EN BANC
[G.R. No. 120420. April 21, 1999]
PEOPLE OF THE PHILIPPINES,
plaintiff-appellee, vs. RUFINO MIRANDILLA BERMAS, accused-appellant.
D E C I S I O N
VITUG, J.:
In convicting an
accused, it is not enough that proof beyond reasonable doubt has been adduced;
it is also essential that the accused has been duly afforded his fundamental
rights.
Rufino
Mirandilla Bermas pleaded not guilty before the Regional Trial Court of
Parañaque, Branch 274, Metro Manila, to the crime of rape under a criminal
complaint, which read:
“C O M P L A I N T
“The undersigned complainant as
assisted by her mother accuses Rufino Mirandilla Bermas, of the crime of Rape,
committed as follows:
"That on or about the 3rd day
of August 1994, in the Municipality of Parañaque, Metro Manila, Philippines,
and within the jurisdiction of this Honorable Court, the abovenamed accused,
while armed with a knife and by means of force and intimidation, did then and
there willfully, unlawfully and feloniously have carnal knowledge of the
undersigned complainant against her will.
“CONTRARY TO LAW
“Parañaque, Metro Manila
“August 8, 1994
“(SGD)
MANUEL P. BERMAS
Complainant
“Assisted by:
“(SGD) ROSITA BERMAS
Mother”[1]
Evidence was adduced during trial by the parties at the conclusion of
which the lower court, presided over by Hon. Amelita G. Tolentino, rendered
its decision, dated 02 May 1995,
finding the accused guilty of the offense charged and sentencing him to suffer
the extreme penalty of death.
The death
penalty having been imposed, the case has reached this Court by way of
automatic review pursuant to Article 47 of the Revised Penal Code, as amended
by Section 22 of Republic Act No. 7659 (otherwise known as An Act To Impose
Death Penalty on Certain Heinous Crimes, Amending For That Purpose The Revised
Penal Code, as amended, Other Special Penal Laws, and For Other Purposes, which
took effect on 31 December 1993).
The prosecution,
through the Office of the Solicitor General, gave an account, rather briefly,
of the evidence submitted by the prosecution.
"On August 3, 1994,
complainant Manuela Bermas, 15 years old, was raped by her own father,
appellant Rufino Bermas, while she was lying down on a wooden bed inside their
house at Creek Drive II, San Antonio Valley 8, Parañaque, Metro Manila (pp.
6-7, TSN, Oct. 19, 1994). Armed with a
knife, appellant removed the victim's shorts and panty, placed himself above
her, inserted his penis in her vagina and conducted coital movements (pp. 7-8,
ibid.). After the appellant satisfied
his lustful desire, he threatened the victim with death if she reports the
incident to anyone. (p. 9, ibid.)
"On August 9, 1994,
complainant was medically examined at the NBI, which yielded the following
findings:
"The findings concluded: 1. No
evident sign of extragenital physical injuries noted on the body of the subject
at the time of examination; 2. Hymen, intact but distensible and its orifice
wide (2.7 cm. In diameter) as to allow complete penetration by an average
sized, adult, Filipino male organ in full erection without producing any
hymenal laceration."[2]
The defense
proffered the testimony of the accused, who denied the charge, and that of his
married daughter, Luzviminda Mendez, who attributed the accusation made by her
younger sister to a mere resentment by the latter. The trial court gave a summary of the testimony given by the
accused and his daughter Luzviminda; viz:
“The accused vehemently denied that
he has ever committed the crime of rape on her daughter, the complainant. He told the Court that he could not do such
a thing because he loves so much his daughter and his other children. In fact, he said that he even performed the
dual role of a father and a mother to his children since the time of his
separation from his wife. The accused
further told the Court that in charging him of the crime of rape, the
complainant might have been motivated by ill-will or revenge in view of the
numerous scoldings that she has received from him on account of her frequent
coming home late at night. The accused
stressed that he knew of no other reason as to why his daughter, the
complainant, would ever charge him of the crime of rape except probably in
retaliation for being admonished by him whenever she comes home late in the
night.
