on several occasions, and
was absent from work every month for usually nine (9) to ten (10)
workdays.[13]
For her tolerance, of
Amane's absences, the Investigating Judge recommended Atty. Deslate's six-month
suspension for simple neglect of duty as Branch Clerk of Court Branch 19 and
Amane's immediate superior.
In Adm. Matter No.
P-95-1128 Judge Abela recommended that the charges of falsification of DTRs
filed by Atty. Arce against Anita Duran and Johnel Arches and of connivance
therewith by Atty. Deslate be dismissed after finding them to be without
factual basis. Aside from Atty. Arce's
failure to present evidence to conclusively substantiate her claim that Duran
and Arches attended their classes at the Colegio de la Purisima Concepcion
during office hours, the following factors were likewise duly taken and given
weighty consideration, to wit: (a)
Certification by Mr. Elczar Adame, Duran and Arches' professor in Philosophy
101, that said respondents were always late or else absent for their 4:30 to
6:00 p. m. classes every Tuesday and Thursday for which reason he strongly
advised them to transfer to the 6:00 to 7:30 p.m. schedule;[14] (b) Certification by Ms. Myrna Abareles,
Duran's professor in Math 104, that Duran was officially dropped from the
subject because she never attended her 7:30 to 9:00 a.m. classes every Tuesday
and Thursday;[15] (c) Certification by Ms. Evelyn B. Cercado,
Duran's professor in English 115, that Duran was a notorious absentee in her
4:30-5:30 p. m. classes every Monday, Wednesday, and Friday or else was always
late;[16] (d) Affirmation by both Mr. Adame and Ms.
Abareles that .Atty. Arce frequently visited them at school demanding
certifications on matters contrary to their knowledge and threatening them with
court cases;[17] and, (e) Affirmation by Judge Pestaño
himself, Executive Judge of the RTC-Roxas City and Presiding Judge of Br. 19
thereof, that he never noticed Duran and Arches leave the office before the
close of office hours at 5 o'clock in the afternoon.[18]
In Adm. Matter No.
P-95-1144 Judge Abela recommended that Atty. Susan Mendoza-Arce be dismissed
from the service for grave misconduct, conduct prejudicial to the best interest
of the service and oppression concluding that the "demoralization and
unhealthy working atmosphere of constant tension in the Roxas City Hall of
Justice was largely attributable not only to her enmity with Dinah Amane but
also due to the fact that far too many of the Court's employees feel terrorized
by Atty. Arce whose personality-manners, attitude and conduct-is described by
most of the people who deal with her as petty, inflexible, intimidating and
overbearing.[19] In addition, Judge Abela found the following
acts to have been either admitted or else not credibly denied or rebutted by
respondent:
(1) When ATTY. POCO-DESLATE first reported for duty on 16 May 1994, ATTY. MENDOZA-ARCE "arrogantly" asked her to explain why she presented her certificate of attendance only that afternoon and told her to henceforth report to her every morning before she POCO-DESLATE) proceeds to her own office as Branch 19 Clerk of Court;
(2) Since the first day of duty of ATTY. POCO-DESLATE xxx ATTY. MENDOZA-ARCE "has been consistently oppressing" her and finding fault with her;
(3) In September 1994, ATTY. MENDOZA-ARCE told ATTY. POCO-DESLATE "to disobey Judge Pestaño" and to inform him that his act of encouraging court personnel to complete their college education as working students was "wrong and against the Civil Service Law;"
(4) In August 1994 ATTY. MENDOZA-ARCE told the personnel of Branch 19 that it is beater for them to disobey their presiding judge than to disobey her because she will file administrative charges against them;
(5) Twenty-three (23) employees of the Court, including three (3) of its six (6) Branch Clerks of Court, signed under oath a petition to the Court Administrator dated 12 September 1994 "begging" that ATTY. MENDOZA-ARCE be formally investigated and placed under preventive suspension "for Oppression and Conduct Prejudicial to the Best Interest of the Service." The petition alleged, inter alia, that ATTY. MENDOZA-ARCE "lack the emotional stability of the office, because, instead of fostering closeness among members of the work force, she alienates herself from them and wastes precious time just to look (sic) for any imaginable minute error an employee may commit,” that “she is running berserk,” and that “with her attitude and action, there is pervading unease in the Hall of Justice, with the employees, suffering from low morale;"
(6) ATTY. MENDOZA-ARCE threatened to file administrative charges against all court employees who signed the petition against her; she acted and has been acting and behaving as if the Office of the RTC Clerk of Court is an extension of her household where she treats the employees like houseboys and housemaids whom she could bully and shout at to her heart's desire;" she goes into "tantrums;" she "virtually stalks each and every employee of the Court" and "violates everybody's sense of decency and personal privacy;”
(7) The Executive Judge, in an attempt to stem the deepening animosity between Clerk of Court MENDOZA-ARCE and the rest of the Court's personnel, issued Office Order No. 4 dated 16 September 1994 reiterating the dues, functions, and scope of authority of the Clerk of Court as described in CSC Form No. 1 (Position Description Form) for the Judiciary. The Office Order also informed that the Presiding Judge have (sic) the discretion whether or not their Branch Clerk of Court shall mail the DTRs of the branch employees directly to the Supreme Court or send the said DTRs through the RTC Clerk of Court;
(8) On 14 October 1994, in disregard of the Executive Judge's Office Order No. 4, ATTY. MENDOZA-ARCE wrote directly to the Court Administrator inquiring as to: a) the "Duties and Responsibilities of the Clerk of Court VI, Regional Trial Court, Roxas City;" b) "who is the administrative officer of all the Branches of the Regional Trial Court;" c) "who exercises general supervision over all court personnel," including personnel of all branches of the Court; and d) whether she as Clerk of Court VI, is "authorized or empowered to perform duties, authorities and responsibilities" contained in the Manual for Clerks of Court dated 22 February 1991;
(9) Not, a few of the court employees feel insecure about their jobs because of ATTY. MENDOZA-ARCE’s fault-finding and perceived vindictiveness. Several have suffered “mental tortures and nightmares” allegedly to the delight of ATTY. MENDOZA-ARCE who “brags about her power over ‘her employees’,” as she calls subordinate court personnel;
(10) In March 1994 ATTY. MENDOZA-ARCE "without any reason whatsoever," verbally assaulted with "indescribable and hurting "words" and gestures SALVACION A. PESTAÑO," Court Interpreter of Branch 18, in front of other people;
xxx xxx xxx
(12) On 11 March 1994 ATTY. MENDOZA-ARCE loudly and furiously berated SALVACION A. PESTAÑO in front of her visitor and another court employee, merely because MS. PESTAÑO expressed some views about an existing vacancy in Branch 16. She shouted at MS. PESTAÑO thus: "You belong to the lower ranks of employees yet you have the nerve to recommend somebody" and threatened to file an administrative case against her. She also rudely asked who MS. PESTAÑO's visitor was and rudely declared that "she has no business staying in this room." At the time, MS. PESTAÑO's visitor was in the room making her application for the vacant position in Branch 16;
(13) DINAH CHRISTINA A. AMANE fears to go to the office of ATTY. MENDOZA-ARCE because "when she is mad, she bangs the door of her office, throws forcefully her things on the table and looks at the person sharply as if that person has committed a very serious crime against her"; ATTY. MENDOZA-ARCE threatens persons she is angry at with administrative disciplinary action, "nags without any apparent reason," and gossips about ATTY. POCO-DESLATE and others;
(14) ATTY. MENDOZA-ARCE always threatens any subordinate employee she is mad at. When she got angry at MS. DURAN she threatened to file an administrative case against her; telling her thus: "I will really go after you. If I can have EDDIE CANAS dismissed, I can easily do the same to you. I will really stab you in the back" (translated from the vernacular);