“The married daughter of the
accused, who testified in his behalf, denied that the complainant was raped by
the accused. She said that the
complainant did not come home in the night of August 3, 1994, and that, she is
a liar. She told the Court that the
concoction by the complainant of the rape story is probably due to the
resentment by the latter of the frequent scoldings that she has been receiving
from the accused. She further added
that she was told by the previous household employer of the complainant that
the latter is a liar. She went on to
testify further that she does not believe that the accused, who is her father,
raped the complainant, who is her younger sister.”[3]
The trial court,
in its decision of 02 May 1995, found the case of the prosecution against the
accused as having been duly established and so ruled out the defense theory of
denial and supposed ill-will on the part of private complainant that allegedly
had motivated the filing of the complaint against her father. The court adjudged:
"WHEREFORE, this Court finds
the accused guilty beyond reasonable doubt of the crime of rape and hereby
sentences him to suffer the DEATH PENALTY, to indemnify the complainant in the
amount of P75,000.00, Philippine Currency, and to pay the costs.
"SO ORDERED."[4]
In their 61-page
brief, defense counsel Fernandez & Kasilag-Villanueva (in collaboration
with the Anti-Death Penalty Task Force), detailed several errors allegedly
committed by the court a quo; thus:
“I. THE ACCUSED WAS DEPRIVED OF DUE PROCESS.
“A. THE
ACCUSED WAS DENIED HIS CONSTITUTIONAL RIGHT TO EFFECTIVE AND VIGILANT COUNSEL
1. The trial court did not observe the correct selection process in
appointing the accused's counsel de officio;
2. The Public Attorney could not
give justice to the accused;
a.
Negligent in not moving to quash the information on the ground of
illegal arrest;
b.
Negligent in not moving to quash the information on the ground of
invalid filing of the information;
c.
Negligent in not moving for a
preliminary investigation;
d. Negligent in not pointing out
the unexplained change in the case number;
e.
Negligent in not moving to inhibit the judge;
f. Negligent in her conduct at the initial trial.
3. The Vanishing Second Counsel de Officio
a.
He was not dedicated nor devoted to the accused;
b. His work was shoddy;
4. The Reluctant Third Counsel de Officio
5. The performance of all three
counsels de officio was ineffective and prejudicial to the accused.
“B. THE ACCUSED WAS DENIED HIS
CONSTITUTIONAL RIGHT TO BE TRIED BY AN IMPARTIAL JUDGE AND TO BE PRESUMED
INNOCENT.
“C. THE ACCUSED WAS DENIED HIS
CONSTITUTIONAL RIGHT TO BE HEARD AND FOR WITNESSES TO TESTIFY IN HIS BEHALF.
“D. THE ARRAIGNMENT OF THE ACCUSED
WAS INVALID.
“E. THE ACCUSED WAS DENIED THE
EQUAL PROTECTION OF THE LAW.
“II. THE TRIAL COURT DID NOT `SCRUTINIZE WITH EXTREME CAUTION’ THE
PROSECUTION'S EVIDENCE, MISAPPRECIATED THE FACTS AND THEREFORE ERRED IN FINDING
THE ACCUSED GUILTY OF RAPE BEYOND REASONABLE DOUBT."[5]
The Court, after
a painstaking review of the records, finds merit in the appeal enough to
warrant a remand of the case for new trial.
It would appear
that on 08 August 1994 Manuela P. Bermas, then 15 years of age, assisted by her
mother Rosita Bermas, executed a sworn statement before SPO1 Dominador Nipas,
Jr., of the Parañaque Police Station, stating, in sum, that she had been raped
by accused Rufino Mirandilla Bermas, her own father, in 1991 and 1993, as well
as on 03 August 1994, particularly the subject matter of the complaint,
hereinbefore quoted, duly signed and filed conformably with Section 7, Rule
112, of the Rules of Court. The Second
Assistant Prosecutor, issued a certification to the effect that the accused had
waived his right to a preliminary investigation.
On the day
scheduled for his arraignment on 03 October 1994, the accused was brought
before the trial court without counsel.
The court thereupon assigned Atty. Rosa Elmira C. Villamin of the Public Attorney's Office to be the
counsel de officio. Accused
forthwith pleaded not guilty. The
pre-trial was waived.
The initial
reception of evidence was held on 19 October 1994. The prosecution placed complainant Manuela Bermas at the witness
stand. She testified on direct
examination with hardly any participation by defense counsel who, inexplicably,
later waived the cross-examination and then asked the court to be relieved of
her duty as counsel de officio.
"ATTY. VILLARIN:
And I am requesting if this
Honorable Court would allow me and my pañero besides me, would accede to my
request that I be relieved as counsel de officio because I could not also give
justice to the accused because as a lady lawyer . . . if my pañero here and if
this Honorable Court will accede to my request.