(15) ATTY. MENDOZA-ARCE oftentimes nags and shouts "without any apparent reason." In the many instances that she got mad at an employee at Branch 19, all the other employees of the Court became tense “because she would start looking for faults to be used against us;"
(16) Branch 18 court personnel describe ATTY. MENOOZA ARCE as "very strict," "always going around for tsismis," and "hysterical;"
(17) In September 1994, ATTY. MENDOZA-ARCE repeatedly called up and visited "BOMBORADYO" station in Roxas City until its anchorman and anchorwoman agreed to air her three-page unsigned "comment/answer" to the 12 September 1994 petition of the court of employees against her; All, 17 items of the said "comment/answer," some of which were broadcast and some were not, were allegedly derogatory and defamatory of certain unnamed court employees;
(18) ATTY. MENDOZA-ARCE "disgraced and destroyed our reputation over broadcast media;"
(19) in as much as the Colegio de la Purisima Conception (CPC), authorities ignored her written requests for certifications, ATTY. MENDOZA-ARCE repeatedly visited the college dean and professors of MS. DURAN and MS. ARCHES at CPC, threatened them with court action, and generally created a disturbance and scandal at CPC;
(20) The Capiz Chapter of the Integrated Bar, upon the initiative of the counsels of ATTY. POCO-DESLATE, passed Resolution No. 95-1 dated 10 May 1995 calling the attention of the Court Administrator and the Justices of the Supreme Court to "the feasance of ATTY. SUSAN MENDOZA-ARCE which denigrates the dignity of the court and dilutes the confidence of the public in the judicial system." The "feasance" referred to concerned "complaints and grievances of several lawyers, litigants, clients and court personnel on the oppressive acts and misconduct of ATTY. SUSAN, MENDOZA-ARCE as she obstructs and warps the smooth administration of justice by imposing red tapes on some simple ministerial maters which requires swift action such as:
a. Delay in the release of detained prisoners with approved bail bonds;
b. Imposition of irrelevant requirements on renewal of notarial commissions;
c. Application of unorthodox procedures on several foreclosure sales; and
d. Exasperating delay in causing the execution of judgments.
(21) In December 1994 ATTY. MENDOZA-ARCE induced JORGE A. AGULTO, Court Interpreter at Branch 19, with a promise to favorably consider him for the position of Deputy Sheriff in her office vice EDUARDO CANAS if he will only execute an affidavit in her favor and against MS. DURAN and MS. ARCHES;
(22) In February 1995 a bundy clock was installed inside the office of the Clerk of Court. To personally monitor office attendance of the Court's personnel, ATTY. MENDOZA-ARCE would stand by the bundy clock and watch the employees punch their DTRs in and out of the bundy clock morning, noon, and afternoon."
(23) At 5:25 p.m. on 27 March 1996, ATTY. MENDOZA-ARCE personally caused to be entered in the blotter of the Roxas City Police Station the allegation that when PATRICIA ABALDONADO, DINA ARCE, Branch 15 Court Interpreter and Stenographer, respectively, punched their timecards out at 5:05 that afternoon they commented that "this bundy clock really ought to break down" (translated from the vernacular). The police blotter also showed that on 21 February 1995 and on 29 January 1996, ATTY. MENDOZA-ARCE personally caused to be entered therein other allegations of similar nature. Learning of this from the local radio stations broadcasts, MS. ABALDONADO and MS. ARCE, at 11:40 a.m. on 29 March 1996, also caused to be entered in the same police blotter their allegation that all the blotter entries caused to be made by ATTY. MENDOZA-ARCE "were untrue, unfounded, purely inventions of her mind, just to malign and harass the reportees." [Certifications dated 29 March 1996 and 1 April 1996 issued by SPO1 EDWIN DARIA BASAS, Police Blotter PNCO];
(24) ATTY. MENDOZA-ARCE is now using the Roxas City Police blotter record lies and “concocted misdemeanors” she imputes falsely to subordinate court personnel. These blotter entries are invariably aired over the local radio station [Letter of DINA ARCE and PATRICIA ABALDONADO to this investigator dated 19 April 1986].