"COURT:
It is your sworn duty to defend the
helpless and the defenseless. That is
your sworn duty, Mrs. Counsel de Officio.
Are you retracting?
"ATTY. VILLARIN:
That is why I am
asking this Honorable Court."[6]
Counsel's request was granted, and Atty. Roberto Gomez was appointed the
new counsel de officio. While
Atty. Gomez was ultimately allowed to cross-examine the complainant, it should
be quite evident, however, that he barely had time, to prepare therefor. On this score, defense counsel Fernandez
& Kasilag-Villanueva in the instant appeal would later point out:
“To substitute for her, the Public
Attorney recommended Atty. Roberto Gomez to be appointed as defense counsel de
oficio. And so the trial court
appointed him.
“Atty. Gomez asked
for a ten minute recess before he began his cross examination, presumably to
prepare. But a ten minute preparation
to cross examine the complainant upon whose testimony largely rests the verdict
on the accused who stands to be meted the death penalty if found guilty, is far
too inadequate. He could not possibly
have familiarized himself with the records and surrounding circumstances of the
case, read the complaint, the statement of the complainant, the medico-legal report,
memos of the police, transcripts and other relevant documents and confer with
the accused and his witnesses, all in ten minutes.”[7]
The prosecution
abruptly rested its case after the medico-legal officer had testified.
The reception of
the defense evidence was scheduled for 12 December 1994; it was later reset to
09 January 1995. When the case was
called on 09 January 1995, the
following transpired:
“COURT:
Where is the counsel for the accused?
“COURT:
Did he file his withdrawal in this case? It is
supposed to be the turn of the defense to present its evidence.
“PROSECUTOR GARCIA:
Yes, Your Honor. The prosecution had already rested
its case.
“COURT:
Last time he asked for the continuance of this case
and considering that the accused is under detention ... it seems he cannot
comply with his obligation.
“COURT:
(To the accused) Nasaan ang abogado mo?
“ACCUSED R. BERMAS:
Wala po.
“COURT:
It is already the turn of the defense to present its
evidence in this case. In view of the fact that the defense counsel is not
interested anymore in defending the accused because last time he moved for the
continuance of the hearing of this case and since this time he did not appear,
he is unduly delaying the proceedings of this case and considering the accused
here is under detention, I think it would be better if the Court appoints
another lawyer. He should file his withdrawal if he is not interested anymore.
In view of the fact that the counsel
de officio has repeatedly failed to appear in this Court to defend his
client-accused, the Court is hereby constrained to appoint another counsel de
officio to handle the defense of the accused.
For this purpose, Atty. Nicanor Lonzame is hereby appointed as the
counsel de officio for accused Rufino Mirandilla Bermas.”[8]
The hearing scheduled for that day was reset to 16 January 1995 upon the
request of Atty. Lonzame. On even date,
Atty. Lonzame himself asked to be relieved as counsel de officio but
later, albeit reluctantly, retracted; thus:
“COURT:
Where is the accused? Where is the counsel de
officio?
“ATTY. NICANOR LONZAME:
As counsel de officio, Your Honor. The lawyer from
the PAO is here, may I be allowed to give her my responsibility as counsel de
officio considering that the lawyer from the PAO ...
“COURT:
What about?
“ATTY. LONZAME:
I was appointed because the PAO lawyer was not
around. If the Court will allow us to
be relieved from our responsibility as appointed counsel de officio of the
accused ...
“COURT:
You want to be relieved of your responsibility as appointed
counsel de officio? As an officer of the Court you don't want to handle the
defense of the accused in this case?
“ATTY. LONZAME:
I will be withdrawing my previous manifestation that
I be relieved of my responsibility as counsel de officio.
“COURT:
So, therefore, counsel, are you now ready?
“ATTY. LONZAME:
Yes, Your Honor.”[9]
Trial proceeded with the accused being the first to be put at the
witness stand. He denied the accusation
against him. The next witness to be
presented was his married daughter who corroborated her father’s claim of
innocence.
The defense
counsel in the instant appeal took over from Atty. Lonzame who himself, for one
reason or another, had ceased to appear for and in behalf of accused-appellant.
This Court finds
and must hold, most regrettably, that accused-appellant has not properly and
effectively been accorded the right to counsel. So important is the right to counsel that it has been enshrined
in our fundamental law and its precursor laws.