After a careful review of
subject Investigation Report, the Court finds no basis for overturning the
factual findings arrived at and sanctions recommended, except that in Adm.
Matter No. P-94-1080 we reduce the penalty of Atty. Esperanza E. Poco-Deslante
from six (6) months suspension to one (1) month and ten (10) days suspension
without pay.
In the Case of Clerk
Dinah Christina Amane, the Court sustains the findings of the Investigating
Judge in Adm. Matter No. P-94-1080 being in accord with the evidence on
record. The Annexes[20] to the comment-countercharge of Atty. Arce
exposed overwhelming evidence that Amane habitually absented herself from her
work to the great prejudice of public service
There is also ample showing that Ms. Amane deliberately made false
entries in her DTRs. As the pertinent
records disclose, Ms. Amane made it appear that she was punctual in her
attendance when she was usually late.
She misrepresented that she was present in the office on certain dates
when, in truth, she was absent. Her
DTRs for the months of March, April, May, June, and August 1994 indicate that
she was present on specific dates but Certifications issued by the RTC-Roxas
City on those dates which were supposed to be initialed by Ms. Amane as part of
her duty as Clerk III in-charge of civil cases were not so initialed thus
indicating that she was in fact absent as alleged and contrary to the entries
in her DTRs. Clearly, there was
falsification on the part of Ms. Amane.
Rule XVII, Sec. 4, of the Civil Service Law and Rules provides:
Sec. 4. Falsification or irregularities in the keeping of time records will render the guilty officer or employee administratively liable without prejudice to criminal prosecution as the circumstances warrant.
For this, and her
frequent unauthorized absences and tardiness, Ms. Armane should be made to
account. Under Sec. 23, par. (f), Rule
XIV, of the Omnibus Civil Service Rules and Regulations, falsification of
official documents is punishable with dismissal from the service even for the
first offense.
Atty. Esperanza
Poco-Deslate, Branch Clerk of Court of Branch 19 and immediate superior of Ms.
Amane, should in a way be answerable for her role in tolerating Amane's
absences. As the immediate supervisor
of Ms. Armane, Atty. Poco-Deslate should have disciplined her and made sure
that her subordinates regularly and promptly performed their duties. Consequently, Atty. Poco-Deslate is liable
for neglect of duty. Although not so
formally charged, the Investigation Report dated 13 May 1997 of Judge Julius L.
Abela finding her guilty of simple neglect of duty should be considered as the
formal complaint against this respondent.
Considering, however,
that the said respondent, was appointed as Third Assistant Provincial
Prosecutor of Capiz on June 15, 1999 and has assumed office, as such, on July
16, 1999, her suspension from office, recommended by the Investigating Judge,
has been become inappropriate. In lieu
thereof, a fine of P10,000.00 should suffice.
As to Adm. Matter No. P-95-1128
where the respondents Anita Duran and Johnel Arches were charged with
falsification, the Court finds the evidence on record insufficient to hold them
liable, hence, adopts the Investigating Judge's recommendation that the charges
against them be dismissed. The only
pieces of evidence adduced by Atty. Arce were, aside from the Grading Sheets of
respondents, the certificates[21] issued by the Office of the Registrar of Colegio dela
Purisima Concepcion[22] showing that Anita Duran was enrolled in, (a) English
115 scheduled every Monday, Wednesday and Friday at 4:30 to 5:30 p.m.; (b)
Philosophy 101, every Tuesday and Thursday at 4:30 to 6:00 p.m.; and, (c) Math
104 every Tuesday and Thursday at 7:30 to 9:00 a.m., while Johnel Arches
was-enrolled in: (a) Philosophy 101 scheduled every Tuesday and Thursday at
4:30 to 6:00 p.m.; and, (b) Psychology 101 every Monday, Wednesday, and Friday
at 4:30 to 5:30 p.m.
As respondents correctly
contend, the certificates issued by the Registrar of the Colegio de la Purisima
Concepcion (Exhs. "E" and "F") are proof, only of
the fact of their enrollment but not their actual attendance in class. On the other hand, the Grading Sheets[23] themselves partially belie complainant's
assertion that Duran and Arches attended their classes in Philosophy 101 and
Psychology 101 during office hours because the Grading Sheets (Exhs. "AA"
and "BB") show that the "Time" for the "Philosophy
101" class attended by them was 6:00 - 7:30 p. m. while the
"Time" for the "Psychology 101 " class attended by Arches
was "5:30 - 6:30 p.m.'' clearly beyond office hours. Aside from the foregoing, respondents'
professors as well as the Dean of the school, who have no interest in the case
and are therefore expected to be impartial in their certifications and
testimonies, attested that subject students attended their classes after office
hours in accordance with an internal arrangement with them. Besides, respondents' co-employees, not to
mention their Presiding Judge, Executive Judge Pestaño himself, confirmed that
Duran and Arches were always in court performing their functions and were not
known to leave the office before 5 o'clock in the afternoon.[24] Hence, since the alleged falsification by
Duran and Arches was not competently proved, the charge of connivance in the
falsification against Atty. Poco-Deslate should necessarily be dismissed.
Finally, in Adm. Matter
No. P-95-1144, we agree with the Investigating Judge's recommendation that
Atty. Susan Mendoza-Arce should be made to account for her grave misconduct,
conduct prejudicial to the best interest of the service, and oppression for
reprehensible acts done in connection with these administrative cases.
For one thing, we cannot
condone respondent's acts of harassment and intimidation of professors of the
Colegio de la Purisima Concepcion in her single-minded determination to secure
evidence against court employees suspected of having falsified their DTRs. Even assuming her purpose to be laudable,
the means chosen by Atty. Mendoza-Arce leaves much to be desired being not only
abusive of other people's rights and persons but, worse, grossly unworthy of
her position as Clerk of Court of RTC-Roxas City. As succinctly held in Macalua vs. Tiu, Jr.,[25] an employee of the judiciary is expected to accord
respect for the person and rights of others at all times, and his every act and
word characterized by prudence, restraint, courtesy and dignity. Government service is people-oriented where
high-strung and belligerent behavior is not allowed. No matter how commendable respondent's motives may be, as a
public officer, courtesy should be his policy always. This applies with more force in the case of Atty. Mendoza-Arce
because as Clerk of Court of RTC-Roxas City she is supposed to be the model of
all court employees not only with respect to the performance of their assigned
tasks[26]but also in the manner of conducting
themselves with propriety and decorum ever mindful that their conduct, official
or otherwise, necessarily reflects on the court of which they are a part. What makes the act doubly reprehensible in
the case of Atty. Mendoza-Arce was that it was perpetrated by flashing one's
"badge" and with threats that as a Clerk of Court she could easily
slap the officials of the school with a court case if the latter refused to
cooperate with her. Such is not zeal in
one's duties, but rather, an ugly display of an oppressive character amounting
to grave misconduct.
As it is, Atty.
Mendoza-Arce's act of trying to intimidate CPC professors into certifying
something "contrary to their knowledge" completely destroyed the
avowed legitimacy of her purpose of merely trying to ascertain whether Duran
and Arches really falsified their DTRs.