Indeed, even prior to the advent of the 1935 Constitution, the right to
counsel of an accused has already been recognized under General Order No. 58,
dated 23 April 1900, stating that a defendant in all criminal prosecutions is
entitled to counsel at every stage of the proceedings,[10] and that if he is unable to employ
counsel, the court must assign one to defend him.[11]
The 1935 Constitution has no less been expressive in declaring, in
Article III, Section 17, thereof, that -
“(17) In all criminal prosecutions, the accused shall be presumed
to be innocent until the contrary is proved, and shall enjoy the right to be
heard by himself and counsel, to be informed of the nature and cause of the
accusation against him, to have a speedy and public trial, to meet the
witnesses face to face, and to have compulsory process to secure the attendance
of witnesses in his behalf.”
Except for a proviso allowing trial in absentia, the right
to counsel under the 1973 Constitution, essentially, has remained
unchanged. Under the 1987 Constitution,
a worthwhile innovation that has been introduced is the provision from which
prevailing jurisprudence on the availability of the right to counsel as early
as the stage of custodial interrogation can be deemed to be predicated. The rule, found in Sections 12 and 14, Article
III, of the 1987 Constitution, states -
“Sec. 12. (1) Any person under
investigation for the commission of an offense shall have the right to be
informed of his right to remain silent and to have competent and independent
counsel preferably of his own choice.
If the person cannot afford the services of counsel, he must be provided
with one. These rights cannot be waived
except in writing and in the presence of counsel.
“x x x x
x x x x x
“Sec. 14. x x x x x x x x x
“(2) In all criminal prosecutions, the accused shall be presumed
innocent until the contrary is proved, and shall enjoy the right to be heard by
himself and counsel, to be informed of the nature and cause of the accusation
against him, to have a speedy, impartial, and public trial, to meet the
witnesses face to face, and to have compulsory process to secure the attendance
of witnesses and the production of evidence in his behalf. However, after arraignment, trial may
proceed notwithstanding the absence of the accused provided that he has been
duly notified and his failure to appear is unjustifiable.”
The
constitutional mandate is reflected in the 1985 Rules of Criminal Procedures
which declares in Section 1, Rule 115, thereof, that it is a right of the
accused at the trial to be present in person and by counsel at every stage of
the proceedings from the arraignment to the promulgation of the judgment.
The presence and
participation of counsel in the defense of an accused in criminal proceedings
should never be taken lightly.[12] Chief Justice Moran in People vs.
Holgado,[13] explained:
"In criminal
cases there can be no fair hearing unless the accused be given an opportunity
to be heard by counsel. The right to be
heard would be of little avail if it does not include the right to be heard by
counsel. Even the most intelligent or
educated man may have no skill in the science of the law, particularly in the
rules of procedure, and, without counsel, he may be convicted not because he is
guilty but because he does not know how to establish his innocence. And this can happen more easily to persons
who are ignorant or uneducated. It is
for this reason that the right to be assisted by counsel is deemed so important
that it has become a constitutional right and it so implemented that under our
rules of procedure it is not enough for the Court to apprise an accused of his
right to have an attorney, it is not enough to ask him whether he desires the
aid of an attorney, but it is essential that the court should assign one de
oficio for him if he so desires and he is poor or grant him a reasonable
time to procure an attorney of his own."[14]
In William
vs. Kaiser,[15] the United States Supreme Court,
through the late Justice Douglas, has rightly observed that the accused “needs
the aid of counsel lest he be the victim of overzealous prosecutors, of the
law’s complexity or of his own ignorance or bewilderment.” An accused must be
given the right to be represented by counsel for, unless so represented, there
is great danger that any defense presented in his behalf will be as inadequate
considering the legal perquisites and skills needed in the court proceedings.[16] The right to counsel proceeds from
the fundamental principle of due process which basically means that a person
must be heard before being condemned.
The due process requirement is a part of a person’s basic rights; it is
not a mere formality that may be dispensed with or performed perfunctorily.
The right to
counsel must be more than just the presence of a lawyer in the courtroom or the
mere propounding of standard questions and objections. The right to counsel
means that the accused is amply accorded legal assistance extended by a counsel
who commits himself to the cause for the defense and acts accordingly. The right assumes an active involvement by
the lawyer in the proceedings, particularly at the trial of the case, his
bearing constantly in mind of the basic rights of the accused, his being
well-versed on the case, and his knowing the fundamental procedures, essential
laws and existing jurisprudence. The right of an accused to counsel finds
substance in the performance by the lawyer of his sworn duty of fidelity to his
client. Tersely put, it means an
efficient and truly decisive legal assistance and not a simple perfunctory
representation.[17]
It is never
enough that accused be simply informed of his right to counsel; he should also
be asked whether he wants to avail himself of one and should be told that he
can hire a counsel of his own choice if he so desires or that one can be
provided to him at his request.[18] Section 7, Rule 116, of the Rules
of Criminal Procedure provides:
“Sec. 7. Appointment of counsel de oficio. - The court, considering
the gravity of the offense and the difficulty of the questions that may arise,
shall appoint as counsel de oficio only such members of the bar in good
standing who, by reason of their experience and ability may adequately defend
the accused. But in localities where
such members of the bar are not available, the court may appoint any person,
resident of the province and of good repute for probity and ability, to defend
the accused.”