After all, there are other ways to prove such fact. Atty. Mendaza-Arce's
resort to such reprehensible means clearly reveals her mind-set to impute
something criminal on the part of the employees of the court to the extent of
even daring to suborn perjury just to substantiate her imputations.[27] As a lawyer, more so as an officer of the
court, respondent ought to know, that she is mandated to "obey the laws of
the land and promote respect for the law and legal processes."[28]
In addition, we take
exception to Atty. Arce's decision to air her answer to the Petition dated 12
September 1994 of the court employees over the local radio station "Bombo
Radyo" or DYOW. Even assuming that
he was not the one who started the news, about the petition aired all over the
local radio stations and that she was merely forced to defend herself from the
news, still, her action of going on the air to throw her counter-accusations, i.e.,
one of the signatories to the Petition "plays mahjong during office
hours," another "accepts typing jobs and types them using office
supplies," while still another "does sideline jobs during office
hours by selling insurance,[29] is not justified and should not be
countenanced. As noted by the
Investigating Judge, Atty. Arce's
recourse to the local "Bombo Radyo" radio and to the Roxas City Police
Blotter to broadcast her petty and ridiculous accusations against particular
court employees unduly exposed the court and its personnel to public ridicule
and derision[30]contrary to our emphasized admonition that
all those involved in the administration of justice are required all the times
to conduct themselves with the highest degree of propriety and
decorum and to take great care in avoiding incidents that tend, to degrade the
judiciary and diminish the respect and regard for the courts.[31] As enshrined in our Code of Conduct and
Ethical Standards for Public Officials and Employees, public interest must be
upheld over personal ones.[32]
Likewise not to be
ignored is Atty Mendoza-Arce's apparent disregard, even disrespect, of the
authority of her superior, Executive Judge Sergio Pestaño, who was likewise the
Presiding Judge of Br. 19 of the RTC-Roxas City. As correctly contended by complainant Atty. Poco-Deslate, the
Manual for Clerks of Court limits the general supervisory power of the Clerk of
Court over all court personnel initiating such investigations and recommending
appropriate action to the Executive Judge.[33] This underscores the primacy of the
supervisory powers of the Executive Judge whose designation, after all, is but
a recognition of his leadership qualities.[34]
In the instant case Atty.
Mendoza-Arce chose to proceed administratively against Anita Duran, and Johnel
Arches despite lack of evidence, persistent efforts at mediation by all the
Judges of the RTC-Roxas City led by the Executive Judge himself, and
notwithstanding Judge Pestaño's assurances during the mediation conference on
21 September 1994 that the enrollment of subject stenographers was is response
to his encouragement to his staff to pursue and complete their college
education for their own professional growth.
While the Court does not approve of the action of the Executive Judge in
allowing Anita Duran and Johnel Arches to undertime their DTRs pending
adjustment of the schedule and special arrangements with their professors, the
Court however is not quick to condemn such action of the Judge as so grave an
error. The Court recognizes the
initiative of the Honorable Judge, in encouraging the professional growth of
his staff. In his letter to this Court,
coursed through the Court Administrator, he informed that:
Because of the tight
schedule of classes, they said they were forced to enroll in a subject
scheduled at 4:30 p.m. When I learned
of this, I told the two stenographers in no uncertain terms that they could not
leave the office before 5 p.m. and that they should seek adjustment in their class
schedule. I also told them that they
should reach an understanding with their instructors that they be allowed to
arrive late in class. They told me that
their instructors gave them a little consideration because they are working
students and allowed them to arrive late in their class. In fact, Mrs. Duran never attended and then
dropped her subject in the morning. Miss Arches has also changed her
schedule. This is borne by the
certifications, machine copies of which are attached, issued by their college
instructors.[35]
That Atty. Susan
Mendoza-Arce was not dissuaded from her course of action by the explanation of
Judge Pestaño and, worse, even saying that the latter's decision to encourage
court employees to continue with their college education was wrong and against
Civil Service Rules,[36] strongly indicates her lack of respect for
her immediate superior in utter disregard of our repeated admonition that a
Clerk of Court, being an essential officer of the court, is especially imbued
with the mandate of earning and preserving respect and maintaining loyalty not
only to the court but also the judge as superior officer.[37] A judge presiding over a branch' of a court
is, in legal contemplation, the head thereof having effective control and
authority to discipline all employees within the branch He is not a mere figurehead and to claim
that "it is better to disobey the presiding judge rather than the clerk of
court,”[38] in effect asserting that a Clerk of Court is
head of the office, is too clearly untenable to merit any serious
consideration.[39] Unless the judges are themselves under
investigation or unjustifiably refuse to exercise their supervisory powers,
they should not be deprived of the power and discretion to discipline employees
under them. Thus Atty. Mendoza-Arce
should have been satisfied with what Judge Pestaño explained if she herself was
not ready to impute a wrongdoing to him for his solution to the predicament of
the stenographers.
Finally, not to be
ignored is Atty. Mendoza-Arce's widely complained disposition as Clerk of Court
of the RTC-Roxas City. As already
professed, it is indeed commendable to strive for an ideal government office
where every public servant devotes himself wholly to public service with the
utmost integrity, honesty and diligence in work However, we must repeat:
To be a good manager, one must be a good leader. One cannot be a good leader unless, among
other things, he knows himself and his objectives, ever cognizant of the fact
that he is dealing with beings endowed by God with human dignity and
self-respect, each of whom is different from the other, is able to earn the
trust and confidence of his subordinates and motivate them toward creativity,
achievement, and success, and is able to marshal their potentials and the
resources of his office for the effective performance of its functions and
duties. His conduct and example must
create an atmosphere of cordiality conducive to industry, dedication, and
commitment to excellence.[40]
WHEREFORE, after due deliberation, we hold thus:
1. In Adm. Matter No. P-94-1080 (Dinah
Christina A. Amane v. Atty. Susan Mendoza-Arce) the complaint filed by Dinah
Christina A. Amane against Atty. Susan Mendoza-Arce is dismissed for insufficiency
of evidence. Based on the evidence on
record, Dinah Christina A. Amane, on the other hand, is found GUILTY of
notorious absenteeism and falsification of her Daily Time Records (DTRs) and
consequently ordered DISMISSED from the service with forfeiture of all benefits
and privileges, with prejudice to reemployment in the government including
government owned and controlled corporations.
Atty. Esperanza E.
Poco-Deslate is adjudged GUILTY of simple neglect of duty for tolerating Dinah
Christina A. Amane's aforesaid notorious absenteeism and falsification of Daily
Time Records (DTRs) being the latter's immediate superior, and is hereby
ordered to pay a fine of P10,000.00.
2. In Adm. Matter No. P-95-1128 (Atty. Susan
Mendoza-Arce vs. Anita B. Duran, Johnel C. Arches and Atty. Esperanza E.
Poco-Deslate), the charges of falsification of DTRs filed against Anita
Duran and Johnel Arches are DISMISSED for lack of merit. Hence, the charge of connivance to said
falsification against Atty. Esperanza E. Poco-Deslate is necessarily dismissed;
3. In Adm. Matter No. P-95-1144 (Atty.
Esperanza Isabel E. Poco-Deslate vs. Atty. Susan Mendoza-Arce), Atty. Susan
Mendoza-Arce is found GUILTY of grave misconduct, oppression and conduct
prejudicial to the best interest of the service and is accordingly DISMISSED
from the service with forfeiture of all benefits and privileges, with prejudice
to reemployment in the government including government owned and controlled
corporations.
SO ORDERED.
Davide, Jr.,
(Chairman), Melo, Puno, Vitug, Kapunan, Mendoza, Panganiban, Quisumbing,
Purisima, Pardo, Buena, Gonzaga-Reyes, Ynares-Santiago, and De Leon, Jr., JJ., concur.
Bellosillo, J., no part, related to
parties.
[1] Atty.
Victor Ma. D. Almeda, Atty. Esperanza E. Poco-Deslate, Charles D. Aguiling,
Nanette F. Chuachingco, Cecilia D. Ignacio, Rosa A. Dapat, Eden C. Forel,
Patricia A. Abaldonado, Dina L. Arce, Simplicio A. Contillo, Atty. Rafael P.
Orala, Jr., Dinah Christina A. Amane, Salvacion A. Pestano, Consuelo A. Bisnar,
Susan B. Ferrer, Nelia A. Andrada, Anita B. Duran, Elena B. Contillo, Johnel C.