A counsel de oficio is expected to do his utmost.[19] A mere pro-forma appointment of de
oficio counsel who fails to genuinely protect the interests of the accused
merits disapprobation.[20] The exacting demands expected of a
lawyer should be no less than stringent when one is a counsel de
officio. He must take the case not
as a burden but as an opportunity to assist in the proper dispensation of
justice. No lawyer is to be excused
from this responsibility except only for the most compelling and cogent
reasons.[21]
Just weeks ago,
in People vs. Sevilleno, G.R. No. 129058, promulgated on 29 March 1999, this Court has said:
“We cannot right finis to this
discussion without making known our displeasure over the manner by which the
PAO lawyers dispensed with their duties.
All three (3) of them displayed manifest disinterest on the plight of
their client.
“x x x x x x x x x
“Canon 18 of the Code of
Professional Responsibility requires every lawyer to serve his client with
utmost dedication, competence and diligence.
He must not neglect a legal matter entrusted to him, and his negligence
in this regard renders him administratively liable. Obviously, in the instant case, the aforenamed defense lawyers
did not protect, much less uphold, the fundamental rights of the accused. Instead, they haphazardly performed their
function as counsel de oficio to the detriment and prejudice of the
accused Sevilleno, however guilty he might have been found to be after
trial. Inevitably, this Court must
advise Attys. Agravante, Pabalinas and Saldavia to adhere closely and
faithfully to the tenets espoused in the Code of Professional Responsibility;
otherwise, commission of any similar act in the future will be severely
sanctioned.”
The Court sees
no other choice than to direct the remand of the case to the court a quo for
new trial.
WHEREFORE, let this case be REMANDED to the
court a quo for trial on the basis of the complaint, aforequoted, under
which he was arraigned. Atty. Ricardo
A. Fernandez, Jr. of the Anti-Death Penalty Task Force is hereby appointed
counsel de officio for the appellant.
Attys. Rosa
Elmina Villamin of the Public Attorney's Office, Parañaque, Roberto Gomez and
Nicanor Lonzame are hereby ADMONISHED for having fallen much too short of their
responsibility as officers of the court and as members of the Bar and are
warned that any similar infraction shall be dealt with most severely.
SO ORDERED.
Davide, Jr.,
C.J., Romero, Bellosillo, Melo, Puno, Kapunan, Mendoza, Panganiban, Quisumbing,
Purisima, Pardo, Buena, Gonzaga-Reyes and Ynares-Santiago, JJ., concur.
[1] Rollo,
p. 7
[2] Rollo,
p. 218.
[3] Rollo,
p. 22.
[4] Rollo,
p. 25.
[5] Rollo,
pp. 117-119.
[6] TSN, Manuela
Bermas, 19 October 1994, p. 24.
[7] Rollo, pp. 135-136.
[8] Records, pp.
200-201.
[9] TSN, 16
January 1995, pp. 2-4.
[10] Section 15,
General Order No. 58 series of 1900 dated 23 April 1900.
[11] Section 17,
ibid.
[12] Flores vs. Ruiz,
90 SCRA 428.
[13] 85 Phil.
752.
[14] At pp.
756-757.
[15] 323 U.S. 471.
[16] Delgado vs.
Court of Appeals, 145 SCRA 357.
[17] Ruben E.
Agpalo, Legal Ethics, 4th Ed., 1989, page 184; People vs. Estebia, 27
SCRA 106.
[18] People vs.
Panel, 261 SCRA 720.
[19] People vs.
Estebia, 27 SCRA 106.
[20] People vs.
Magsi, 124 SCRA 64.
[21] Ruben E. Agpalo,
Legal Ethics, 4th ed., 1989, page 186, citing Canon 4, Canons of Professional
Ethics; Ledesma vs. Climaco, 57 SCRA 473.