Arches, Jocylinda M. Duran, Lilibeth Villalobos, Aniceto Abaygar, Erlinda V.
Antique, and Romeo A. Alvidera
[2] Rollo,
A.M. No. P-94-1080, pp. 15-17; Rollo, A.M. No. P-95-1128, pp. 46-48.
[3] Judges
Roger B. Patricio, Jose O. Alovera, Salvador S. Gubaton, Ramon B. Berjamin and
Delano F. Villaruz.
[4] Rollo,
A.M. No. P-95-1128, pp. 34-36.
[5] Rollo,
A.M. No. P-94-1080, pp. 3-8.
[6] Rollo,
A.M. No. P-95-1144, pp. 2-11.
[7] See
Note 2.
[8] Rollo,
A.M. No. P-95-1128, pp. 153-172.
[9] Resolution
dated 29 May 1995; id., p. 201.
[10] On
grounds of delicadeza and to avoid suspicion of partiality since most of the
respondents are members of his staff in Br. 19 of the RTC-Roxas City; Rollo,
A.M. No. P-95-1128, pp. 235-236.
[11] Resolution
dated 17 July 1995; id., p. 238.
[12] Rollo,
A.M. No. P-94-1080, pp. 210-219.
[13] Investigation
Report dated 13 May 1997, pp. 15-17.
[14] Certification
dated 16 September 1994; Rollo, A.M. No. P-95-1128, p. 5.
[15] Certification
dated 16 September 1994, id., p. 6.
[16] Id.,
p. 7.
[17] See
Notes 14 and 15
[18] Confidential
Investigation Report, pp. 18-19.
[19] Id.,
p. 24.
[20] Rollo,
A. M. No. P-94-1080, pp. 60-166.
[21] See
Certificate re Anita Duran marked Exh. “E” and Certificate re johnel Arches
marked Exh “F”
[22] Rollo
of A.M. No. P-95-1124, pp. 45 and 45-A.
[23] See
Grading Sheet of Anita Duran and Johnel Arches in Philosophy 101 marked Exh.
“AA” and Grading Sheet of Johnel Arches in Psychology 101 marked Exh. “BB.”
[24] Rollo,
Adm. Matter No. P-95-1128, pp. 36 and 218.
[25] A.M.
No. P-97-1236, 11 July 1997, 275 SCRA 320, 326-327
[26] Sec.
3, Chapter I, Manual for Clerks of Court, p. 3.
[27] Confidential
Investigation Report, p. 25.
[28] Canon
I, Code of Professional Responsibility.
[29] TSN,
13 October 1995, p. 5.
[30] Investigation
Report dated 13 May 1997, p. 26.
[31] Security
Division, Supreme Court of the Philippines vs. Umpa, A.M. No. P-95-1138,
15 May 1996, 256 SCRA 685, 688.
[32] Sec.
2, R.A. No. 6713.
[33] Chapter
VII, Sec. 5. Initiates
Investigations. The Clerk of Court
initiates investigation of erring personnel and recommend the appropriate action
to the executive Judge.
[34] Re:
Report on the judicial Audit, RTC Brs. 4 and 23, Manila, A.m. No. 97-3-85-RTC, 18
June 1998, 291 SCRA 10, 29.
[35] Rollo,
A.M. No. P-95-1128, p. 36.
[36] Investigation
Report, p. 19.
[37] Marasigan
vs. Buena, A.M. No. 95-1-01-MTCC, 5 January 1998, 284 SCRA 1, 9; RTC
Makati Movement Against Graft and corruption vs. Dumlao, A.M. No.
P-93-800, 9 August 1995, 247 SCRA 108, 118.
[38] See
Note 37.
[39] Garcia
vs. Teehankee, No. L-28747, 28 April 1969, 27 SCRA 1142, 1145.
[40] Estoya
vs. Abraham-Singson, A.M. No. RTJ-91-758, 26 September 1994, 237 SCRA 1,
23-24.